UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in UBS Group AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 487
- +30 vs. Q2 2023
- Shares held
- 1.28B
- +42.4M (+3.4%) vs. Q2 2023
- Total value
- $31.7B
- +$6.56B (+26.1%) vs. Q2 2023
- New holders
- 74
- 156 more added
- Sold out
- 44
- 174 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Springhouse Capital Management, LP | 20,500 | $505.3K | 0.92% | 00.0% | Unchanged |
| Syntal Capital Partners, LLC | 20,887 | $514.9K | 0.40% | +20,887 | New |
| Dorsey & Whitney Trust CO LLC | 20,997 | $517.6K | 0.05% | −2,733−11.5% | Reduced |
| GWM Advisors LLC | 21,594 | $532.3K | 0.01% | +2,562+13.5% | Added |
| Axxcess Wealth Management, LLC | 21,670 | $534.2K | 0.02% | +21,670 | New |
| K2 Principal Fund, L.P. | 22,000 | $542.3K | 0.16% | −13,000−37.1% | Reduced |
| Ballentine Partners, LLC | 22,167 | $546.4K | 0.01% | +1,995+9.9% | Added |
| M&T Bank Corp | 22,592 | $556.8K | 0.00% | +5,104+29.2% | Added |
| Janney Montgomery Scott LLC | 23,155 | $571.0K | 0.00% | −4,223−15.4% | Reduced |
| Genus Capital Management Inc. | 23,647 | $582.9K | 0.09% | −21,270−47.4% | Reduced |
| Spire Wealth Management | 23,666 | $583.4K | 0.02% | −166−0.7% | Reduced |
| Mount Yale Investment Advisors, LLC | 23,717 | $584.6K | 0.06% | +912+4.0% | Added |
| Evergreen Capital Management LLC | 23,841 | $587.7K | 0.03% | +2,144+9.9% | Added |
| Zhang Financial LLC | 24,012 | $591.9K | 0.06% | +2,392+11.1% | Added |
| Solstein Capital, LLC | 25,555 | $633.7K | 0.54% | +24,385+2,084.2% | Added |
| Cookson Peirce & Co Inc | 25,907 | $639.0K | 0.04% | −511−1.9% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 26,414 | $651.1K | 0.00% | +12,962+96.4% | Added |
| Cullinan Associates Inc | 26,501 | $653.3K | 0.04% | +10.0% | Added |
| Rehmann Capital Advisory Group | 27,808 | $685.5K | 0.06% | −3,176−10.3% | Reduced |
| DFPG Investments, LLC | 28,337 | $694.5K | 0.06% | +28,337 | New |
| Boston Private Wealth LLC | 28,367 | $699.3K | 0.02% | −1,845−6.1% | Reduced |
| Advisors Capital Management, LLC | 28,724 | $708.0K | 0.02% | −180−0.6% | Reduced |
| Atlas Capital Advisors LLC | 29,674 | $731.5K | 0.12% | +1,818+6.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 29,786 | $734.2K | 0.00% | +2,055+7.4% | Added |
| National Asset Management, Inc. | 29,916 | $737.4K | 0.02% | +4,839+19.3% | Added |
| First Republic Investment Management, Inc. | 30,194 | $744.3K | 0.00% | +30,194 | New |
| TownSquare Capital, LLC | 30,858 | $760.6K | 0.01% | −1,169−3.7% | Reduced |
| Gamco Investors, Inc. Et Al | 31,000 | $764.1K | 0.01% | +10,300+49.8% | Added |
| Advisors Asset Management, Inc. | 31,248 | $770.3K | 0.02% | −6,102−16.3% | Reduced |
| MAI Capital Management | 31,343 | $772.6K | 0.01% | +2,664+9.3% | Added |
