Statera Biopharma, Inc.
STABDelisted Mar 3, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001318641
Statera Biopharma, Inc. was delisted on Mar 3, 2023; its insiders filed their last Form 4 on Oct 28, 2021; 29 institutions reported holding it in 13F filings for Q4 2022, worth $197.5K in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Statera Biopharma, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 33
- +5 vs. Q4 2021
- Shares held
- 2.13M
- +102.8K (+5.1%) vs. Q4 2021
- Total value
- $669.2K
- −$3.97M (−85.6%) vs. Q4 2021
- New holders
- 12
- 8 more added
- Sold out
- 7
- 6 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting STAB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 1 | $0 |
| Q2 2024 | 1 | $1 |
| Q1 2024 | 1 | $1 |
| Q4 2023 | 1 | $1 |
| Q3 2023 | 1 | $0 |
| Q2 2023 | 1 | $30 |
| Q1 2023 | 4 | $3.29K |
| Q4 2022 | 29 | $197.5K |
| Q3 2022 | 35 | $383.3K |
| Q2 2022 | 35 | $894.9K |
| Q1 2022 | 33 | $669.2K |
| Q4 2021 | 29 | $4.64M |
| Q3 2021 | 23 | $2.81M |
| Q2 2021 | 21 | $4.31M |
| Q1 2021 | 22 | $5.61M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Statera Biopharma, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 389,110 | $122.0K | 0.00% | −28,249−6.8% | Reduced |
| Empery Asset Management, LP | 333,016 | $105.0K | 0.49% | +333,016 | New |
| Renaissance Technologies LLC | 171,918 | $54.0K | 0.00% | −34,117−16.6% | Reduced |
| Northern Trust Corp | 171,110 | $54.0K | 0.00% | +131,855+335.9% | Added |
| Virtu Financial LLC | 157,678 | $50.0K | 0.00% | +126,715+409.2% | Added |
| Geode Capital Management, LLC | 130,774 | $41.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 118,672 | $37.0K | 0.00% | +118,672 | New |
| Raymond James Financial Services Advisors, Inc. | 112,250 | $35.0K | 0.00% | +82,391+275.9% | Added |
| Two Sigma Securities, LLC | 78,189 | $25.0K | 0.00% | +78,189 | New |
| Sabby Management, LLC | 69,103 | $22.0K | 0.01% | −315,494−82.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 70,246 | $22.0K | 0.00% | +10,211+17.0% | Added |
| State Street Corp | 68,247 | $21.0K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 58,531 | $18.0K | 0.00% | −2,745−4.5% | Reduced |
| Two Sigma Investments, LP | 58,519 | $18.0K | 0.00% | +58,519 | New |
| Dowling & Yahnke LLC | 28,875 | $9.00K | 0.00% | +14,200+96.8% | Added |
| Citadel Advisors LLC | 20,368 | $7.00K | 0.00% | +20,368 | New |
| HRT Financial LP | 22,539 | $7.00K | 0.00% | +22,539 | New |
| Bell & Brown Wealth Advisors, LLC | 19,313 | $6.00K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 11,700 | $4.00K | 0.00% | +11,700 | New |
| Sandhill Capital Partners LLC | 13,570 | $4.00K | 0.00% | +13,570 | New |
| Jane Street Group, LLC | 10,761 | $3.00K | 0.00% | +10,761 | New |
| Financial Perspectives, Inc | 8,941 | $2.82K | 0.00% | +6,436+256.9% | Added |
| Morgan Stanley | 6,000 | $2.00K | 0.00% | −10−0.2% | Reduced |
| Tucker Asset Management LLC | 1,000 | $315 | 0.00% | +1,000 | New |
| Archer Investment Corp | 300 | $95 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $0 | 0.00% | +500+100.0% | Added |
| CWM, LLC | 450 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 100 | $0 | 0.00% | −145−59.2% | Reduced |
| Wells Fargo & Company | 173 | $0 | 0.00% | +25+16.9% | Added |
| Umb Bank N A | 5 | $0 | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 125 | $0 | 0.00% | 00.0% | Unchanged |
| Orion Capital Management LLC | 50 | $0 | 0.00% | +50 | New |
| IFP Advisors, Inc | 500 | – | – | +500 | New |
| Potomac Capital Management, Inc. | 0 | $0 | 0.00% | −381,900−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −154,067−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −12,170−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −3,912−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −365−100.0% | Sold out |
| Accel Wealth Management | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |