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Rockwell Automation, Inc

ROK
Exchange
NYSE
Industry
Measuring & Controlling Devices, NEC
SEC CIK
0001024478

In the last 90 days, Rockwell Automation, Inc insiders filed 1 open-market purchase and 4 sales; 1,553 institutions reported holding it in 13F filings for Q2 2026, worth $48.8B in total; Markel Group is the only superinvestor holding it.

Four kinds of short-selling data, each measuring something different:

  • Short interest: shares sold short and not yet bought back, as of a settlement date. FINRA publishes it twice a month, about eight business days after the settlement date.
  • Daily short volume: shares sold short each day in off-exchange trades reported to FINRA. It counts trades, not open positions, and is published the next day.
  • Fails-to-deliver: shares not delivered by the settlement date. The SEC publishes them twice a month, about two weeks late.
  • ATS (dark pool) volume: weekly volume on alternative trading systems and other off-exchange venues. FINRA publishes it two to four weeks after the week.

More in the glossary.

Short interest

Shares sold short and not yet bought back, from FINRA, on every settlement date in the last two years.

Short interest
3.61M
Shares, settlement Oct 30, 2026
Change
+2.43K
+0.1% vs. Oct 15, 2026
Days to cover
4.26
Short interest ÷ average daily volume
Average daily volume
848.7K
Shares, as reported by FINRA
Short interest by settlement date
Oct 31, 2024: 2,074,707 sharesNov 15, 2024: 3,105,806 sharesNov 29, 2024: 2,550,719 sharesDec 13, 2024: 2,740,508 sharesDec 31, 2024: 3,005,178 sharesJan 15, 2025: 3,120,908 sharesJan 31, 2025: 2,814,043 sharesFeb 14, 2025: 3,153,442 sharesFeb 28, 2025: 2,772,861 sharesMar 14, 2025: 2,733,322 sharesMar 31, 2025: 2,136,432 sharesApr 15, 2025: 1,907,966 sharesApr 30, 2025: 1,953,577 sharesMay 15, 2025: 2,087,912 sharesMay 30, 2025: 1,847,725 sharesJun 13, 2025: 1,776,922 sharesJun 30, 2025: 1,812,062 sharesJul 15, 2025: 2,021,915 sharesJul 31, 2025: 2,003,437 sharesAug 15, 2025: 2,335,511 sharesAug 29, 2025: 2,217,961 sharesSep 15, 2025: 2,382,502 sharesSep 30, 2025: 1,951,787 sharesOct 15, 2025: 1,959,558 sharesOct 31, 2025: 1,930,150 sharesNov 14, 2025: 1,993,839 sharesNov 28, 2025: 2,878,254 sharesDec 15, 2025: 2,822,608 sharesDec 31, 2025: 2,719,815 sharesJan 15, 2026: 2,772,945 sharesJan 30, 2026: 2,657,870 sharesFeb 13, 2026: 3,095,977 sharesFeb 27, 2026: 3,239,000 sharesMar 13, 2026: 2,898,828 sharesMar 31, 2026: 3,340,495 sharesApr 15, 2026: 3,281,867 sharesApr 30, 2026: 3,280,639 sharesMay 15, 2026: 3,281,502 sharesMay 29, 2026: 3,297,203 sharesJun 15, 2026: 3,482,944 sharesJun 30, 2026: 4,228,239 sharesJul 15, 2026: 3,780,315 sharesJul 31, 2026: 3,844,433 sharesAug 14, 2026: 3,606,399 sharesAug 31, 2026: 3,643,588 sharesSep 15, 2026: 3,780,867 sharesSep 30, 2026: 3,664,162 sharesOct 15, 2026: 3,612,531 sharesOct 30, 2026: 3,614,964 shares