| Clarius Group, LLC | 31,348 | $773.2K | 0.07% | −4,365−12.2% | Reduced |
| PDT Partners, LLC | 31,464 | $775.6K | 0.10% | −88,764−73.8% | Reduced |
| Raymond James Trust N.A. | 31,513 | $776.8K | 0.02% | −10,402−24.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 31,823 | $784.4K | 0.00% | +920+3.0% | Added |
| Horizon Investments, LLC | 32,050 | $790.0K | 0.02% | 00.0% | Unchanged |
| Kathmere Capital Management, LLC | 32,110 | $791.5K | 0.12% | +4,876+17.9% | Added |
| Perigon Wealth Management, LLC | 32,261 | $795.2K | 0.03% | −9,460−22.7% | Reduced |
| Cetera Advisor Networks LLC | 32,424 | $799.3K | 0.01% | −977−2.9% | Reduced |
| Quadrant Capital Group LLC | 32,654 | $804.9K | 0.08% | +4,514+16.0% | Added |
| British Columbia Investment Management Corp | 33,412 | $828.2K | 0.01% | +1,277+4.0% | Added |
| Sequoia Financial Advisors, LLC | 33,695 | $830.6K | 0.01% | +3,647+12.1% | Added |
| Lake Street Advisors Group, LLC | 33,840 | $834.0K | 0.05% | −151−0.4% | Reduced |
| Centennial Bank | 34,210 | $848.4K | 0.59% | 00.0% | Unchanged |
| Victory Capital Management Inc | 34,513 | $850.7K | 0.00% | −26,197−43.2% | Reduced |
| Vident Advisory, LLC | 34,846 | $859.3K | 0.03% | +34,846 | New |
| ABN AMRO Bank N.V. | 34,684 | $862.8K | 0.02% | +6,384+22.6% | Added |
| Bailard, Inc. | 35,530 | $875.8K | 0.03% | −1,030−2.8% | Reduced |
| Penserra Capital Management LLC | 35,844 | $883.0K | 0.02% | +24,197+207.8% | Added |
| Jane Street Group, LLC | 35,905 | $885.1K | 0.00% | −1,079,850−96.8% | Reduced |
| Connective Portfolio Management, LLC | 36,026 | $888.0K | 2.70% | +36,026 | New |
| Commonwealth Equity Services, LLC | 36,605 | $902.0K | 0.00% | +3,543+10.7% | Added |
| Gabelli Funds LLC | 37,000 | $912.0K | 0.01% | 00.0% | Unchanged |
| Envestnet Portfolio Solutions, Inc. | 37,532 | $925.2K | 0.00% | +37,532 | New |
| Private Advisor Group, LLC | 37,574 | $926.2K | 0.01% | +559+1.5% | Added |
| Vise Technologies, Inc. | 38,110 | $939.4K | 0.23% | −1,176−3.0% | Reduced |
| Qtron Investments LLC | 38,126 | $945.6K | 0.18% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 38,649 | $952.7K | 0.14% | −1,270−3.2% | Reduced |
| BNP Paribas Arbitrage, SA | 40,129 | $989.2K | 0.00% | +14,864+58.8% | Added |
| SOL Capital Management CO | 40,330 | $994.0K | 0.15% | +750+1.9% | Added |
| Fifth Third Bancorp | 41,162 | $1.01M | 0.00% | −5,784−12.3% | Reduced |
| Advisor Partners II, LLC | 41,995 | $1.04M | 0.04% | +4,876+13.1% | Added |
| Legacy Capital Group California, Inc. | 42,280 | $1.04M | 0.45% | +313+0.7% | Added |
| Greenwich Wealth Management LLC | 42,857 | $1.06M | 0.11% | −10.0% | Reduced |
| BTC Capital Management, Inc. | 42,871 | $1.06M | 0.12% | −135−0.3% | Reduced |
| Walleye Capital LLC | 42,967 | $1.06M | 0.02% | +40,584+1,703.1% | Added |
