UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in UBS Group AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 530
- +54 vs. Q3 2023
- Shares held
- 1.34B
- +54.2M (+4.2%) vs. Q3 2023
- Total value
- $41.2B
- +$9.52B (+30.1%) vs. Q3 2023
- New holders
- 101
- 181 more added
- Sold out
- 47
- 172 more reduced
11 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| XTX Topco Ltd | 12,783 | $395.0K | 0.09% | +12,783 | New |
| Seed Wealth Management, Inc. | 13,135 | $399.3K | 0.40% | 00.0% | Unchanged |
| Caas Capital Management LP | 13,000 | $401.7K | 0.38% | +13,000 | New |
| Coldstream Capital Management Inc | 13,046 | $403.1K | 0.01% | +13,046 | New |
| Sivia Capital Partners, LLC | 13,070 | $403.9K | 0.31% | +13,070 | New |
| Pinnacle Associates Ltd | 13,123 | $405.5K | 0.01% | 00.0% | Unchanged |
| LGT Fund Management Co Ltd. | 13,200 | $407.1K | 0.17% | 00.0% | Unchanged |
| Graham Capital Management, L.P. | 13,361 | $412.9K | 0.01% | +13,361 | New |
| Davenport & Co LLC | 13,529 | $418.1K | 0.00% | −646−4.6% | Reduced |
| Studio Investment Management LLC | 13,906 | $429.7K | 0.11% | −2,541−15.4% | Reduced |
| Colony Group, LLC | 14,163 | $438.0K | 0.01% | +14,163 | New |
| Virtu Financial LLC | 14,376 | $444.0K | 0.04% | +14,376 | New |
| Perigon Wealth Management, LLC | 14,415 | $445.4K | 0.01% | −17,846−55.3% | Reduced |
| Achmea Investment Management B.V. | 14,434 | $447.0K | 0.01% | −295,250−95.3% | Reduced |
| First National Bank of Hutchinson | 14,602 | $451.2K | 0.32% | −4,793−24.7% | Reduced |
| Gallacher Capital Management LLC | 14,688 | $453.9K | 0.25% | −1,060−6.7% | Reduced |
| Axq Capital, LP | 14,700 | $454.2K | 0.12% | +14,700 | New |
| Pitcairn Co | 14,706 | $454.4K | 0.03% | +5,650+62.4% | Added |
| AE Wealth Management LLC | 15,354 | $458.6K | 0.00% | +1,468+10.6% | Added |
| Parallel Advisors, LLC | 14,870 | $459.5K | 0.01% | +4,250+40.0% | Added |
| NBC Securities, Inc. | 14,891 | $460.0K | 0.05% | −342−2.2% | Reduced |
| Klingenstein Fields & Co LP | 14,930 | $461.3K | 0.02% | 00.0% | Unchanged |
| united american securities inc. (d/b/a uas asset management) | 15,000 | $463.5K | 0.12% | +15,000 | New |
| Dakota Wealth Management | 15,273 | $471.9K | 0.02% | +15,273 | New |
| PDS Planning, Inc | 15,304 | $472.9K | 0.05% | −111−0.7% | Reduced |
| Ieq Capital, LLC | 15,321 | $473.4K | 0.01% | +5,558+56.9% | Added |
| SYSTM Wealth Solutions LLC | 15,626 | $482.8K | 0.07% | +15,626 | New |
| Clearstead Advisors, LLC | 15,672 | $484.3K | 0.03% | 00.0% | Unchanged |
| Financial Counselors Inc | 16,054 | $496.1K | 0.01% | +288+1.8% | Added |
| Sage Rhino Capital LLC | 16,070 | $496.6K | 0.13% | −616−3.7% | Reduced |
| FDx Advisors, Inc. | 16,599 | $513.0K | 0.04% | +16,599 | New |
| Stamos Capital Partners, L.P. | 17,100 | $528.4K | 0.14% | +17,100 | New |
| Centiva Capital, LP | 17,413 | $538.1K | 0.03% | +17,413 | New |
| Winning Points Advisors, LLC | 17,821 | $550.7K | 0.85% | +2,287+14.7% | Added |
| Gradient Investments LLC | 18,006 | $556.4K | 0.01% | −2,102−10.5% | Reduced |
| Alps Advisors Inc | 18,230 | $563.3K | 0.00% | +18,230 | New |
| Wolverine Trading, LLC | 18,326 | $566.3K | 0.00% | −24−0.1% | Reduced |
| Eqis Capital Management, Inc. | 19,260 | $595.1K | 0.05% | +189+1.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 19,427 | $600.0K | 0.00% | −590−2.9% | Reduced |
| Cutler Group LP | 19,769 | $610.0K | 0.08% | +16,482+501.4% | Added |
| Glenmede Trust Co NA | 19,960 | $616.8K | 0.00% | +3,636+22.3% | Added |
| Tudor Investment Corp Et Al | 20,329 | $628.2K | 0.01% | −74,387−78.5% | Reduced |
| Dorsey & Whitney Trust CO LLC | 20,369 | $629.4K | 0.05% | −628−3.0% | Reduced |
| HRT Financial LP | 20,806 | $642.0K | 0.00% | +6,612+46.6% | Added |
| Covenant Partners, LLC | 21,046 | $650.3K | 0.21% | +11,138+112.4% | Added |
| Cetera Investment Advisers | 21,229 | $656.0K | 0.01% | +1,366+6.9% | Added |
| Spire Wealth Management | 22,987 | $667.1K | 0.02% | −679−2.9% | Reduced |
| National Asset Management, Inc. | 22,408 | $692.4K | 0.02% | −7,508−25.1% | Reduced |
| Ethic Inc. | 22,420 | $692.8K | 0.02% | +6,431+40.2% | Added |
