Rockwell Automation, Inc

ROK

Exchange: NYSE
Industry: Measuring & Controlling Devices, NEC
SEC CIK: 0001024478

SEC filings (opens in a new tab)

In the last 90 days, Rockwell Automation, Inc insiders filed 0 open-market purchases and 5 sales; 1,545 institutions reported holding it in 13F filings for Q2 2026, worth $48.8B in total; Markel Group is the only superinvestor holding it.

13F holders, Q3 2023

Institutional positions in Rockwell Automation, Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 1,140; +11 vs. Q2 2023
Shares held: 92.3M; −1.25M (−1.3%) vs. Q2 2023
Total value: $26.4B; −$4.46B (−14.5%) vs. Q2 2023
New holders: 104; 427 more added
Sold out: 93; 368 more reduced

17 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting ROK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 1,140 institutions

Value heldQ3 2023: $26.4B

Institutions holding ROK and their total value by quarter
Quarter	Holders	Value
Q2 2026	1,545	$48.8B
Q1 2026	1,422	$34.4B
Q4 2025	1,420	$37.1B
Q3 2025	1,296	$32.2B
Q2 2025	1,269	$31.1B
Q1 2025	1,172	$23.7B
Q4 2024	1,216	$26.9B
Q3 2024	1,161	$24.4B
Q2 2024	1,156	$25.3B
Q1 2024	1,202	$26.5B
Q4 2023	1,223	$27.1B
Q3 2023	1,140	$26.4B
Q2 2023	1,146	$30.9B
Q1 2023	1,113	$27.0B
Q4 2022	1,059	$23.5B
Q3 2022	994	$19.6B
Q2 2022	976	$18.5B
Q1 2022	1,052	$25.6B
Q4 2021	1,136	$31.9B
Q3 2021	1,037	$26.9B
Q2 2021	988	$26.4B
Q1 2021	974	$23.7B

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Rockwell Automation, Inc; share changes are against Q2 2023.

