Rockwell Automation, Inc

ROK

Exchange: NYSE
Industry: Measuring & Controlling Devices, NEC
SEC CIK: 0001024478

SEC filings (opens in a new tab)

In the last 90 days, Rockwell Automation, Inc insiders filed 0 open-market purchases and 5 sales; 1,545 institutions reported holding it in 13F filings for Q2 2026, worth $48.8B in total; Markel Group is the only superinvestor holding it.

13F holders, Q1 2023

Institutional positions in Rockwell Automation, Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 1,113; +70 vs. Q4 2022
Shares held: 92.5M; +1.53M (+1.7%) vs. Q4 2022
Total value: $27.0B; +$3.55B (+15.1%) vs. Q4 2022
New holders: 132; 366 more added
Sold out: 62; 385 more reduced

16 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting ROK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2023: 1,113 institutions

Value heldQ1 2023: $27.0B

Institutions holding ROK and their total value by quarter
Quarter	Holders	Value
Q2 2026	1,545	$48.8B
Q1 2026	1,422	$34.4B
Q4 2025	1,420	$37.1B
Q3 2025	1,296	$32.2B
Q2 2025	1,269	$31.1B
Q1 2025	1,172	$23.7B
Q4 2024	1,216	$26.9B
Q3 2024	1,161	$24.4B
Q2 2024	1,156	$25.3B
Q1 2024	1,202	$26.5B
Q4 2023	1,223	$27.1B
Q3 2023	1,140	$26.4B
Q2 2023	1,146	$30.9B
Q1 2023	1,113	$27.0B
Q4 2022	1,059	$23.5B
Q3 2022	994	$19.6B
Q2 2022	976	$18.5B
Q1 2022	1,052	$25.6B
Q4 2021	1,136	$31.9B
Q3 2021	1,037	$26.9B
Q2 2021	988	$26.4B
Q1 2021	974	$23.7B

Institutions, Q1 2023

Shares, value and share of portfolio for each institution holding Rockwell Automation, Inc; share changes are against Q4 2022.

