Saratoga Investment Corp.
SAJ- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; no institution reported holding it in 13F filings for Q2 2026; no superinvestor holds it.
Holders of 5% or more of SAJ
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Saratoga Investment Corp., largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of Saratoga Investment Corp. on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
3 Schedule 13D and 13G filings on Saratoga Investment Corp., newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Jul 2, 202511:49 AM ET | Truist Financial Corp | 13G/A | 0.00%0 shares | –Below 5% | Jun 30, 2025 | SEC |
| Feb 17, 2021 | Truist Financial Corp | 13GOld format | – | New | – | SEC |
| Feb 16, 2021 | Black Diamond Capital Management, L.L.C. | 13GOld format | – | New | – | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell Saratoga Investment Corp. shares.
No Form 144 notices for Saratoga Investment Corp. are on file.