| Baker Ellis Asset Management LLC | 43,000 | $1.06M | 0.19% | +1,100+2.6% | Added |
| Oppenheimer Asset Management Inc. | 43,434 | $1.07M | 0.02% | −5,043−10.4% | Reduced |
| Morningstar Investment Services LLC | 43,550 | $1.08M | 0.01% | +2,253+5.5% | Added |
| CI Private Wealth, LLC | 45,315 | $1.11M | 0.00% | −123−0.3% | Reduced |
| Schechter Investment Advisors, LLC | 45,463 | $1.12M | 0.11% | −12,593−21.7% | Reduced |
| Syon Capital LLC | 45,675 | $1.13M | 0.14% | +45,675 | New |
| Truist Financial Corp | 46,162 | $1.14M | 0.00% | −502−1.1% | Reduced |
| Nordwand Advisors, LLC | 46,513 | $1.15M | 0.23% | 00.0% | Unchanged |
| Rhumbline Advisers | 47,643 | $1.17M | 0.00% | −590−1.2% | Reduced |
| Greenleaf Trust | 48,320 | $1.19M | 0.01% | +76+0.2% | Added |
| Legacy Wealth Asset Management, LLC | 49,731 | $1.23M | 0.45% | −68,963−58.1% | Reduced |
| Capital International Sarl | 49,663 | $1.23M | 0.06% | +49,663 | New |
| PEAK6 Investments LLC | 50,540 | $1.25M | 0.06% | −47,989−48.7% | Reduced |
| Cerity Partners LLC | 51,275 | $1.26M | 0.01% | +15,794+44.5% | Added |
| NatWest Group plc | 52,385 | $1.29M | 0.67% | +1,212+2.4% | Added |
| JBF Capital, Inc. | 52,500 | $1.29M | 0.29% | 00.0% | Unchanged |
| Forum Financial Management, LP | 53,533 | $1.32M | 0.03% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 53,826 | $1.33M | 0.02% | +7,203+15.4% | Added |
| Mitchell & Pahl Private Wealth, LLC | 54,761 | $1.35M | 0.80% | +1,860+3.5% | Added |
| Massachusetts Wealth Management | 55,417 | $1.37M | 1.25% | −722−1.3% | Reduced |
| MML Investors Services, LLC | 55,785 | $1.38M | 0.01% | +6,926+14.2% | Added |
| Pinnbrook Capital Management LP | 56,535 | $1.39M | 0.92% | +56,535 | New |
| HighTower Advisors, LLC | 56,675 | $1.40M | 0.00% | +6,051+12.0% | Added |
| Yousif Capital Management, LLC | 57,403 | $1.41M | 0.02% | −4,110−6.7% | Reduced |
| Adams Wealth Management | 57,787 | $1.42M | 0.48% | +1,038+1.8% | Added |
| Integrated Wealth Concepts LLC | 57,863 | $1.43M | 0.03% | −52−0.1% | Reduced |
| Veriti Management LLC | 58,236 | $1.44M | 0.16% | +3,461+6.3% | Added |
| Cigna Investments Inc | 61,558 | $1.53M | 0.35% | −237−0.4% | Reduced |
| Wealth Alliance Advisory Group, LLC | 63,744 | $1.57M | 0.47% | 00.0% | Unchanged |
| Signaturefd, LLC | 64,633 | $1.59M | 0.04% | +7,903+13.9% | Added |
| Citadel Advisors LLC | 64,688 | $1.59M | 0.00% | +60,335+1,386.1% | Added |
| Credit Capital Investments LLC | 65,000 | $1.60M | 2.12% | −10,000−13.3% | Reduced |
| Gardner Lewis Asset Management L P | 65,610 | $1.62M | 0.59% | +26,860+69.3% | Added |
| First Hawaiian Bank | 66,256 | $1.63M | 0.06% | −234−0.4% | Reduced |
| Ativo Capital Management LLC | 66,370 | $1.64M | 1.85% | −809−1.2% | Reduced |