UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in UBS Group AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 487
- +30 vs. Q2 2023
- Shares held
- 1.28B
- +42.4M (+3.4%) vs. Q2 2023
- Total value
- $31.7B
- +$6.56B (+26.1%) vs. Q2 2023
- New holders
- 74
- 156 more added
- Sold out
- 44
- 174 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simmons Bank | 66,740 | $1.65M | 0.15% | +3,104+4.9% | Added |
| WCM Investment Management, LLC | 67,213 | $1.66M | 0.00% | +8,069+13.6% | Added |
| Altman Advisors, Inc. | 68,482 | $1.69M | 1.05% | +68,482 | New |
| The PNC Financial Services Group, Inc. | 68,951 | $1.70M | 0.00% | −875−1.3% | Reduced |
| Atria Investments LLC | 71,027 | $1.75M | 0.03% | +3,547+5.3% | Added |
| Boston Partners | 72,797 | $1.79M | 0.00% | −19,258−20.9% | Reduced |
| Cresset Asset Management, LLC | 73,493 | $1.81M | 0.01% | +9,870+15.5% | Added |
| Paragon Associates & Paragon Associates II Joint Venture | 75,000 | $1.85M | 6.06% | +25,000+50.0% | Added |
| Gendell Jeffrey L | 75,000 | $1.85M | 0.11% | +75,000 | New |
| Alaethes Wealth LLC | 75,737 | $1.87M | 1.02% | −4,025−5.0% | Reduced |
| US Bancorp | 75,975 | $1.87M | 0.00% | +3,200+4.4% | Added |
| Simplex Trading, LLC | 78,949 | $1.95M | 0.07% | +24,404+44.7% | Added |
| Beach Investment Counsel Inc | 84,012 | $2.07M | 0.26% | −1,634−1.9% | Reduced |
| Charles Schwab Investment Management Inc | 84,869 | $2.09M | 0.00% | +41,112+94.0% | Added |
| Quantinno Capital Management LP | 85,097 | $2.10M | 0.10% | +37,722+79.6% | Added |
| Transatlantique Private Wealth LLC | 87,351 | $2.17M | 1.16% | +87,351 | New |
| Independent Advisor Alliance | 94,089 | $2.32M | 0.10% | −2,444−2.5% | Reduced |
| Tudor Investment Corp Et Al | 94,716 | $2.33M | 0.03% | −334,202−77.9% | Reduced |
| Pathstone Family Office, LLC | 94,977 | $2.35M | 0.02% | +2,460+2.7% | Added |
| Hantz Financial Services, Inc. | 97,702 | $2.41M | 0.06% | −3,277−3.2% | Reduced |
| Banco Santander, S.A. | 101,868 | $2.53M | 0.04% | −26,983−20.9% | Reduced |
| KCS Wealth Advisory | 102,956 | $2.54M | 1.08% | −19,011−15.6% | Reduced |
| Bridgeway Capital Management, LLC | 104,700 | $2.58M | 0.06% | +300+0.3% | Added |
| Quantbot Technologies LP | 104,942 | $2.59M | 0.17% | +104,942 | New |
| Mitchell Capital Management Co | 106,174 | $2.62M | 0.62% | −199−0.2% | Reduced |
| Highland Capital Management, LLC | 106,867 | $2.63M | 0.18% | +2,500+2.4% | Added |
| LPL Financial LLC | 109,282 | $2.69M | 0.00% | +802+0.7% | Added |
| Metis Global Partners, LLC | 109,788 | $2.72M | 0.13% | −14,502−11.7% | Reduced |
| United Services Automobile Association | 110,247 | $2.73M | 0.07% | +15,561+16.4% | Added |
| JustInvest LLC | 115,181 | $2.84M | 0.08% | +7,302+6.8% | Added |
| Connectus Wealth, LLC | 115,391 | $2.85M | 0.06% | −1,156−1.0% | Reduced |