Institutions holding ROK in Q3 2023
Institution	Shares	Value	% of portfolio	Change in shares	Action
Sofos Investments, Inc.	0	$184	0.00%	−329−100.0%	Reduced
Cedar Mountain Advisors, LLC	1	$286	0.00%	00.0%	Unchanged
Tfo-TDC, LLC	1	$329	0.00%	00.0%	Unchanged
Colonial Trust Advisors	2	$572	0.00%	00.0%	Unchanged
True Wealth Design, LLC	2	$572	0.00%	00.0%	Unchanged
Cherry Tree Wealth Management, LLC	2	$572	0.00%	00.0%	Unchanged
Register Financial Advisors LLC	2	$574	0.00%	+2	New
SOA Wealth Advisors, LLC.	2	$582	0.00%	00.0%	Unchanged
Bishop & Co Investment Management, LLC	0	$918	0.04%	−302,435−100.0%	Reduced
Tyler-Stone Wealth Management	5	$1.00K	0.00%	00.0%	Unchanged
Avion Wealth	6	$1.00K	0.00%	+6	New
Carolinas Wealth Consulting LLC	4	$1.05K	0.00%	00.0%	Unchanged
Perkins Coie Trust Co	4	$1.14K	0.00%	+4	New
Global Trust Asset Management, LLC	4	$1.14K	0.00%	00.0%	Unchanged
Legacy Financial Group LLC	4	$1.14K	0.00%	+4	New
Bogart Wealth, LLC	5	$1.43K	0.00%	−5−50.0%	Reduced
Larson Financial Group LLC	6	$1.58K	0.00%	−35−85.4%	Reduced
Trifecta Capital Advisors, LLC	6	$1.72K	0.00%	00.0%	Unchanged
ClariVest Asset Management LLC	6	$2.00K	0.00%	00.0%	Unchanged
JNBA Financial Advisors	9	$2.57K	0.00%	00.0%	Unchanged
Caldwell Sutter Capital, Inc.	9	$2.57K	0.00%	00.0%	Unchanged
Newbridge Financial Services Group, Inc.	9	$2.57K	0.00%	00.0%	Unchanged
Salem Investment Counselors Inc	10	$2.86K	0.00%	00.0%	Unchanged
Atwood & Palmer Inc	10	$2.86K	0.00%	00.0%	Unchanged
Jackson, Grant Investment Advisers, Inc.	12	$3.43K	0.00%	00.0%	Unchanged
Tortoise Investment Management, LLC	12	$3.43K	0.00%	+1+9.1%	Added
Manchester Capital Management LLC	12	$3.43K	0.00%	00.0%	Unchanged
Sittner & Nelson, LLC	13	$3.72K	0.00%	00.0%	Unchanged
Abound Wealth Management	14	$4.01K	0.00%	−5−26.3%	Reduced
Moisand Fitzgerald Tamayo, LLC	17	$4.86K	0.00%	00.0%	Unchanged
Baker Avenue Asset Management, LP	17	$4.86K	0.00%	+6+54.5%	Added
TD Capital Management LLC	17	$4.88K	0.00%	00.0%	Unchanged
West Oak Capital, LLC	18	$5.00K	0.00%	00.0%	Unchanged
GeoWealth Management, LLC	19	$5.00K	0.00%	+19	New
Albion Financial Group	18	$5.15K	0.00%	+8+80.0%	Added
Investors Research Corp	19	$5.43K	0.00%	+4+26.7%	Added
Boyd Watterson Asset Management LLC	20	$5.72K	0.00%	00.0%	Unchanged
Creative Financial Designs Inc	20	$5.79K	0.00%	−20−50.0%	Reduced
Harbor Investment Advisory, LLC	22	$6.29K	0.00%	00.0%	Unchanged
Tucker Asset Management LLC	22	$6.29K	0.00%	+1+4.8%	Added
Geneos Wealth Management Inc.	23	$6.58K	0.00%	00.0%	Unchanged
Raffa Wealth Management, LLC	25	$7.15K	0.00%	00.0%	Unchanged
Mine & Arao Wealth Creation & Management, LLC.	26	$7.43K	0.00%	00.0%	Unchanged
Impact Partnership Wealth, LLC	27	$7.72K	0.00%	+27	New
VisionPoint Advisory Group, LLC	28	$8.01K	0.00%	+27+2,700.0%	Added
Macroview Investment Management LLC	34	$9.72K	0.01%	−2−5.6%	Reduced
GW&K Investment Management, LLC	35	$10.0K	0.00%	00.0%	Unchanged
Archer Investment Corp	35	$10.0K	0.00%	00.0%	Unchanged
Financial Management Professionals, Inc.	37	$11.0K	0.00%	+6+19.4%	Added
Global Financial Private Client, LLC	39	$11.1K	0.01%	00.0%	Unchanged
Aspire Private Capital, LLC	39	$11.1K	0.00%	00.0%	Unchanged
Oliver Lagore Vanvalin Investment Group	40	$11.4K	0.00%	00.0%	Unchanged
Arlington Partners LLC	45	$12.9K	0.01%	00.0%	Unchanged
Arlington Trust Co LLC	45	$12.9K	0.01%	+45	New
Arcadia Investment Management Corp	45	$12.9K	0.00%	00.0%	Unchanged
Earnest Partners LLC	46	$13.2K	0.00%	00.0%	Unchanged
Core Alternative Capital	46	$13.2K	0.00%	00.0%	Unchanged
Lee Financial Co	47	$13.4K	0.00%	00.0%	Unchanged
Sutton Wealth Advisors Inc.	49	$14.0K	0.01%	+12+32.4%	Added
Maryland Capital Advisors Inc.	50	$14.3K	0.01%	00.0%	Unchanged
Fairfield Financial Advisors, LTD	50	$14.3K	0.01%	00.0%	Unchanged
Mascoma Wealth Management LLC	50	$14.3K	0.00%	00.0%	Unchanged
CNB Bank	51	$14.6K	0.01%	+15+41.7%	Added
Park Place Capital Corp	61	$17.4K	0.01%	00.0%	Unchanged
Ancora Advisors, LLC	62	$17.7K	0.00%	00.0%	Unchanged
Riverview Trust Co	64	$18.3K	0.02%	00.0%	Unchanged
Rosenberg Matthew Hamilton	65	$18.6K	0.01%	+16+32.7%	Added
Capital Advisors, Ltd. LLC	67	$19.0K	0.00%	00.0%	Unchanged
New Millennium Group LLC	71	$20.3K	0.02%	00.0%	Unchanged
West Paces Advisors Inc.	72	$20.6K	0.01%	00.0%	Unchanged
Hexagon Capital Partners LLC	72	$20.6K	0.01%	+8+12.5%	Added
Paladin Advisory Group, LLC	74	$21.2K	0.02%	−31−29.5%	Reduced
Sugarloaf Wealth Management, LLC	76	$21.7K	0.01%	00.0%	Unchanged
Walleye Trading LLC	77	$22.0K	0.00%	+77	New
Johnson Financial Group, Inc.	78	$22.3K	0.00%	+3+4.0%	Added
SJS Investment Consulting Inc.	79	$22.6K	0.01%	+65+464.3%	Added
Edmond de Rothschild Holding S.A.	80	$22.9K	0.00%	00.0%	Unchanged
Ofi Invest Asset Management	95	$25.7K	0.00%	+95	New
State of Wyoming	90	$25.7K	0.01%	−37−29.1%	Reduced
Essex Investment Management Co LLC	90	$25.7K	0.00%	00.0%	Unchanged
Wolff Wiese Magana LLC	91	$26.0K	0.02%	00.0%	Unchanged
Capital Analysts, LLC	95	$27.0K	0.00%	+22+30.1%	Added
Provence Wealth Management Group	95	$27.2K	0.02%	+95	New
Pinnacle Financial Partners Inc	100	$28.6K	0.00%	−725−87.9%	Reduced
Knuff & Co LLC	100	$28.6K	0.01%	00.0%	Unchanged
GPS Wealth Strategies Group, LLC	101	$28.9K	0.01%	00.0%	Unchanged
Glen Eagle Advisors, LLC	101	$28.9K	0.01%	+32+46.4%	Added
Delta Asset Management LLC	102	$29.2K	0.00%	00.0%	Unchanged
BluePath Capital Management, LLC	103	$29.4K	0.03%	+103	New
Grove Bank & Trust	106	$30.3K	0.01%	−308−74.4%	Reduced
Financial Perspectives, Inc	112	$32.0K	0.01%	00.0%	Unchanged
MV Capital Management, Inc.	115	$32.9K	0.00%	+37+47.4%	Added
Community Bank, N.A.	120	$34.3K	0.00%	00.0%	Unchanged
Pathway Financial Advisers, LLC	124	$35.4K	0.01%	+124	New
Godsey & Gibb Associates	125	$35.7K	0.00%	00.0%	Unchanged
Livforsakringsbolaget Skandia, Omsesidigt	134	$38.3K	0.00%	00.0%	Unchanged
Deseret Mutual Benefit Administrators	138	$39.5K	0.02%	−29−17.4%	Reduced
Laurel Wealth Advisors LLC	141	$40.3K	0.01%	00.0%	Unchanged
Central Bank & Trust Co	142	$40.6K	0.01%	00.0%	Unchanged
First Manhattan Co	144	$41.2K	0.00%	+50+53.2%	Added