UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in UBS Group AG as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 378
- +17 vs. Q3 2022
- Shares held
- 1.26B
- −5.90M (−0.5%) vs. Q3 2022
- Total value
- $23.6B
- +$5.07B (+27.4%) vs. Q3 2022
- New holders
- 62
- 118 more added
- Sold out
- 45
- 148 more reduced
6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Aquatic Capital Management LLC | 4,700 | $88.0K | 0.01% | −1,400−23.0% | Reduced |
| Kapitalo Investimentos Ltda | 4,400 | $82.1K | 0.07% | +4,400 | New |
| Rockefeller Capital Management L.P. | 4,188 | $77.0K | 0.00% | −2,108−33.5% | Reduced |
| Financial Perspectives, Inc | 4,094 | $76.4K | 0.04% | 00.0% | Unchanged |
| Huntington National Bank | 3,962 | $74.0K | 0.00% | +59+1.5% | Added |
| Clear Street Markets LLC | 3,391 | $63.0K | 0.01% | +3,391 | New |
| Creative Financial Designs Inc | 3,221 | $60.1K | 0.01% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 2,855 | $53.3K | 0.00% | +1,272+80.4% | Added |
| CKW Financial Group | 2,700 | $50.0K | 0.01% | 00.0% | Unchanged |
| First Manhattan Co | 2,506 | $46.8K | 0.00% | +2,506 | New |
| Rosenberg Matthew Hamilton | 2,457 | $45.9K | 0.02% | +355+16.9% | Added |
| Belpointe Asset Management LLC | 2,199 | $41.1K | 0.00% | +2,199 | New |
| Bessemer Group Inc | 2,075 | $39.0K | 0.00% | −1,381−40.0% | Reduced |
| Accel Wealth Management | 2,068 | $38.6K | 0.02% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 1,887 | $35.0K | 0.01% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,629 | $30.4K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 1,623 | $30.0K | 0.00% | +103+6.8% | Added |
| Ten Capital Wealth Advisors, LLC | 1,491 | $27.8K | 0.01% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 1,451 | $27.0K | 0.00% | +168+13.1% | Added |
| TD Waterhouse Canada Inc. | 1,310 | $27.0K | 0.00% | −65−4.7% | Reduced |
| Hexagon Capital Partners LLC | 1,364 | $25.5K | 0.01% | −742−35.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 1,354 | $25.3K | 0.00% | +239+21.4% | Added |
| AdvisorNet Financial, Inc | 1,266 | $23.6K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 1,167 | $22.0K | 0.00% | +374+47.2% | Added |
| Park Place Capital Corp | 1,128 | $21.0K | 0.01% | +1,128 | New |
| Umb Bank N A | 1,016 | $19.0K | 0.00% | 00.0% | Unchanged |
| Community Bank, N.A. | 1,000 | $18.7K | 0.00% | 00.0% | Unchanged |
| BOK Financial Private Wealth, Inc. | 904 | $16.9K | 0.00% | 00.0% | Unchanged |
| Corrado Advisors, LLC | 850 | $15.9K | 0.01% | +850 | New |
| Cary Street Partner Investment Advisory LLC | 836 | $15.6K | 0.00% | +836 | New |
| Sargent Bickham Lagudis LLC | 645 | $12.0K | 0.00% | 00.0% | Unchanged |
| My Personal CFO, LLC | 645 | $12.0K | 0.01% | +645 | New |
| JFS Wealth Advisors, LLC | 631 | $11.8K | 0.00% | −5,045−88.9% | Reduced |
| Allworth Financial LP | 620 | $11.6K | 0.00% | −239−27.8% | Reduced |
| Montag A & Associates Inc | 577 | $10.8K | 0.00% | +577 | New |
| Twin Tree Management, LP | 571 | $10.7K | 0.00% | −325,355−99.8% | Reduced |
| Raffa Wealth Management, LLC | 520 | $9.71K | 0.00% | +167+47.3% | Added |
| First Horizon Advisors, Inc. | 505 | $9.44K | 0.00% | +179+54.9% | Added |
| Federation des caisses Desjardins du Quebec | 505 | $9.43K | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 505 | $9.43K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 500 | $9.34K | 0.01% | +500 | New |
| Glass Jacobson Investment Advisors llc | 476 | $8.89K | 0.00% | +476 | New |
| Prestige Wealth Management Group LLC | 458 | $8.55K | 0.00% | +458 | New |
| Earnest Partners LLC | 496 | $8.53K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 455 | $8.49K | 0.00% | +455 | New |
| Thomas White International Ltd | 454 | $8.48K | 0.00% | −90,699−99.5% | Reduced |
