Rockwell Automation, Inc
ROK- Exchange
- NYSE
- Industry
- Measuring & Controlling Devices, NEC
- SEC CIK
- 0001024478
In the last 90 days, Rockwell Automation, Inc insiders filed 0 open-market purchases and 5 sales; 1,545 institutions reported holding it in 13F filings for Q2 2026, worth $48.8B in total; Markel Group is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Rockwell Automation, Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,140
- +11 vs. Q2 2023
- Shares held
- 92.3M
- −1.25M (−1.3%) vs. Q2 2023
- Total value
- $26.4B
- −$4.46B (−14.5%) vs. Q2 2023
- New holders
- 104
- 427 more added
- Sold out
- 93
- 368 more reduced
17 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,545 | $48.8B |
| Q1 2026 | 1,422 | $34.4B |
| Q4 2025 | 1,420 | $37.1B |
| Q3 2025 | 1,296 | $32.2B |
| Q2 2025 | 1,269 | $31.1B |
| Q1 2025 | 1,172 | $23.7B |
| Q4 2024 | 1,216 | $26.9B |
| Q3 2024 | 1,161 | $24.4B |
| Q2 2024 | 1,156 | $25.3B |
| Q1 2024 | 1,202 | $26.5B |
| Q4 2023 | 1,223 | $27.1B |
| Q3 2023 | 1,140 | $26.4B |
| Q2 2023 | 1,146 | $30.9B |
| Q1 2023 | 1,113 | $27.0B |
| Q4 2022 | 1,059 | $23.5B |
| Q3 2022 | 994 | $19.6B |
| Q2 2022 | 976 | $18.5B |
| Q1 2022 | 1,052 | $25.6B |
| Q4 2021 | 1,136 | $31.9B |
| Q3 2021 | 1,037 | $26.9B |
| Q2 2021 | 988 | $26.4B |
| Q1 2021 | 974 | $23.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Rockwell Automation, Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baltimore-Washington Financial Advisors, Inc. | 815 | $233.0K | 0.02% | 00.0% | Unchanged |
| Alpha Cubed Investments, LLC | 808 | $231.0K | 0.02% | +808 | New |
| Algebris (UK) Ltd | 806 | $230.9K | 0.12% | +806 | New |
| Advance Capital Management, Inc. | 802 | $229.3K | 0.02% | +2+0.3% | Added |
| Tobam | 802 | $229.0K | 0.02% | +244+43.7% | Added |
| Citizens & Northern Corp | 800 | $228.7K | 0.09% | 00.0% | Unchanged |
| Wells Trecaso Financial Group, LLC | 800 | $228.7K | 0.10% | 00.0% | Unchanged |
| O'Keefe Stevens Advisory, Inc. | 800 | $228.7K | 0.10% | 00.0% | Unchanged |
| Diversified, LLC | 800 | $228.7K | 0.06% | +800 | New |
| Aries Wealth Management | 783 | $228.5K | 0.09% | +50+6.8% | Added |
| Parallax Volatility Advisers, L.P. | 792 | $226.4K | 0.01% | +676+582.8% | Added |
| Mirabella Financial Services LLP | 791 | $226.1K | 0.03% | +791 | New |
| Regal Investment Advisors LLC | 788 | $225.2K | 0.02% | −67−7.8% | Reduced |
| Keebeck Alpha, LP | 785 | $224.4K | 0.22% | +785 | New |
| Panagora Asset Management Inc | 784 | $224.1K | 0.00% | +2+0.3% | Added |
| Valicenti Advisory Services Inc | 785 | $224.0K | 0.08% | +785 | New |
| Argonautica Private Wealth Management, Inc | 781 | $223.3K | 0.10% | 00.0% | Unchanged |
| Fortis Group Advisors, LLC | 759 | $222.6K | 0.07% | +3+0.4% | Added |
| Magnetar Financial LLC | 778 | $222.4K | 0.01% | +778 | New |
| Cornerstone Wealth Group, LLC | 775 | $221.5K | 0.04% | +15+2.0% | Added |
| Geller Advisors LLC | 774 | $221.3K | 0.03% | −55−6.6% | Reduced |
