UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in UBS Group AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 530
- +54 vs. Q3 2023
- Shares held
- 1.34B
- +54.2M (+4.2%) vs. Q3 2023
- Total value
- $41.2B
- +$9.52B (+30.1%) vs. Q3 2023
- New holders
- 101
- 181 more added
- Sold out
- 47
- 172 more reduced
11 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fifth Third Bancorp | 39,838 | $1.23M | 0.01% | −1,324−3.2% | Reduced |
| FJ Investments, LLC | 39,955 | $1.23M | 0.06% | +39,955 | New |
| SOL Capital Management CO | 40,330 | $1.25M | 0.17% | 00.0% | Unchanged |
| Ativo Capital Management LLC | 41,759 | $1.29M | 1.38% | −24,611−37.1% | Reduced |
| CI Private Wealth, LLC | 42,500 | $1.31M | 0.00% | −2,815−6.2% | Reduced |
| Legacy Capital Group California, Inc. | 42,777 | $1.32M | 0.51% | +497+1.2% | Added |
| Baker Ellis Asset Management LLC | 43,000 | $1.33M | 0.21% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 43,103 | $1.33M | 0.05% | +33,228+336.5% | Added |
| First Hawaiian Bank | 43,269 | $1.34M | 0.04% | −22,987−34.7% | Reduced |
| Nordwand Advisors, LLC | 46,513 | $1.44M | 0.38% | 00.0% | Unchanged |
| Rhumbline Advisers | 47,643 | $1.47M | 0.00% | 00.0% | Unchanged |
| Greenleaf Trust | 47,869 | $1.48M | 0.02% | −451−0.9% | Reduced |
| U S Global Investors Inc | 48,500 | $1.50M | 0.10% | +48,500 | New |
| Syon Capital LLC | 49,175 | $1.52M | 0.16% | +3,500+7.7% | Added |
| Seven Eight Capital, LP | 49,181 | $1.52M | 0.18% | +49,181 | New |
| BNP Paribas Arbitrage, SA | 50,414 | $1.56M | 0.00% | +10,285+25.6% | Added |
| JBF Capital, Inc. | 52,500 | $1.62M | 0.32% | 00.0% | Unchanged |
| Massachusetts Wealth Management | 53,329 | $1.65M | 1.33% | −2,088−3.8% | Reduced |
| Forum Financial Management, LP | 53,851 | $1.66M | 0.03% | +318+0.6% | Added |
| Mitchell & Pahl Private Wealth, LLC | 54,110 | $1.67M | 0.95% | −651−1.2% | Reduced |
| Lord, Abbett & Co. LLC | 55,221 | $1.71M | 0.01% | +55,221 | New |
| Legacy Wealth Asset Management, LLC | 55,608 | $1.72M | 0.56% | +5,877+11.8% | Added |
| Park Avenue Securities LLC | 55,666 | $1.72M | 0.02% | +1,840+3.4% | Added |
| Capital International Sarl | 58,200 | $1.81M | 0.07% | +8,537+17.2% | Added |
| Bessemer Group Inc | 59,629 | $1.84M | 0.00% | +55,095+1,215.2% | Added |
| Jane Street Group, LLC | 60,037 | $1.86M | 0.00% | +24,132+67.2% | Added |
| Yousif Capital Management, LLC | 61,353 | $1.90M | 0.02% | +3,950+6.9% | Added |
| Cubist Systematic Strategies, LLC | 61,725 | $1.91M | 0.02% | −138,426−69.2% | Reduced |
| Cigna Investments Inc | 61,860 | $1.92M | 0.40% | +302+0.5% | Added |
| Wealth Alliance Advisory Group, LLC | 63,744 | $1.97M | 0.51% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 64,704 | $2.00M | 0.03% | +6,841+11.8% | Added |