| Logan Capital Management Inc | 117,222 | $2.89M | 0.15% | −14,910−11.3% | Reduced |
| Point Break Capital Management, LLC | 121,900 | $3.00M | 3.96% | +121,900 | New |
| Monaco Asset Management SAM | 123,647 | $3.06M | 1.53% | −238,803−65.9% | Reduced |
| Fullerton Fund Management Co Ltd. | 138,304 | $3.14M | 0.22% | +138,304 | New |
| Kestra Advisory Services, LLC | 131,210 | $3.23M | 0.03% | +108,399+475.2% | Added |
| Group One Trading, L.P. | 136,260 | $3.36M | 0.13% | −33,893−19.9% | Reduced |
| Metropolitan Life Insurance Co | 136,467 | $3.38M | 0.18% | −3,668−2.6% | Reduced |
| Wetherby Asset Management Inc | 138,459 | $3.41M | 0.19% | +4,903+3.7% | Added |
| Mariner, LLC | 138,668 | $3.42M | 0.01% | +10,744+8.4% | Added |
| Jackson Wealth Management, LLC | 140,387 | $3.46M | 0.49% | +3,888+2.8% | Added |
| Ritholtz Wealth Management | 141,341 | $3.48M | 0.16% | +38,439+37.4% | Added |
| Power Corp of Canada | 142,628 | $3.54M | 0.22% | −10,249−6.7% | Reduced |
| Brinker Capital Investments, LLC | 146,828 | $3.62M | 0.04% | +30,340+26.0% | Added |
| Orion Portfolio Solutions, LLC | 146,828 | $3.62M | 0.04% | +30,340+26.0% | Added |
| Dorsey Wright & Associates | 148,253 | $3.65M | 1.14% | −9,613−6.1% | Reduced |
| Millennium Management LLC | 150,159 | $3.70M | 0.00% | −126,126−45.7% | Reduced |
| D. E. Shaw & Co., Inc. | 156,450 | $3.86M | 0.01% | −1,150,998−88.0% | Reduced |
| Creative Planning | 163,995 | $4.04M | 0.01% | +19,639+13.6% | Added |
| Calamos Advisors LLC | 176,125 | $4.34M | 0.02% | +176,125 | New |
| Neuberger Berman Group LLC | 178,400 | $4.41M | 0.00% | +4,387+2.5% | Added |
| Advisor Group Holdings, Inc. | 186,929 | $4.61M | 0.01% | +51,488+38.0% | Added |
| MetLife Investment Management | 188,844 | $4.67M | 0.04% | −11,050−5.5% | Reduced |
| Ossiam | 188,419 | $4.67M | 0.08% | −17,776−8.6% | Reduced |
| Hiddenite Capital Partners LP | 193,000 | $4.76M | 6.62% | −32,000−14.2% | Reduced |
| Clearbridge Investments, LLC | 196,737 | $4.85M | 0.00% | +2,331+1.2% | Added |
| Cubist Systematic Strategies, LLC | 200,151 | $4.93M | 0.06% | +99,051+98.0% | Added |
| Crossmark Global Holdings, Inc. | 200,533 | $4.96M | 0.11% | −15,630−7.2% | Reduced |
| First Trust Advisors LP | 208,708 | $5.17M | 0.01% | −12,378−5.6% | Reduced |
| Odey Asset Management LLP | 212,488 | $5.24M | 6.54% | −2,159,325−91.0% | Reduced |
| Oppenheimer & Co Inc | 215,905 | $5.32M | 0.11% | +134,908+166.6% | Added |
| Ensign Peak Advisors, Inc | 221,894 | $5.44M | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 233,604 | $5.76M | 0.01% | −555−0.2% | Reduced |
| Prudential PLC | 262,184 | $6.50M | 0.08% | −2,829−1.1% | Reduced |
| Artemis Investment Management LLP | 268,532 | $6.66M | 0.09% | −135,876−33.6% | Reduced |
| Assenagon Asset Management S.A. | 275,177 | $6.83M | 0.02% | −19,700−6.7% | Reduced |
