TRI-CONTINENTAL Corp

Exchange: NYSE
SEC CIK: 0000099614

SEC filings (opens in a new tab)

No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.

Other share classesTY.P

Q4 2025 vs. Q3 2025

How the institutions holding TRI-CONTINENTAL Corp changed between Q3 2025 and Q4 2025.

All holders in Q4 2025 All holders in Q3 2025

13F holders of TY: Q3 2025 compared with Q4 2025
Measure	Q3 2025	Of which not filed for Q4 2025	Q4 2025	Change
Holders	154	1	151	−2
Shares	6.60M	445.0K	6.73M	+572.2K (+9.3%)
Value	$224.5M	$15.1M	$219.9M	+$10.5M (+5.0%)

1 institution that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so the changes leave them out.

New holders (26)

Institutions that held TRI-CONTINENTAL Corp at the end of Q4 2025 but not at the end of Q3 2025.

Institutions new to TY in Q4 2025
Institution	Shares	Value	% of portfolio
Colony Group, LLC	192,690	$6.29M	0.01%
Umb Bank N A	180,580	$5.90M	0.08%
EP Wealth Advisors, LLC	88,120	$2.88M	0.01%
Evolve Private Wealth, LLC	61,594	$2.01M	0.12%
Citadel Advisors LLC	44,873	$1.47M	0.00%
Altium Capital Management LP	40,451	$1.32M	5.22%
Jane Street Group, LLC	17,171	$560.8K	0.00%
Financial Plan, Inc.	11,988	$391.5K	0.04%
Savvy Advisors, Inc.	11,598	$378.8K	0.01%
Meridian Investment Counsel Inc.	9,755	$318.6K	0.08%
Quantinno Capital Management LP	8,568	$279.9K	0.00%
Susquehanna International Group, LLP	8,402	$274.4K	0.00%
Unify Financial Advisors	8,284	$270.6K	0.28%
AQR Capital Management LLC	8,166	$266.7K	0.00%
XTX Topco Ltd	8,056	$263.1K	0.01%
Moneta Group Investment Advisors LLC	6,609	$215.8K	0.00%
Closed-End Fund Advisors, Inc.	6,338	$207.0K	0.12%
Alliance Wealth Strategies, LLC d/b/a Brown Edwards Wealth Strategies	6,272	$204.8K	0.19%
Retirement Income Solutions, Inc	6,213	$202.9K	0.03%
Quent Capital, LLC	5,405	$176.5K	0.01%
Central Trust Co	5,008	$163.6K	0.00%
Bayban	2,310	$75.4K	0.07%
Advocate Investing Services LLC	1,649	$53.8K	0.05%
Assetmark, Inc	1,639	$53.5K	0.00%
Commonwealth Retirement Investments LLC	900	$29.4K	0.01%
SHP Wealth Management	221	$7.22K	0.00%

Sold out (28)

Institutions that held TRI-CONTINENTAL Corp at the end of Q3 2025 and filed for Q4 2025 without it.

Institutions that sold out of TY in Q4 2025
Institution	Shares, Q3 2025	Value, Q3 2025
Kovitz Investment Group Partners, LLC	198,450	$6.75M
Prospera Capital Management, LLC	29,345	$997.7K
Terry L. Blaker	27,607	$938.6K
Integrated Wealth Concepts LLC	11,203	$380.9K
BancFirst Trust & Investment Management	11,061	$375.1K
Landscape Capital Management, L.L.C.	8,445	$287.1K
Quantedge Capital Pte Ltd	7,751	$263.5K
Busey Wealth Management	6,641	$225.8K
Summitry LLC	6,500	$221.0K
Mercer Global Advisors Inc	6,280	$213.5K
Mascagni Wealth Management, Inc.	6,200	$210.8K
EverSource Wealth Advisors, LLC	6,137	$208.7K
Snowden Capital Advisors LLC	6,026	$204.9K
Pinnacle Associates Ltd	6,000	$204.0K
Nwam LLC	5,991	$203.7K
Bradley Foster & Sargent Inc	5,963	$202.7K
Ameritas Advisory Services, LLC	3,787	$128.8K
BFSG, LLC	3,406	$115.8K
Comerica Bank	1,358	$46.2K
Salem Investment Counselors Inc	1,314	$44.7K
Fifth Third Bancorp	1,167	$39.7K
GPS Wealth Strategies Group, LLC	819	$27.8K
Wealthspire Advisors, LLC	633	$21.5K
Advisory Services Network, LLC	566	$19.3K
Valued Wealth Advisors LLC	100	$3.39K
Cornerstone Advisors, LLC	72	$2.45K
JFS Wealth Advisors, LLC	64	$2.18K
Principal Securities, Inc.	19	$646

Not filed for Q4 2025 yet (1)

Institutions that held TRI-CONTINENTAL Corp at the end of Q3 2025 and haven't filed a 13F for Q4 2025. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding TY in Q3 2025 that haven't filed for Q4 2025
Institution	Shares, Q3 2025	Value, Q3 2025
Bard Financial Services, Inc.	444,956	$15.1M