SRAX, Inc.
SRAXDelisted May 2, 2023- Industry
- Services-Advertising Agencies
- SEC CIK
- 0001538217
SRAX, Inc. was delisted on May 2, 2023; its insiders filed their last Form 4 on Dec 28, 2023; 27 institutions reported holding it in 13F filings for Q4 2022, worth $11.2M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in SRAX, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 32
- 0 vs. Q2 2021
- Shares held
- 4.52M
- −334.6K (−6.9%) vs. Q2 2021
- Total value
- $23.8M
- −$2.61M (−9.9%) vs. Q2 2021
- New holders
- 4
- 12 more added
- Sold out
- 4
- 10 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 5 | $255.1K |
| Q4 2022 | 27 | $11.2M |
| Q3 2022 | 28 | $8.85M |
| Q2 2022 | 30 | $19.5M |
| Q1 2022 | 28 | $26.2M |
| Q4 2021 | 32 | $21.7M |
| Q3 2021 | 32 | $23.8M |
| Q2 2021 | 32 | $26.4M |
| Q1 2021 | 30 | $15.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SRAX, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cutler Group LP | 27 | $0 | 0.00% | −6,509−99.6% | Reduced |
| Morgan Stanley | 350 | $2.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 900 | $5.00K | 0.00% | +700+350.0% | Added |
| Simplex Trading, LLC | 7,415 | $40.0K | 0.00% | +7,415 | New |
| Bank of New York Mellon Corp | 10,608 | $57.0K | 0.00% | +10,608 | New |
| National Asset Management, Inc. | 11,200 | $60.0K | 0.00% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 11,500 | $61.0K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 11,600 | $62.0K | 0.00% | −70−0.6% | Reduced |
| Wells Fargo & Company | 12,620 | $68.0K | 0.00% | −1,311−9.4% | Reduced |
| Bank of America Corp | 20,912 | $112.0K | 0.00% | +403+2.0% | Added |
| Citadel Advisors LLC | 23,311 | $124.0K | 0.00% | +9,753+71.9% | Added |
| Wolverine Trading, LLC | 25,704 | $130.0K | 0.00% | +7,263+39.4% | Added |
| Goldman Sachs Group Inc | 24,752 | $132.0K | 0.00% | −23,877−49.1% | Reduced |
| Two Sigma Investments, LP | 27,322 | $146.0K | 0.00% | +27,322 | New |
| PEAK6 Investments LLC | 29,534 | $158.0K | 0.00% | +2,398+8.8% | Added |
| Northern Trust Corp | 35,686 | $191.0K | 0.00% | −1,513−4.1% | Reduced |
| Alpha Paradigm Partners, LLC | 39,162 | $209.0K | 0.08% | −40,193−50.6% | Reduced |
| Renaissance Technologies LLC | 42,400 | $226.0K | 0.00% | −8,522−16.7% | Reduced |
| Susquehanna Fundamental Investments, LLC | 45,500 | $243.0K | 0.00% | +33,700+285.6% | Added |
| Occudo Quantitative Strategies LP | 109,830 | $249.0K | 0.03% | +81,890+293.1% | Added |
| BlackRock Inc. | 70,504 | $377.0K | 0.00% | +2,653+3.9% | Added |
| State Street Corp | 94,900 | $507.0K | 0.00% | 00.0% | Unchanged |
| Cruiser Capital Advisors, LLC | 95,265 | $509.0K | 0.42% | +6,717+7.6% | Added |
| Dimensional Fund Advisors LP | 129,366 | $691.0K | 0.00% | +36,083+38.7% | Added |
| Marshall Wace, LLP | 147,822 | $789.0K | 0.00% | −130,633−46.9% | Reduced |
| Geode Capital Management, LLC | 187,312 | $1.00M | 0.00% | +21,196+12.8% | Added |
| Jane Street Group, LLC | 190,469 | $1.02M | 0.00% | +190,469 | New |
| Jacob Asset Management of New York LLC | 368,541 | $1.97M | 0.72% | −30,000−7.5% | Reduced |
| Susquehanna International Group, LLP | 826,179 | $4.41M | 0.01% | −237,942−22.4% | Reduced |
| Vanguard Group Inc | 913,225 | $4.88M | 0.00% | +61,837+7.3% | Added |
| Intrinsic Edge Capital Management LLC | 1,003,692 | $5.36M | 0.37% | 00.0% | Unchanged |
| B. Riley Financial, Inc. | 0 | $0 | 0.00% | −339,371−100.0% | Sold out |
| NorthRock Partners, LLC | 0 | $0 | 0.00% | −14,236−100.0% | Sold out |
| Brendel Financial Advisors LLC | 0 | $0 | 0.00% | −728−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −147−100.0% | Sold out |