| Jefferies Financial Group Inc. | 279,661 | $6.93M | 0.17% | +279,661 | New |
| Mercer Global Advisors Inc | 283,802 | $7.00M | 0.03% | +50,798+21.8% | Added |
| SPX Equities Gestao de Recursos Ltda | 288,156 | $7.10M | 0.38% | −449,275−60.9% | Reduced |
| SEI Investments Co | 288,677 | $7.12M | 0.01% | −31,667−9.9% | Reduced |
| Exor Capital LLP | 288,000 | $7.14M | 0.38% | +71,000+32.7% | Added |
| Legal & General Group Plc | 298,719 | $7.41M | 0.00% | +11,352+4.0% | Added |
| Credit Agricole S A | 301,266 | $7.43M | 0.23% | −18,754−5.9% | Reduced |
| Value Partners Investments Inc. | 302,881 | $7.47M | 0.62% | −553−0.2% | Reduced |
| Achmea Investment Management B.V. | 309,684 | $7.68M | 0.17% | −11,041−3.4% | Reduced |
| RBF Capital, LLC | 340,000 | $8.38M | 0.55% | 00.0% | Unchanged |
| Maryland State Retirement & Pension System | 338,494 | $8.39M | 0.19% | −777−0.2% | Reduced |
| Contravisory Investment Management, Inc. | 342,008 | $8.43M | 2.39% | −14,743−4.1% | Reduced |
| Nuveen Asset Management, LLC | 355,040 | $8.75M | 0.00% | +3,084+0.9% | Added |
| Voloridge Investment Management, LLC | 362,602 | $8.94M | 0.04% | −19,442−5.1% | Reduced |
| CIBC World Markets Inc. | 369,845 | $9.17M | 0.03% | −13,370−3.5% | Reduced |
| National Bank of Canada | 393,770 | $9.61M | 0.02% | +229,915+140.3% | Added |
| LGT Group Foundation | 404,111 | $9.90M | 0.24% | −157,078−28.0% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 403,010 | $9.99M | 0.02% | −202,389−33.4% | Reduced |
| QRG Capital Management, Inc. | 416,991 | $10.3M | 0.18% | +416,991 | New |
| Grantham, Mayo, Van Otterloo & Co. LLC | 414,927 | $10.3M | 0.05% | −1,552,553−78.9% | Reduced |
| Rockefeller Capital Management L.P. | 422,780 | $10.4M | 0.04% | +422,780 | New |
| HSBC Holdings PLC | 422,538 | $10.5M | 0.01% | −246,703−36.9% | Reduced |
| O'Shaughnessy Asset Management, LLC | 437,253 | $10.8M | 0.16% | +70,568+19.2% | Added |
| Azora Capital LP | 443,374 | $11.0M | 1.21% | +266,633+150.9% | Added |
| Henry James International Management, Inc. | 453,191 | $11.2M | 4.84% | −2,845−0.6% | Reduced |
| Franklin Resources Inc | 474,405 | $11.7M | 0.01% | −110,249−18.9% | Reduced |
| Baker Avenue Asset Management, LP | 477,945 | $11.8M | 0.59% | +5,105+1.1% | Added |
| Baader Bank INC | 525,000 | $11.9M | 1.08% | +525,000 | New |
| USS Investment Management Ltd | 498,772 | $12.4M | 0.14% | −55,088−9.9% | Reduced |
| Optiver Holding B.V. | 508,965 | $12.5M | 0.36% | −878,874−63.3% | Reduced |
| Philadelphia Financial Management of San Francisco, LLC | 508,970 | $12.5M | 3.64% | +508,970 | New |
| Voya Investment Management LLC | 509,819 | $12.6M | 0.01% | +30,654+6.4% | Added |
| Susquehanna Fundamental Investments, LLC | 527,809 | $13.0M | 0.85% | −310,723−37.1% | Reduced |
| Channing Global Advisors, LLC | 535,334 | $13.3M | 12.94% | +20,060+3.9% | Added |