| Boston Private Wealth LLC | 22,616 | $698.8K | 0.02% | −5,751−20.3% | Reduced |
| Evergreen Capital Management LLC | 22,905 | $707.8K | 0.03% | −936−3.9% | Reduced |
| Zhang Financial LLC | 23,082 | $713.2K | 0.06% | −930−3.9% | Reduced |
| Tower Research Capital LLC (TRC) | 23,152 | $715.4K | 0.01% | +14,275+160.8% | Added |
| Prudential Financial Inc | 23,463 | $725.0K | 0.00% | +4,170+21.6% | Added |
| Checchi Capital Advisers, LLC | 23,508 | $726.4K | 0.06% | +5,074+27.5% | Added |
| Two Sigma Securities, LLC | 23,700 | $732.3K | 0.03% | +23,700 | New |
| Janney Montgomery Scott LLC | 24,509 | $757.0K | 0.00% | +1,354+5.8% | Added |
| Greenwich Wealth Management LLC | 24,847 | $768.0K | 0.08% | −18,010−42.0% | Reduced |
| GWM Advisors LLC | 26,030 | $771.0K | 0.01% | +4,436+20.5% | Added |
| Cookson Peirce & Co Inc | 26,062 | $805.0K | 0.05% | +155+0.6% | Added |
| United Capital Financial Advisers, LLC | 26,084 | $806.0K | 0.01% | +26,084 | New |
| Beverly Hills Private Wealth, LLC | 26,127 | $807.3K | 0.21% | +9,907+61.1% | Added |
| Ballentine Partners, LLC | 26,292 | $812.4K | 0.02% | +4,125+18.6% | Added |
| Cullinan Associates Inc | 26,500 | $818.9K | 0.05% | −10.0% | Reduced |
| Inspire Trust Co, N.A. | 26,637 | $823.1K | 0.85% | +26,637 | New |
| Atomi Financial Group, Inc. | 26,845 | $829.5K | 0.11% | +16,096+149.7% | Added |
| Advisors Capital Management, LLC | 27,626 | $854.0K | 0.02% | −1,098−3.8% | Reduced |
| Rehmann Capital Advisory Group | 28,101 | $868.3K | 0.07% | +293+1.1% | Added |
| Solstein Capital, LLC | 28,017 | $868.4K | 0.64% | +2,462+9.6% | Added |
| Valeo Financial Advisors, LLC | 28,372 | $876.7K | 0.04% | +11,500+68.2% | Added |
| DFPG Investments, LLC | 30,015 | $879.4K | 0.07% | +1,678+5.9% | Added |
| Parallax Volatility Advisers, L.P. | 28,607 | $884.0K | 0.02% | +28,252+7,958.3% | Added |
| ABN AMRO Bank N.V. | 28,300 | $884.3K | 0.01% | −6,384−18.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 28,825 | $890.7K | 0.00% | −961−3.2% | Reduced |
| Advisors Asset Management, Inc. | 29,197 | $902.2K | 0.02% | −2,051−6.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 29,869 | $922.9K | 0.00% | −1,954−6.1% | Reduced |
| Raymond James Trust N.A. | 30,444 | $940.7K | 0.02% | −1,069−3.4% | Reduced |
| Clarius Group, LLC | 31,002 | $958.3K | 0.08% | −346−1.1% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 31,230 | $965.0K | 0.00% | +4,816+18.2% | Added |
| Sequoia Financial Advisors, LLC | 32,407 | $1.00M | 0.01% | −1,288−3.8% | Reduced |
| TownSquare Capital, LLC | 32,702 | $1.01M | 0.02% | +1,844+6.0% | Added |
| Kathmere Capital Management, LLC | 33,306 | $1.03M | 0.13% | +1,196+3.7% | Added |
| Oppenheimer Asset Management Inc. | 33,819 | $1.05M | 0.01% | −9,615−22.1% | Reduced |
| Centennial Bank | 33,833 | $1.05M | 0.63% | −377−1.1% | Reduced |
| MAI Capital Management | 34,236 | $1.06M | 0.01% | +2,893+9.2% | Added |
| Atlas Capital Advisors LLC | 34,306 | $1.06M | 0.15% | +4,632+15.6% | Added |
| Quadrant Capital Group LLC | 34,388 | $1.06M | 0.09% | +1,734+5.3% | Added |
| Commonwealth Equity Services, LLC | 34,654 | $1.07M | 0.00% | −1,951−5.3% | Reduced |
| AdvisorShares Investments LLC | 34,703 | $1.07M | 0.25% | +34,703 | New |
| Schechter Investment Advisors, LLC | 35,372 | $1.09M | 0.09% | −10,091−22.2% | Reduced |
| Lake Street Advisors Group, LLC | 35,436 | $1.09M | 0.05% | +1,596+4.7% | Added |
| Bailard, Inc. | 35,452 | $1.10M | 0.03% | −78−0.2% | Reduced |
| Cetera Advisor Networks LLC | 35,898 | $1.11M | 0.01% | +3,474+10.7% | Added |
| Liberty One Investment Management, LLC | 36,384 | $1.12M | 0.14% | −2,265−5.9% | Reduced |
| Vident Advisory, LLC | 36,758 | $1.14M | 0.03% | +1,912+5.5% | Added |
| Connective Portfolio Management, LLC | 36,826 | $1.14M | 2.32% | +800+2.2% | Added |
| Gabelli Funds LLC | 37,000 | $1.14M | 0.01% | 00.0% | Unchanged |
| Vise Technologies, Inc. | 38,003 | $1.17M | 0.25% | −107−0.3% | Reduced |
| Qtron Investments LLC | 38,126 | $1.18M | 0.19% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 39,030 | $1.21M | 0.01% | +1,456+3.9% | Added |