Statera Biopharma, Inc.
STABDelisted Mar 3, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001318641
Statera Biopharma, Inc. was delisted on Mar 3, 2023; its insiders filed their last Form 4 on Oct 28, 2021; 29 institutions reported holding it in 13F filings for Q4 2022, worth $197.5K in total; no superinvestor held it.
Q3 2021 vs. Q2 2021
How the institutions holding Statera Biopharma, Inc. changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Of which not filed for Q3 2021 | Q3 2021 | Change |
|---|---|---|---|---|
| Holders | 21 | 1 | 23 | +3 |
| Shares | 787.5K | 438 | 1.22M | +431.5K (+54.8%) |
| Value | $4.31M | $2.00K | $2.81M | −$1.49M (−34.6%) |
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (8)
Institutions that held Statera Biopharma, Inc. at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| UBS Group AG | 19,470 | $45.0K | 0.00% |
| Dowling & Yahnke LLC | 14,675 | $34.0K | 0.00% |
| Tower Research Capital LLC (TRC) | 13,891 | $32.0K | 0.00% |
| Virtu Financial LLC | 13,185 | $30.0K | 0.00% |
| Charles Schwab Investment Management Inc | 12,170 | $29.0K | 0.00% |
| Raymond James Financial Services Advisors, Inc. | 12,250 | $28.0K | 0.00% |
| State Street Corp | 11,047 | $26.0K | 0.00% |
| Harbour Investments, Inc. | 1,381 | $3.00K | 0.00% |
Sold out (5)
Institutions that held Statera Biopharma, Inc. at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Sequoia Financial Advisors, LLC | 12,588 | $69.0K |
| Royal Bank of Canada | 3,620 | $20.0K |
| US Bancorp | 1,000 | $5.00K |
| IFP Advisors, Inc | 150 | $1.00K |
| Orion Capital Management LLC | 50 | $0 |
Not filed for Q3 2021 yet (1)
Institutions that held Statera Biopharma, Inc. at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| CWM, LLC | 438 | $2.00K |