UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in UBS Group AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 438
- +67 vs. Q4 2022
- Shares held
- 1.42B
- +156.6M (+12.4%) vs. Q4 2022
- Total value
- $30.0B
- +$6.48B (+27.5%) vs. Q4 2022
- New holders
- 99
- 130 more added
- Sold out
- 32
- 166 more reduced
7 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 14 | $0 | 0.00% | −135−90.6% | Reduced |
| Forsta Ap-Fonden | 983,031 | $0 | 0.00% | +347,969+54.8% | Added |
| McClarren Financial Advisors, Inc. | 16 | $0 | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 21 | $13 | 0.00% | +2+10.5% | Added |
| Bogart Wealth, LLC | 25 | $534 | 0.00% | +25 | New |
| Financial Synergies Wealth Advisors, Inc. | 46 | $982 | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 46 | $982 | 0.00% | +46 | New |
| Avion Wealth | 65 | $1.00K | 0.00% | +65 | New |
| Grey Fox Wealth Advisors, LLC | 47 | $1.00K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 56 | $1.20K | 0.00% | 00.0% | Unchanged |
| Northwest Investment Counselors, LLC | 69 | $1.47K | 0.00% | +69 | New |
| Clear Street Markets LLC | 100 | $2.00K | 0.00% | −3,291−97.1% | Reduced |
| James Investment Research Inc | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 119 | $2.54K | 0.00% | +119 | New |
| Parkside Financial Bank & Trust | 138 | $2.94K | 0.00% | −17−11.0% | Reduced |
| Column Capital Advisors, LLC | 167 | $3.56K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 179 | $3.82K | 0.00% | −89−33.2% | Reduced |
| Citadel Advisors LLC | 193 | $4.12K | 0.00% | +193 | New |
| Bessemer Group Inc | 270 | $5.00K | 0.00% | −1,805−87.0% | Reduced |
| TD Ameritrade Investment Management, LLC | 212 | $5.00K | 0.00% | 00.0% | Unchanged |
| Copeland Capital Management, LLC | 214 | $5.00K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 239 | $5.10K | 0.00% | −154−39.2% | Reduced |
| Bokf, NA | 256 | $5.46K | 0.00% | −10,261−97.6% | Reduced |
| Schubert & Co | 269 | $5.74K | 0.01% | +100+59.2% | Added |
| Asset Dedication, LLC | 289 | $6.00K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 309 | $6.59K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 310 | $6.62K | 0.00% | +93+42.9% | Added |
| Nalls Sherbakoff Group, LLC | 400 | $8.20K | 0.01% | +400 | New |
| FinTrust Capital Advisors, LLC | 451 | $8.42K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 434 | $9.26K | 0.00% | 00.0% | Unchanged |
| WR Wealth Planners, LLC | 441 | $9.41K | 0.00% | +441 | New |
| RFP Financial Group LLC | 451 | $9.63K | 0.01% | 00.0% | Unchanged |
| Key Financial Inc | 456 | $9.73K | 0.00% | 00.0% | Unchanged |
| Montag A & Associates Inc | 463 | $9.88K | 0.00% | −114−19.8% | Reduced |
| Earnest Partners LLC | 496 | $10.6K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 500 | $10.7K | 0.01% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 505 | $10.8K | 0.00% | −15−2.9% | Reduced |
| HM Payson & Co | 505 | $10.8K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 505 | $10.8K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 518 | $11.0K | 0.00% | +385+289.5% | Added |
| First Horizon Advisors, Inc. | 590 | $12.6K | 0.00% | +85+16.8% | Added |
| JFS Wealth Advisors, LLC | 666 | $14.2K | 0.00% | +35+5.5% | Added |
| Benjamin F. Edwards & Company, Inc. | 701 | $15.0K | 0.00% | −750−51.7% | Reduced |
| Advisory Services Network, LLC | 740 | $15.8K | 0.00% | +285+62.6% | Added |
| Syverson Strege & Co | 811 | $17.3K | 0.01% | +811 | New |
| Cary Street Partner Investment Advisory LLC | 828 | $17.7K | 0.00% | −8−1.0% | Reduced |
| Park Place Capital Corp | 916 | $19.5K | 0.01% | −212−18.8% | Reduced |
| Acima Private Wealth, LLC | 934 | $19.9K | 0.01% | +934 | New |
| Steward Partners Investment Advisory, LLC | 937 | $20.0K | 0.00% | −417−30.8% | Reduced |
| Householder Group Estate & Retirement Specialist, LLC | 958 | $20.0K | 0.01% | +800+506.3% | Added |
| AdvisorNet Financial, Inc | 994 | $21.2K | 0.00% | −272−21.5% | Reduced |
| Community Bank, N.A. | 1,000 | $21.3K | 0.00% | 00.0% | Unchanged |
| Resurgent Financial Advisors LLC | 1,043 | $22.3K | 0.01% | +1,043 | New |
| BOK Financial Private Wealth, Inc. | 1,118 | $23.9K | 0.00% | +214+23.7% | Added |
| Global Retirement Partners, LLC | 1,520 | $29.4K | 0.00% | −109−6.7% | Reduced |
| Hexagon Capital Partners LLC | 1,455 | $31.1K | 0.01% | +91+6.7% | Added |
| Ten Capital Wealth Advisors, LLC | 1,491 | $31.8K | 0.01% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 1,612 | $34.4K | 0.00% | +445+38.1% | Added |
| Zions Bancorporation, N.A. | 1,671 | $35.7K | 0.00% | −1,184−41.5% | Reduced |
| Allworth Financial LP | 1,814 | $38.7K | 0.00% | +1,194+192.6% | Added |
| Harvest Fund Management Co., Ltd | 1,887 | $40.0K | 0.01% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 1,925 | $41.1K | 0.00% | +1,925 | New |
| TD Private Client Wealth LLC | 2,059 | $43.9K | 0.00% | −4,294−67.6% | Reduced |
| Accel Wealth Management | 2,068 | $44.1K | 0.02% | 00.0% | Unchanged |
| Umb Bank N A | 2,238 | $47.8K | 0.00% | +1,222+120.3% | Added |
| Belpointe Asset Management LLC | 2,428 | $51.8K | 0.00% | +229+10.4% | Added |
| Rosenberg Matthew Hamilton | 2,457 | $52.4K | 0.02% | 00.0% | Unchanged |
| JBF Capital, Inc. | 2,500 | $52.7K | 0.01% | +2,500 | New |
| First Manhattan Co | 2,506 | $53.5K | 0.00% | 00.0% | Unchanged |
| CKW Financial Group | 2,700 | $58.0K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 3,221 | $68.7K | 0.01% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 4,094 | $87.4K | 0.04% | 00.0% | Unchanged |
| Proequities, Inc. | 4,455 | $95.1K | 0.01% | −1,102−19.8% | Reduced |
| Huntington National Bank | 4,458 | $95.1K | 0.00% | +496+12.5% | Added |
| IFP Advisors, Inc | 6,194 | $96.8K | 0.00% | −2,668−30.1% | Reduced |
| State of Wyoming | 4,759 | $101.6K | 0.03% | −1,171−19.7% | Reduced |
| Chesapeake Asset Management LLC | 4,950 | $105.6K | 0.10% | +4,950 | New |
| TD Waterhouse Canada Inc. | 5,310 | $112.1K | 0.00% | +4,000+305.3% | Added |
| EverSource Wealth Advisors, LLC | 5,832 | $124.5K | 0.02% | −373−6.0% | Reduced |
| CWM, LLC | 6,961 | $149.0K | 0.00% | +464+7.1% | Added |
| Kapitalo Investimentos Ltda | 8,220 | $175.4K | 0.06% | +3,820+86.8% | Added |
| Parallel Advisors, LLC | 8,705 | $185.8K | 0.01% | −1,637−15.8% | Reduced |
| Great Lakes Advisors, LLC | 9,548 | $203.8K | 0.00% | +9,548 | New |
| International Assets Investment Management, LLC | 9,567 | $204.2K | 0.03% | +9,567 | New |
| RMR Wealth Builders | 9,580 | $204.4K | 0.04% | +9,580 | New |
| Calamos Wealth Management LLC | 9,695 | $206.9K | 0.02% | +9,695 | New |
| Cozad Asset Management Inc | 9,732 | $207.7K | 0.03% | −631−6.1% | Reduced |
| Claro Advisors LLC | 9,921 | $211.7K | 0.06% | −275−2.7% | Reduced |
| Diligent Investors, LLC | 10,000 | $213.4K | 0.07% | 00.0% | Unchanged |
| Commerce Bank | 10,118 | $215.9K | 0.00% | −662−6.1% | Reduced |
| Covenant Partners, LLC | 10,273 | $219.2K | 0.08% | +10,273 | New |
| Marshall Wace, LLP | 10,527 | $222.3K | 0.00% | −5,511,834−99.8% | Reduced |
| Sabadell Asset Management, S.A S.G.I.I.C | 10,697 | $222.4K | 0.05% | −126,134−92.2% | Reduced |
| Cullen/Frost Bankers, Inc. | 10,634 | $226.9K | 0.00% | −240−2.2% | Reduced |
| FDx Advisors, Inc. | 12,272 | $229.0K | 0.01% | 00.0% | Unchanged |
| Select Asset Management & Trust | 10,750 | $230.0K | 0.20% | 00.0% | Unchanged |
| 180 Wealth Advisors, LLC | 10,804 | $230.6K | 0.05% | −144−1.3% | Reduced |
| Stephens Inc | 10,826 | $231.0K | 0.00% | +308+2.9% | Added |
| Stonegate Investment Group, LLC | 10,835 | $231.2K | 0.01% | +10,835 | New |
| Schonfeld Strategic Advisors LLC | 10,900 | $232.6K | 0.00% | +10,900 | New |