UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in UBS Group AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 487
- +30 vs. Q2 2023
- Shares held
- 1.28B
- +42.4M (+3.4%) vs. Q2 2023
- Total value
- $31.7B
- +$6.56B (+26.1%) vs. Q2 2023
- New holders
- 74
- 156 more added
- Sold out
- 44
- 174 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CKW Financial Group | 2,700 | $67.0K | 0.01% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,633 | $64.9K | 0.02% | +37+1.4% | Added |
| Creative Financial Designs Inc | 2,614 | $64.4K | 0.01% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 2,457 | $60.6K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,403 | $59.2K | 0.00% | +712+42.1% | Added |
| TD Private Client Wealth LLC | 2,120 | $52.3K | 0.00% | +138+7.0% | Added |
| First Manhattan Co | 2,000 | $49.3K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 2,000 | $49.3K | 0.02% | 00.0% | Unchanged |
| Washington Trust Co | 1,952 | $48.1K | 0.00% | +1,952 | New |
| Harvest Fund Management Co., Ltd | 1,868 | $46.0K | 0.01% | +1,013+118.5% | Added |
| Zions Bancorporation, N.A. | 1,635 | $40.3K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,678 | $40.2K | 0.00% | −34−2.0% | Reduced |
| Acima Private Wealth, LLC | 1,378 | $34.0K | 0.02% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 1,340 | $33.0K | 0.00% | +512+61.8% | Added |
| Anchor Investment Management, LLC | 1,200 | $29.6K | 0.00% | −355−22.8% | Reduced |
| Resurgent Financial Advisors LLC | 1,043 | $25.7K | 0.02% | 00.0% | Unchanged |
| Community Bank, N.A. | 1,000 | $24.6K | 0.00% | 00.0% | Unchanged |
| Bokf, NA | 1,034 | $24.3K | 0.00% | +880+571.4% | Added |
| BOK Financial Private Wealth, Inc. | 904 | $22.3K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 858 | $21.1K | 0.01% | +858 | New |
| Parkside Financial Bank & Trust | 846 | $20.9K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 821 | $20.2K | 0.00% | +821 | New |
| First Horizon Advisors, Inc. | 807 | $19.9K | 0.00% | +210+35.2% | Added |
| Federation des caisses Desjardins du Quebec | 766 | $18.9K | 0.00% | −125−14.0% | Reduced |
| FinTrust Capital Advisors, LLC | 750 | $18.5K | 0.00% | +299+66.3% | Added |
| JFS Wealth Advisors, LLC | 655 | $16.1K | 0.00% | +114+21.1% | Added |
| Silicon Valley Capital Partners | 615 | $15.2K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 599 | $14.8K | 0.00% | +541+932.8% | Added |
| Chilton Capital Management LLC | 572 | $14.1K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 518 | $13.0K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 552 | $12.5K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 500 | $12.3K | 0.01% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 500 | $12.3K | 0.01% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 498 | $12.3K | 0.00% | 00.0% | Unchanged |
| WR Wealth Planners, LLC | 462 | $11.4K | 0.00% | +36+8.5% | Added |
| Key Financial Inc | 456 | $11.2K | 0.00% | 00.0% | Unchanged |
| RFP Financial Group LLC | 451 | $11.1K | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 438 | $10.8K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 434 | $10.7K | 0.00% | 00.0% | Unchanged |
| Montag A & Associates Inc | 414 | $10.2K | 0.00% | −109−20.8% | Reduced |
| Union Savings Bank | 410 | $10.1K | 0.01% | 00.0% | Unchanged |
| Nalls Sherbakoff Group, LLC | 400 | $9.86K | 0.01% | 00.0% | Unchanged |
| Paradigm Asset Management Co LLC | 396 | $9.76K | 0.00% | +26+7.0% | Added |
| GW&K Investment Management, LLC | 371 | $9.00K | 0.00% | 00.0% | Unchanged |
| Parallax Volatility Advisers, L.P. | 355 | $8.75K | 0.00% | −15,185−97.7% | Reduced |