| Merriman Wealth Management, LLC | 767 | $219.3K | 0.01% | −35−4.4% | Reduced |
| Carr Financial Group Corp | 830 | $218.9K | 0.09% | +80+10.7% | Added |
| Zimmermann Investment Management & Planning LLC | 762 | $217.8K | 0.10% | +3+0.4% | Added |
| LS Investment Advisors, LLC | 760 | $217.3K | 0.04% | 00.0% | Unchanged |
| Paloma Partners Management Co | 760 | $217.3K | 0.05% | +760 | New |
| Shelton Capital Management | 758 | $216.7K | 0.01% | 00.0% | Unchanged |
| Howe & Rusling Inc | 757 | $216.4K | 0.03% | 00.0% | Unchanged |
| Mather Group, LLC. | 752 | $214.8K | 0.00% | +127+20.3% | Added |
| Index Fund Advisors, Inc. | 750 | $214.4K | 0.01% | +750 | New |
| TFC Financial Management | 748 | $213.8K | 0.05% | 00.0% | Unchanged |
| Great Lakes Retirement, Inc. | 746 | $213.4K | 0.04% | −88−10.6% | Reduced |
| Hollencrest Capital Management | 744 | $212.7K | 0.02% | 00.0% | Unchanged |
| Syon Capital LLC | 744 | $212.7K | 0.03% | +744 | New |
| Brighton Jones LLC | 744 | $212.7K | 0.01% | +744 | New |
| Global Retirement Partners, LLC | 735 | $212.4K | 0.01% | +18+2.5% | Added |
| J.Safra Asset Management Corp | 740 | $211.5K | 0.03% | 00.0% | Unchanged |
| Nicolet Bankshares Inc | 738 | $211.0K | 0.06% | −50−6.3% | Reduced |
| Sabal Trust CO | 736 | $210.4K | 0.01% | 00.0% | Unchanged |
| Great Waters Wealth Management | 721 | $209.3K | 0.04% | 00.0% | Unchanged |
| Summit Trail Advisors, LLC | 723 | $206.7K | 0.01% | +34+4.9% | Added |
| Delta Investment Management, LLC | 722 | $206.3K | 0.06% | +722 | New |
| Ritholtz Wealth Management | 722 | $206.3K | 0.01% | −398−35.5% | Reduced |
| Founders Financial Alliance, LLC | 720 | $205.9K | 0.09% | −62−7.9% | Reduced |
| Pittenger & Anderson Inc | 720 | $205.8K | 0.01% | +24+3.4% | Added |
| CWS Financial Advisors, LLC | 719 | $205.6K | 0.08% | −90−11.1% | Reduced |
| PDS Planning, Inc | 719 | $205.5K | 0.03% | +15+2.1% | Added |
| Hills Bank & Trust Co | 717 | $205.0K | 0.02% | 00.0% | Unchanged |
| Enterprise Bank & Trust Co | 716 | $204.7K | 0.08% | 00.0% | Unchanged |
| Headlands Technologies LLC | 714 | $204.1K | 0.10% | +714 | New |
| Advocate Group LLC | 711 | $203.3K | 0.05% | −478−40.2% | Reduced |
| Wescott Financial Advisory Group, LLC | 710 | $203.0K | 0.04% | +710 | New |
| CX Institutional | 709 | $202.7K | 0.01% | −10−1.4% | Reduced |
| Accredited Investors Inc. | 706 | $202.0K | 0.02% | +2+0.3% | Added |
| TownSquare Capital, LLC | 705 | $201.5K | 0.00% | +705 | New |
| Professional Financial Advisors, LLC | 700 | $200.1K | 0.09% | 00.0% | Unchanged |
| First Personal Financial Services | 700 | $200.1K | 0.05% | +700 | New |
| Hanson & Doremus Investment Management | 699 | $200.0K | 0.04% | −29−4.0% | Reduced |
| Armstrong Advisory Group, Inc | 698 | $199.5K | 0.02% | +604+642.6% | Added |
| Cary Street Partner Investment Advisory LLC | 665 | $190.1K | 0.01% | +616+1,257.1% | Added |