Institutions holding ROK in Q1 2023
Institution	Shares	Value	% of portfolio	Change in shares	Action
Sofos Investments, Inc.	293	$204	0.01%	+35+13.6%	Added
Tfo-TDC, LLC	1	$293	0.00%	−49−98.0%	Reduced
25 LLC	2	$563	0.00%	+2	New
Colonial Trust Advisors	2	$587	0.00%	00.0%	Unchanged
Rise Advisors, LLC	2	$587	0.00%	+2	New
SOA Wealth Advisors, LLC.	2	$595	0.00%	00.0%	Unchanged
GeoWealth Management, LLC	4	$1.00K	0.00%	+4	New
SkyView Investment Advisors, LLC	4	$1.00K	0.00%	+4	New
Global Trust Asset Management, LLC	4	$1.17K	0.00%	00.0%	Unchanged
Carolinas Wealth Consulting LLC	4	$1.17K	0.00%	00.0%	Unchanged
McIlrath & Eck, LLC	4	$1.17K	0.00%	+4	New
ING Groep NV	5	$1.47K	0.00%	−1,121−99.6%	Reduced
Bogart Wealth, LLC	5	$1.47K	0.00%	−5−50.0%	Reduced
Larson Financial Group LLC	6	$1.61K	0.00%	+1+20.0%	Added
Trifecta Capital Advisors, LLC	6	$1.76K	0.00%	00.0%	Unchanged
Manchester Capital Management LLC	7	$2.06K	0.00%	00.0%	Unchanged
Point72 Asset Management, L.P.	8	$2.35K	0.00%	+8	New
Newbridge Financial Services Group, Inc.	9	$2.64K	0.00%	−2−18.2%	Reduced
JNBA Financial Advisors	9	$2.64K	0.00%	00.0%	Unchanged
Toth Financial Advisory Corp	9	$2.64K	0.00%	+9	New
Bellevue Asset Management, LLC	10	$2.93K	0.00%	00.0%	Unchanged
Salem Investment Counselors Inc	10	$2.94K	0.00%	−195−95.1%	Reduced
Atwood & Palmer Inc	10	$2.94K	0.00%	00.0%	Unchanged
Tortoise Investment Management, LLC	11	$3.23K	0.00%	00.0%	Unchanged
Disciplined Investments, LLC	12	$3.52K	0.00%	00.0%	Unchanged
Jackson, Grant Investment Advisers, Inc.	12	$3.52K	0.00%	+12	New
Abound Wealth Management	12	$3.53K	0.00%	00.0%	Unchanged
Ridgewood Investments LLC	13	$3.67K	0.00%	+13	New
Sittner & Nelson, LLC	13	$3.81K	0.00%	+13	New
Investors Research Corp	15	$4.40K	0.00%	00.0%	Unchanged
SJS Investment Consulting Inc.	16	$4.70K	0.00%	+3+23.1%	Added
Moisand Fitzgerald Tamayo, LLC	17	$4.99K	0.00%	00.0%	Unchanged
TD Capital Management LLC	17	$5.01K	0.00%	00.0%	Unchanged
West Oak Capital, LLC	18	$5.28K	0.00%	00.0%	Unchanged
ICA Group Wealth Management, LLC	18	$5.28K	0.00%	00.0%	Unchanged
Tucker Asset Management LLC	18	$5.28K	0.00%	+18	New
Focused Wealth Management, Inc	19	$5.48K	0.00%	00.0%	Unchanged
Boyd Watterson Asset Management LLC	20	$5.87K	0.00%	00.0%	Unchanged
Jones Financial Companies LLLP	20	$5.87K	0.00%	00.0%	Unchanged
Harbor Investment Advisory, LLC	22	$6.46K	0.00%	00.0%	Unchanged
Geneos Wealth Management Inc.	23	$6.75K	0.00%	00.0%	Unchanged
Raffa Wealth Management, LLC	25	$7.34K	0.00%	00.0%	Unchanged
Mine & Arao Wealth Creation & Management, LLC.	26	$7.63K	0.00%	00.0%	Unchanged
Crewe Advisors LLC	30	$8.80K	0.00%	−24−44.4%	Reduced
Financial Management Professionals, Inc.	32	$9.00K	0.00%	00.0%	Unchanged
TD Ameritrade Investment Management, LLC	33	$10.0K	0.00%	00.0%	Unchanged
Schubert & Co	35	$10.3K	0.01%	−1−2.8%	Reduced
Sutton Wealth Advisors Inc.	37	$10.9K	0.01%	−2−5.1%	Reduced
Baker Avenue Asset Management, LP	38	$11.2K	0.00%	−1−2.6%	Reduced
Global Financial Private Client, LLC	39	$11.4K	0.01%	00.0%	Unchanged
Aspire Private Capital, LLC	39	$11.4K	0.00%	00.0%	Unchanged
Oliver Lagore Vanvalin Investment Group	40	$11.7K	0.01%	00.0%	Unchanged
Atlantic Trust, LLC	40	$11.7K	0.00%	00.0%	Unchanged
Creative Financial Designs Inc	40	$11.7K	0.00%	00.0%	Unchanged
Core Alternative Capital	43	$12.6K	0.00%	+15+53.6%	Added
Arlington Partners LLC	45	$13.2K	0.00%	−97−68.3%	Reduced
Arcadia Investment Management Corp	45	$13.2K	0.00%	00.0%	Unchanged
Earnest Partners LLC	46	$13.5K	0.00%	00.0%	Unchanged
NewSquare Capital LLC	46	$13.5K	0.00%	+42+1,050.0%	Added
Quarry LP	47	$13.8K	0.01%	+17+56.7%	Added
Mascoma Wealth Management LLC	50	$14.2K	0.00%	00.0%	Unchanged
Fairfield Financial Advisors, LTD	50	$14.4K	0.01%	00.0%	Unchanged
Rosenberg Matthew Hamilton	49	$14.4K	0.00%	00.0%	Unchanged
Maryland Capital Advisors Inc.	50	$14.7K	0.01%	00.0%	Unchanged
CNB Bank	55	$16.1K	0.01%	+19+52.8%	Added
Ancora Advisors, LLC	62	$18.2K	0.00%	−2−3.1%	Reduced
GPS Wealth Strategies Group, LLC	62	$18.2K	0.00%	+62	New
Riverview Trust Co	64	$18.8K	0.02%	00.0%	Unchanged
Hexagon Capital Partners LLC	65	$19.1K	0.01%	+1+1.6%	Added
Capital Advisors, Ltd. LLC	67	$20.0K	0.00%	00.0%	Unchanged
Glen Eagle Advisors, LLC	69	$20.2K	0.01%	+14+25.5%	Added
New Millennium Group LLC	71	$20.8K	0.02%	00.0%	Unchanged
Park Place Capital Corp	71	$20.8K	0.01%	+6+9.2%	Added
West Paces Advisors Inc.	72	$21.1K	0.01%	00.0%	Unchanged
Raleigh Capital Management Inc.	73	$21.3K	0.01%	+16+28.1%	Added
Johnson Financial Group, Inc.	75	$22.0K	0.00%	+75	New
Sugarloaf Wealth Management, LLC	75	$22.2K	0.01%	−1−1.3%	Reduced
MV Capital Management, Inc.	78	$22.9K	0.00%	+6+8.3%	Added
Covestor Ltd	81	$24.0K	0.02%	−111−57.8%	Reduced
HighMark Wealth Management LLC	85	$25.0K	0.02%	00.0%	Unchanged
First Horizon Advisors, Inc.	86	$25.2K	0.00%	+6+7.5%	Added
Essex Investment Management Co LLC	90	$26.4K	0.00%	00.0%	Unchanged
Wolff Wiese Magana LLC	91	$26.7K	0.02%	00.0%	Unchanged
First Manhattan Co	94	$27.6K	0.00%	−31−24.8%	Reduced
Lee Financial Co	99	$29.1K	0.00%	+35+54.7%	Added
Altshuler Shaham Ltd	100	$29.3K	0.00%	−76−43.2%	Reduced
Pinnacle Financial Partners Inc	100	$29.3K	0.00%	00.0%	Unchanged
Knuff & Co LLC	100	$29.3K	0.01%	00.0%	Unchanged
Lumature Wealth Partners, LLC	100	$29.3K	0.02%	00.0%	Unchanged
New Hampshire Trust	100	$29.3K	0.01%	00.0%	Unchanged
Paladin Advisory Group, LLC	105	$30.8K	0.03%	+105	New
Financial Perspectives, Inc	112	$32.9K	0.02%	00.0%	Unchanged
Cary Street Partner Investment Advisory LLC	115	$33.7K	0.00%	+78+210.8%	Added
Community Bank, N.A.	120	$35.2K	0.00%	−35−22.6%	Reduced
Pathway Financial Advisers, LLC	123	$36.0K	0.01%	+1+0.8%	Added
Fortis Capital Advisors, LLC	125	$36.7K	0.02%	+125	New
Godsey & Gibb Associates	125	$36.7K	0.00%	−362−74.3%	Reduced
BDO Wealth Advisors, LLC	127	$37.3K	0.00%	00.0%	Unchanged
Strategic Investment Solutions, Inc.	129	$37.9K	0.01%	+129	New
Armstrong Advisory Group, Inc	129	$37.9K	0.00%	00.0%	Unchanged