| FinTrust Capital Advisors, LLC | 451 | $8.42K | 0.00% | 00.0% | Unchanged |
| RFP Financial Group LLC | 451 | $8.42K | 0.00% | +451 | New |
| Sound Income Strategies, LLC | 434 | $8.10K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 393 | $7.34K | 0.00% | −12−3.0% | Reduced |
| Key Financial Inc | 456 | $6.62K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Planning LLC | 331 | $6.18K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 309 | $5.77K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 271 | $5.06K | 0.00% | +271 | New |
| Glen Eagle Advisors, LLC | 268 | $5.00K | 0.00% | +89+49.7% | Added |
| Asset Dedication, LLC | 289 | $5.00K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 217 | $4.05K | 0.00% | −33−13.2% | Reduced |
| TD Ameritrade Investment Management, LLC | 212 | $4.00K | 0.00% | 00.0% | Unchanged |
| Copeland Capital Management, LLC | 214 | $4.00K | 0.00% | 00.0% | Unchanged |
| Schubert & Co | 169 | $3.15K | 0.00% | −122−41.9% | Reduced |
| Column Capital Advisors, LLC | 167 | $3.12K | 0.00% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 145 | $3.05K | 0.00% | +145 | New |
| Tower Research Capital LLC (TRC) | 149 | $3.00K | 0.00% | −2,012−93.1% | Reduced |
| Parkside Financial Bank & Trust | 155 | $2.89K | 0.00% | +155 | New |
| HighMark Wealth Management LLC | 133 | $2.48K | 0.00% | −42−24.0% | Reduced |
| Antonetti Capital Management LLC | 123 | $2.30K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 133 | $2.00K | 0.00% | −11−7.6% | Reduced |
| James Investment Research Inc | 100 | $2.00K | 0.00% | +100 | New |
| Householder Group Estate & Retirement Specialist, LLC | 158 | $2.00K | 0.00% | +158 | New |
| Federated Hermes, Inc. | 101 | $1.89K | 0.00% | −11−9.8% | Reduced |
| Fiduciary Alliance LLC | 100 | $1.87K | 0.00% | +100 | New |
| Farther Finance Advisors, LLC | 56 | $1.05K | 0.00% | +56 | New |
| Grey Fox Wealth Advisors, LLC | 47 | $877 | 0.00% | +47 | New |
| Financial Synergies Wealth Advisors, Inc. | 46 | $859 | 0.00% | 00.0% | Unchanged |
| Forsta Ap-Fonden | 635,062 | $0 | 0.00% | +33,842+5.6% | Added |
| McClarren Financial Advisors, Inc. | 16 | $0 | 0.00% | +16 | New |
| Abeille Asset Management SA | 439,737 | – | – | 00.0% | Unchanged |
| Sofos Investments, Inc. | 19 | – | – | +4+26.7% | Added |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −3,330,017−100.0% | Sold out |
| Ontario Teachers Pension Plan Board | 0 | $0 | 0.00% | −323,250−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −194,394−100.0% | Sold out |
| Parkwood LLC | 0 | $0 | 0.00% | −190,525−100.0% | Sold out |
| Leuthold Group, LLC | 0 | $0 | 0.00% | −175,340−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −125,000−100.0% | Sold out |
| 1832 Asset Management L.P. | 0 | $0 | 0.00% | −110,483−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −86,361−100.0% | Sold out |
| Calamos Wealth Management LLC | 0 | $0 | 0.00% | −74,700−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −67,794−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −42,784−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −33,887−100.0% | Sold out |
| Winning Points Advisors, LLC | 0 | $0 | 0.00% | −27,202−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −26,332−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −21,649−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −20,095−100.0% | Sold out |
| Moore Capital Management, LP | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −16,825−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −16,069−100.0% | Sold out |
| OPSEU Pension Plan Trust Fund | 0 | $0 | 0.00% | −15,708−100.0% | Sold out |
| Cresset Asset Management, LLC | 0 | $0 | 0.00% | −14,582−100.0% | Sold out |
| Bridgewater Advisors Inc. | 0 | $0 | 0.00% | −14,556−100.0% | Sold out |