| Sentry Investment Management LLC | 663 | $190.0K | 0.09% | −1,852−73.6% | Reduced |
| Lindbrook Capital, LLC | 644 | $184.1K | 0.02% | −8−1.2% | Reduced |
| Acadian Asset Management LLC | 646 | $183.0K | 0.00% | −1,226−65.5% | Reduced |
| TD Private Client Wealth LLC | 624 | $178.4K | 0.01% | −52−7.7% | Reduced |
| Paradigm Asset Management Co LLC | 600 | $171.5K | 0.05% | 00.0% | Unchanged |
| Valley National Advisers Inc | 577 | $165.0K | 0.03% | −1,135−66.3% | Reduced |
| EverSource Wealth Advisors, LLC | 573 | $163.8K | 0.02% | −64−10.0% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 570 | $162.9K | 0.01% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 550 | $157.2K | 0.00% | +19+3.6% | Added |
| McClarren Financial Advisors, Inc. | 534 | $152.0K | 0.13% | 00.0% | Unchanged |
| City State Bank | 530 | $152.0K | 0.08% | 00.0% | Unchanged |
| St Germain D J Co Inc | 531 | $151.8K | 0.01% | +6+1.1% | Added |
| ORG Partners LLC | 527 | $150.7K | 0.04% | 00.0% | Unchanged |
| American National Bank | 524 | $149.8K | 0.03% | +151+40.5% | Added |
| Tompkins Financial Corp | 516 | $147.5K | 0.02% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 511 | $146.0K | 0.02% | +1+0.2% | Added |
| Whittier Trust Co of Nevada Inc | 504 | $144.1K | 0.01% | 00.0% | Unchanged |
| Hoertkorn Richard Charles | 500 | $142.9K | 0.07% | 00.0% | Unchanged |
| AM Squared Ltd | 500 | $142.9K | 0.22% | +500 | New |
| Assetmark, Inc | 483 | $138.1K | 0.00% | +24+5.2% | Added |
| Beacon Capital Management, LLC | 409 | $134.7K | 0.04% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 457 | $131.0K | 0.06% | −27−5.6% | Reduced |
| Annis Gardner Whiting Capital Advisors, LLC | 445 | $127.2K | 0.07% | +445 | New |
| Asset Dedication, LLC | 436 | $124.0K | 0.01% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 433 | $123.8K | 0.01% | 00.0% | Unchanged |
| Private Ocean, LLC | 419 | $119.8K | 0.02% | 00.0% | Unchanged |
| Thompson Investment Management, Inc. | 400 | $114.3K | 0.02% | 00.0% | Unchanged |
| Alta Advisers Ltd | 400 | $114.3K | 0.07% | 00.0% | Unchanged |
| Maj Invest Holding A/S | 400 | $114.0K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 395 | $113.2K | 0.04% | +395 | New |
| Smithfield Trust Co | 399 | $113.0K | 0.01% | −458−53.4% | Reduced |
| First Command Advisory Services, Inc. | 353 | $100.9K | 0.00% | +353 | New |
| Wellington Shields Capital Management, LLC | 350 | $100.1K | 0.01% | +100+40.0% | Added |
| KB Financial Partners, LLC | 347 | $99.0K | 0.03% | +55+18.8% | Added |
| Natixis Investment Managers International | 341 | $97.5K | 0.01% | −23−6.3% | Reduced |
| Caldwell Trust Co | 339 | $96.9K | 0.01% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 335 | $95.8K | 0.00% | +272+431.7% | Added |
| Parkside Financial Bank & Trust | 325 | $92.9K | 0.02% | −32−9.0% | Reduced |
| Proequities, Inc. | 321 | $91.8K | 0.01% | +29+9.9% | Added |
| Colonial Trust Co | 300 | $91.3K | 0.02% | 00.0% | Unchanged |