| Credit Capital Investments LLC | 65,000 | $2.01M | 2.80% | 00.0% | Unchanged |
| Veriti Management LLC | 65,429 | $2.02M | 0.18% | +7,193+12.4% | Added |
| Altman Advisors, Inc. | 66,761 | $2.06M | 1.08% | −1,721−2.5% | Reduced |
| Signaturefd, LLC | 67,150 | $2.07M | 0.05% | +2,517+3.9% | Added |
| Banco Santander, S.A. | 68,914 | $2.14M | 0.03% | −32,954−32.3% | Reduced |
| Mount Yale Investment Advisors, LLC | 69,896 | $2.16M | 0.21% | +46,179+194.7% | Added |
| Simmons Bank | 70,844 | $2.19M | 0.18% | +4,104+6.1% | Added |
| Envestnet Portfolio Solutions, Inc. | 70,880 | $2.19M | 0.01% | +33,348+88.9% | Added |
| Atria Investments LLC | 73,553 | $2.27M | 0.04% | +2,526+3.6% | Added |
| NatWest Group plc | 74,947 | $2.32M | 0.97% | +22,562+43.1% | Added |
| Gendell Jeffrey L | 75,000 | $2.32M | 0.13% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 75,360 | $2.33M | 1.10% | −377−0.5% | Reduced |
| Bridgeway Capital Management, LLC | 75,500 | $2.33M | 0.05% | −29,200−27.9% | Reduced |
| Cerity Partners LLC | 75,684 | $2.34M | 0.01% | +24,409+47.6% | Added |
| Simplex Trading, LLC | 77,055 | $2.38M | 0.07% | −1,894−2.4% | Reduced |
| Equitable Trust Co | 77,026 | $2.38M | 0.18% | +77,026 | New |
| Cresset Asset Management, LLC | 77,220 | $2.39M | 0.01% | +3,727+5.1% | Added |
| Y-Intercept (Hong Kong) Ltd | 78,746 | $2.43M | 0.23% | +78,746 | New |
| Beach Investment Counsel Inc | 84,012 | $2.60M | 0.32% | 00.0% | Unchanged |
| Banco BTG Pactual S.A. | 85,000 | $2.63M | 0.60% | +85,000 | New |
| Morningstar Investment Services LLC | 88,420 | $2.73M | 0.02% | +44,870+103.0% | Added |
| US Bancorp | 89,097 | $2.75M | 0.00% | +13,122+17.3% | Added |
| Hantz Financial Services, Inc. | 90,036 | $2.78M | 0.06% | −7,666−7.8% | Reduced |
| Independent Advisor Alliance | 90,189 | $2.79M | 0.10% | −3,900−4.1% | Reduced |
| Aquatic Capital Management LLC | 90,500 | $2.80M | 0.07% | +90,500 | New |
| Transatlantique Private Wealth LLC | 89,788 | $2.80M | 1.30% | +2,437+2.8% | Added |
| Logan Capital Management Inc | 94,379 | $2.92M | 0.14% | −22,843−19.5% | Reduced |
| Quantinno Capital Management LP | 97,278 | $3.01M | 0.11% | +12,181+14.3% | Added |
| Helios Capital Management Pte. Ltd | 98,224 | $3.05M | 2.41% | +98,224 | New |
| Truist Financial Corp | 98,830 | $3.05M | 0.00% | +52,668+114.1% | Added |
| MML Investors Services, LLC | 99,628 | $3.08M | 0.01% | +43,843+78.6% | Added |
| Paragon Associates & Paragon Associates II Joint Venture | 100,000 | $3.09M | 7.09% | +25,000+33.3% | Added |
| Mitchell Capital Management Co | 103,627 | $3.20M | 0.67% | −2,547−2.4% | Reduced |
| GTS Securities LLC | 105,214 | $3.25M | 0.07% | +105,214 | New |
| Highland Capital Management, LLC | 107,362 | $3.32M | 0.21% | +495+0.5% | Added |