Short interest in ROK by settlement date
Settlement dateShort interestChangeChange %Avg. daily volumeDays to cover
Oct 30, 20263.61M+2.43K+0.1%848.7K4.26
Oct 15, 20263.61M−51.6K−1.4%855.7K4.22
Sep 30, 20263.66M−116.7K−3.1%669.2K5.48
Sep 15, 20263.78M+137.3K+3.8%721.8K5.24
Aug 31, 20263.64M+37.2K+1.0%645.9K5.64
Aug 14, 20263.61M−238.0K−6.2%1.07M3.37
Jul 31, 20263.84M+64.1K+1.7%723.6K5.31
Jul 15, 20263.78M−447.9K−10.6%703.8K5.37
Jun 30, 20264.23M+745.3K+21.4%1.15M3.68
Jun 15, 20263.48M+185.7K+5.6%610.1K5.71
May 29, 20263.30M+15.7K+0.5%719.4K4.58
May 15, 20263.28M+8630.0%962.6K3.41
Apr 30, 20263.28M−1.23K0.0%632.5K5.19
Apr 15, 20263.28M−58.6K−1.8%693.4K4.73
Mar 31, 20263.34M+441.7K+15.2%955.2K3.50
Mar 13, 20262.90M−340.2K−10.5%1.05M2.77
Feb 27, 20263.24M+143.0K+4.6%1.22M2.65
Feb 13, 20263.10M+438.1K+16.5%1.56M1.99
Jan 30, 20262.66M−115.1K−4.2%694.6K3.83
Jan 15, 20262.77M+53.1K+2.0%666.3K4.16
Dec 31, 20252.72M−102.8K−3.6%653.8K4.16
Dec 15, 20252.82M−55.6K−1.9%855.2K3.30
Nov 28, 20252.88M+884.4K+44.4%1.25M2.30
Nov 14, 20251.99M+63.7K+3.3%1.18M1.70
Oct 31, 20251.93M−29.4K−1.5%582.1K3.32
Oct 15, 20251.96M+7.77K+0.4%781.7K2.51
Sep 30, 20251.95M−430.7K−18.1%782.8K2.49
Sep 15, 20252.38M+164.5K+7.4%685.2K3.48
Aug 29, 20252.22M−117.5K−5.0%860.1K2.58
Aug 15, 20252.34M+332.1K+16.6%1.29M1.81
Jul 31, 20252.00M−18.5K−0.9%825.1K2.43
Jul 15, 20252.02M+209.9K+11.6%833.6K2.43
Jun 30, 20251.81M+35.1K+2.0%772.3K2.35
Jun 13, 20251.78M−70.8K−3.8%846.0K2.10
May 30, 20251.85M−240.2K−11.5%904.4K2.04
May 15, 20252.09M+134.3K+6.9%1.23M1.70
Apr 30, 20251.95M+45.6K+2.4%918.7K2.13
Apr 15, 20251.91M−228.5K−10.7%1.37M1.39
Mar 31, 20252.14M−596.9K−21.8%940.6K2.27
Mar 14, 20252.73M−39.5K−1.4%855.0K3.20
Feb 28, 20252.77M−380.6K−12.1%777.2K3.57
Feb 14, 20253.15M+339.4K+12.1%1.21M2.60
Jan 31, 20252.81M−306.9K−9.8%745.1K3.78
Jan 15, 20253.12M+115.7K+3.9%606.6K5.14
Dec 31, 20243.01M+264.7K+9.7%940.4K3.20
Dec 13, 20242.74M+189.8K+7.4%887.3K3.09
Nov 29, 20242.55M−555.1K−17.9%1.13M2.26
Nov 15, 20243.11M+1.03M+49.7%1.18M2.63
Oct 31, 20242.07M−228.9K−9.9%511.1K4.06

Fails-to-deliver

Shares that weren't delivered by the settlement date, from the SEC, for the last 30 dates with fails. The price is the previous day's closing price published by the SEC.