| GPS Wealth Strategies Group, LLC | 311 | $7.67K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 309 | $7.62K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 289 | $7.00K | 0.00% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 282 | $6.95K | 0.00% | +115+68.9% | Added |
| Benjamin F. Edwards & Company, Inc. | 250 | $6.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 261 | $6.00K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 213 | $5.25K | 0.00% | +71+50.0% | Added |
| Winch Advisory Services, LLC | 222 | $5.00K | 0.00% | 00.0% | Unchanged |
| Steward Financial Group LLC | 214 | $5.00K | 0.00% | +214 | New |
| Oliver Lagore Vanvalin Investment Group | 180 | $4.44K | 0.00% | +180 | New |
| Copeland Capital Management, LLC | 171 | $4.21K | 0.00% | −43−20.1% | Reduced |
| Federated Hermes, Inc. | 142 | $3.50K | 0.00% | +142 | New |
| Assetmark, Inc | 138 | $3.40K | 0.00% | +45+48.4% | Added |
| Sunbelt Securities, Inc. | 120 | $2.96K | 0.00% | +120 | New |
| Provenance Wealth Advisors, LLC | 119 | $2.93K | 0.00% | +119 | New |
| Activest Wealth Management | 111 | $2.74K | 0.00% | −10−8.3% | Reduced |
| Park Place Capital Corp | 99 | $2.44K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 111 | $2.25K | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 85 | $2.10K | 0.00% | −131−60.6% | Reduced |
| Abound Wealth Management | 80 | $1.97K | 0.00% | 00.0% | Unchanged |
| Performa Ltd (US), LLC | 75 | $1.85K | 0.00% | −1,664−95.7% | Reduced |
| Northwest Investment Counselors, LLC | 65 | $1.60K | 0.00% | 00.0% | Unchanged |
| Bourgeon Capital Management LLC | 59 | $1.46K | 0.00% | +59 | New |
| Financial Synergies Wealth Advisors, Inc. | 57 | $1.41K | 0.00% | 00.0% | Unchanged |
| Kayne Anderson Rudnick Investment Management LLC | 48 | $1.18K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 48 | $1.18K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 46 | $1.13K | 0.00% | 00.0% | Unchanged |
| Hartford Financial Management Inc. | 44 | $1.08K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 44 | $1.08K | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 43 | $1.05K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 43 | $1.02K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| Colonial Trust Advisors | 22 | $542 | 0.00% | −40−64.5% | Reduced |
| Wolff Wiese Magana LLC | 12 | $296 | 0.00% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 9 | $222 | 0.00% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 8 | $193 | 0.00% | +8 | New |
| Cornerstone Planning Group LLC | 3 | $74 | 0.00% | −132−97.8% | Reduced |
| Stephens Consulting, LLC | 3 | $74 | 0.00% | 00.0% | Unchanged |
| Forsta Ap-Fonden | 727,806 | $0 | 0.00% | +1,185+0.2% | Added |
| FNY Investment Advisers, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 16 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 5 | $0 | 0.00% | −1−16.7% | Reduced |
| TD Ameritrade Investment Management, LLC | 0 | $0 | 0.00% | −71−100.0% | Sold out |
| Discovery Capital Management, LLC | 0 | $0 | 0.00% | −2,814,800−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −854,338−100.0% | Sold out |
| Perpetual Ltd | 0 | $0 | 0.00% | −664,419−100.0% | Sold out |
| Moore Capital Management, LP | 0 | $0 | 0.00% | −515,000−100.0% | Sold out |
| Advanced Portfolio Management, LLC | 0 | $0 | 0.00% | −275,000−100.0% | Sold out |
| Murchinson Ltd. | 0 | $0 | 0.00% | −253,875−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −163,177−100.0% | Sold out |
| Lord, Abbett & Co. LLC | 0 | $0 | 0.00% | −150,013−100.0% | Sold out |
| Scoggin Management LP | 0 | $0 | 0.00% | −125,000−100.0% | Sold out |
| Duality Advisers, LP | 0 | $0 | 0.00% | −69,264−100.0% | Sold out |
| MYDA Advisors LLC | 0 | $0 | 0.00% | −64,000−100.0% | Sold out |
| Western Standard LLC | 0 | $0 | 0.00% | −55,000−100.0% | Sold out |