| Connectus Wealth, LLC | 113,680 | $3.51M | 0.07% | −1,711−1.5% | Reduced |
| Charles Schwab Investment Management Inc | 114,356 | $3.53M | 0.00% | +29,487+34.7% | Added |
| Gardner Lewis Asset Management L P | 114,362 | $3.53M | 1.23% | +48,752+74.3% | Added |
| The PNC Financial Services Group, Inc. | 116,238 | $3.59M | 0.00% | +47,287+68.6% | Added |
| JustInvest LLC | 119,053 | $3.68M | 0.09% | +3,872+3.4% | Added |
| Jefferies Financial Group Inc. | 120,160 | $3.72M | 0.06% | −159,501−57.0% | Reduced |
| United Services Automobile Association | 122,096 | $3.79M | 0.08% | +11,849+10.7% | Added |
| Metis Global Partners, LLC | 122,455 | $3.80M | 0.15% | +12,667+11.5% | Added |
| HighTower Advisors, LLC | 127,799 | $3.95M | 0.01% | +71,124+125.5% | Added |
| Brinker Capital Investments, LLC | 131,137 | $3.98M | 0.05% | −15,691−10.7% | Reduced |
| Orion Portfolio Solutions, LLC | 131,137 | $3.98M | 0.05% | −15,691−10.7% | Reduced |
| National Bank of Canada | 133,221 | $4.05M | 0.01% | −260,549−66.2% | Reduced |
| RPg Family Wealth Advisory, LLC | 132,428 | $4.09M | 1.51% | +132,428 | New |
| Kestra Advisory Services, LLC | 134,286 | $4.15M | 0.03% | +3,076+2.3% | Added |
| Dorsey Wright & Associates | 137,578 | $4.25M | 1.29% | −10,675−7.2% | Reduced |
| Metropolitan Life Insurance Co | 137,266 | $4.26M | 0.20% | +799+0.6% | Added |
| Wetherby Asset Management Inc | 137,761 | $4.26M | 0.22% | −698−0.5% | Reduced |
| Jackson Wealth Management, LLC | 141,754 | $4.38M | 0.58% | +1,367+1.0% | Added |
| Point Break Capital Management, LLC | 145,085 | $4.48M | 5.60% | +23,185+19.0% | Added |
| Mariner, LLC | 148,814 | $4.60M | 0.01% | +10,146+7.3% | Added |
| LPL Financial LLC | 148,935 | $4.60M | 0.00% | +39,653+36.3% | Added |
| AMF Pensionsforsakring AB | 148,786 | $4.61M | 0.04% | +148,786 | New |
| Calamos Advisors LLC | 149,425 | $4.62M | 0.02% | −26,700−15.2% | Reduced |
| Ritholtz Wealth Management | 152,639 | $4.72M | 0.18% | +11,298+8.0% | Added |
| Marex Group plc | 152,425 | $4.73M | 0.19% | +152,425 | New |
| Power Corp of Canada | 152,967 | $4.73M | 0.49% | +10,339+7.2% | Added |
| Advisor Group Holdings, Inc. | 165,811 | $5.12M | 0.01% | −21,118−11.3% | Reduced |
| Ossiam | 169,014 | $5.24M | 0.08% | −19,405−10.3% | Reduced |
| Creative Planning | 170,039 | $5.25M | 0.01% | +6,044+3.7% | Added |
| D. E. Shaw & Co., Inc. | 170,391 | $5.27M | 0.01% | +13,941+8.9% | Added |
| Group One Trading, L.P. | 171,313 | $5.29M | 0.17% | +35,053+25.7% | Added |
| Fullerton Fund Management Co Ltd. | 205,503 | $5.36M | 0.31% | +67,199+48.6% | Added |
| M&T Bank Corp | 178,575 | $5.52M | 0.02% | +155,983+690.4% | Added |
| Hiddenite Capital Partners LP | 180,000 | $5.56M | 8.17% | −13,000−6.7% | Reduced |