Fails-to-deliver in ROK by settlement date
Settlement dateSharesPriceValue
Oct 14, 20266,126$432.29$2.65M
Sep 10, 20262,039$426.08$868.8K
Sep 9, 20266,764$429.13$2.90M
Sep 1, 20261$424.43$424.43
Aug 25, 202628$429.69$12.0K
Aug 21, 202616$431.45$6.90K
Aug 20, 2026424$433.27$183.7K
Aug 7, 202626,618$441.80$11.8M
Aug 6, 202616$450.05$7.20K
Aug 4, 20267,207$480.98$3.47M
Aug 3, 20263,094$480.08$1.49M
Jul 20, 2026648$461.85$299.3K
Jul 14, 20262,582$460.45$1.19M
Jul 13, 20263,764$472.12$1.78M
Jul 8, 202633,603$468.90$15.8M
Jul 7, 202643$482.87$20.8K
Jun 29, 2026600$476.82$286.1K
Jun 22, 202625$473.79$11.8K
Jun 15, 2026332$459.34$152.5K
Jun 10, 20261,242$460.47$571.9K
May 26, 202623$452.29$10.4K
May 20, 20261$422.29$422.29
May 18, 2026798$448.74$358.1K
May 14, 2026225$454.99$102.4K
May 12, 20269$456.66$4.11K
May 6, 20264,398$435.93$1.92M
Apr 16, 202623,189$397.40$9.22M
Apr 15, 20263$405.27$1.22K
Apr 13, 2026399$396.00$158.0K
Apr 7, 2026160$367.18$58.7K

Daily short volume

Off-exchange short-sale volume, not short interest: shares sold short each day in trades reported to FINRA, for the last 30 trading days.

The short volume ratio isn't a sentiment gauge: market makers sell short to fill buy orders and to hedge, so short sales are usually about half of off-exchange volume.

Off-exchange short volume in ROK by trade date
Trade dateShort volumeShort exemptOff-exchange volumeShort volume ratio
Nov 10, 2026134,85072320,12542.1%
Nov 9, 2026221,171703512,09743.2%
Nov 6, 2026311,2085,549915,86234.0%
Nov 5, 2026642,1092,9991,265,28850.7%
Nov 4, 2026265,606661541,89449.0%
Nov 3, 2026141,2902241,18958.6%
Nov 2, 2026174,4110368,76547.3%
Oct 30, 2026109,5535188,59358.1%
Oct 29, 2026103,8522211,78949.0%
Oct 28, 2026148,8670292,87950.8%
Oct 27, 2026154,87481238,16565.0%
Oct 26, 2026147,15678212,83669.1%
Oct 23, 2026315,98531495,56163.8%
Oct 22, 2026355,11515591,32460.1%
Oct 21, 2026152,75611278,29454.9%
Oct 20, 2026135,976161258,05452.7%
Oct 19, 2026132,61734256,50751.7%
Oct 16, 2026255,0130702,49936.3%
Oct 15, 2026223,192645609,39536.6%
Oct 14, 2026179,8900351,98251.1%
Oct 13, 2026124,94579357,84334.9%
Oct 12, 2026106,7186258,60141.3%
Oct 9, 2026245,67355355,84569.0%
Oct 8, 2026278,1096453,88261.3%
Oct 7, 2026183,2570285,12464.3%
Oct 6, 2026181,139111249,13472.7%
Oct 5, 2026129,139495188,30068.6%
Oct 2, 2026173,7092272,93563.6%
Oct 1, 2026175,3646290,61560.3%
Sep 30, 2026146,784255299,55849.0%

ATS (dark pool) volume

Weekly volume on alternative trading systems (ATS) and other off-exchange (OTC) venues, from FINRA, for the last 12 weeks. ATS share is ATS volume ÷ (ATS + OTC volume), not a share of all trading.

Weekly ATS and OTC volume in ROK
Week ofTierATS sharesATS tradesOther OTC sharesOther OTC tradesATS share
Oct 19, 2026T11,586,64563,362484,68720,44576.6%
Oct 12, 2026T11,440,75854,6431,116,99422,18356.3%
Oct 5, 2026T11,208,39357,067703,07122,27363.2%
Sep 28, 2026T1916,12741,692522,67718,29063.7%
Sep 21, 2026T1833,49538,232483,86117,93963.3%
Sep 14, 2026T11,019,51246,139834,58121,02255.0%
Sep 7, 2026T1794,65136,084428,33414,96965.0%
Aug 31, 2026T11,135,51050,455685,49919,24662.4%
Aug 24, 2026T1874,60441,929308,18516,59673.9%
Aug 17, 2026T1897,54743,048409,85719,63268.7%
Aug 10, 2026T1971,76248,331649,24719,68959.9%
Aug 3, 2026T12,478,45585,2481,042,21231,12070.4%