Pzena Investment Management, Inc.
PZNDelisted Oct 31, 2022- Industry
- Investment Advice
- SEC CIK
- 0001399249
Pzena Investment Management, Inc. was delisted on Oct 31, 2022; its insiders filed their last Form 4 on Nov 2, 2022; 77 institutions reported holding it in 13F filings for Q3 2022, worth $102.9M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Pzena Investment Management, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 67
- −7 vs. Q1 2022
- Shares held
- 10.7M
- −270.5K (−2.5%) vs. Q1 2022
- Total value
- $70.4M
- −$17.5M (−19.9%) vs. Q1 2022
- New holders
- 2
- 27 more added
- Sold out
- 9
- 28 more reduced
2 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 77 | $102.9M |
| Q2 2022 | 67 | $70.4M |
| Q1 2022 | 76 | $88.6M |
| Q4 2021 | 73 | $101.7M |
| Q3 2021 | 73 | $104.8M |
| Q2 2021 | 68 | $116.3M |
| Q1 2021 | 73 | $113.6M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Pzena Investment Management, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Captrust Financial Advisors | 16 | $0 | 0.00% | −4,014−99.6% | Reduced |
| The PNC Financial Services Group, Inc. | 110 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 17 | $0 | 0.00% | +17 | New |
| Quadrant Capital Group LLC | 96 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 383 | $2.00K | 0.00% | −328−46.1% | Reduced |
| Wells Fargo & Company | 672 | $4.00K | 0.00% | −29,798−97.8% | Reduced |
| Nisa Investment Advisors, LLC | 800 | $5.00K | 0.00% | −5,450−87.2% | Reduced |
| Ameritas Investment Partners, Inc. | 1,231 | $8.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,190 | $8.00K | 0.00% | +590+98.3% | Added |
| Tower Research Capital LLC (TRC) | 1,444 | $10.0K | 0.00% | +430+42.4% | Added |
| Legal & General Group Plc | 1,714 | $11.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,755 | $12.0K | 0.00% | −215−10.9% | Reduced |
| Amalgamated Bank | 2,642 | $17.0K | 0.00% | −79−2.9% | Reduced |
| Barclays PLC | 2,745 | $19.0K | 0.00% | −1,867−40.5% | Reduced |
| Royal Bank of Canada | 3,493 | $23.0K | 0.00% | −1,798−34.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 4,998 | $32.0K | 0.00% | −26,508−84.1% | Reduced |
| Bank of America Corp | 6,201 | $41.0K | 0.00% | +2,943+90.3% | Added |
| California State Teachers Retirement System | 7,146 | $47.0K | 0.00% | +672+10.4% | Added |
| American International Group, Inc. | 7,821 | $52.0K | 0.00% | −449−5.4% | Reduced |
| Deutsche Bank AG | 8,582 | $57.0K | 0.00% | −1,143−11.8% | Reduced |
| BNP Paribas Arbitrage, SA | 9,008 | $59.4K | 0.00% | +3,518+64.1% | Added |
| JPMorgan Chase & Co | 9,062 | $60.0K | 0.00% | −1,605−15.0% | Reduced |
| Lincoln National Corp | 10,093 | $67.0K | 0.00% | +10,093 | New |
| New York State Common Retirement Fund | 11,556 | $76.0K | 0.00% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 11,884 | $78.0K | 0.00% | +162+1.4% | Added |
| Chicago Trust Co NA | 14,105 | $92.0K | 0.02% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 15,702 | $103.0K | 0.01% | −2,664−14.5% | Reduced |
| Price T Rowe Associates Inc | 17,724 | $117.0K | 0.00% | +5,285+42.5% | Added |
| Citadel Advisors LLC | 18,631 | $122.0K | 0.00% | −36,051−65.9% | Reduced |
| Trexquant Investment LP | 18,902 | $125.0K | 0.01% | +7,338+63.5% | Added |
| Engineers Gate Manager LP | 19,594 | $129.0K | 0.00% | −19,114−49.4% | Reduced |
| Rhumbline Advisers | 25,747 | $170.0K | 0.00% | +4,847+23.2% | Added |
| Alliancebernstein L.P. | 26,422 | $174.0K | 0.00% | +1,400+5.6% | Added |
| O'Shaughnessy Asset Management, LLC | 40,381 | $266.0K | 0.00% | +11,332+39.0% | Added |
| Charles Schwab Investment Management Inc | 45,079 | $298.0K | 0.00% | +90+0.2% | Added |
| LSV Asset Management | 48,800 | $322.0K | 0.00% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 49,974 | $329.0K | 0.00% | +22,546+82.2% | Added |
| Assenagon Asset Management S.A. | 55,174 | $364.0K | 0.00% | +16,811+43.8% | Added |
| State of Wisconsin Investment Board | 61,473 | $405.0K | 0.00% | +19,073+45.0% | Added |
| Bridgeway Capital Management, LLC | 68,900 | $454.0K | 0.01% | −15,500−18.4% | Reduced |
| STRS Ohio | 77,300 | $509.0K | 0.00% | +4,400+6.0% | Added |
| Nuveen Asset Management, LLC | 80,403 | $530.0K | 0.00% | −2,872−3.4% | Reduced |
| Bank of New York Mellon Corp | 90,491 | $597.0K | 0.00% | −5,475−5.7% | Reduced |
| Goldman Sachs Group Inc | 92,300 | $608.0K | 0.00% | −10,626−10.3% | Reduced |
| Nierenberg Investment Management Company, Inc. | 94,540 | $623.0K | 0.52% | +21,000+28.6% | Added |
| Panagora Asset Management Inc | 105,755 | $697.0K | 0.00% | +2,457+2.4% | Added |
| Los Angeles Capital Management LLC | 134,347 | $885.0K | 0.00% | −2,430−1.8% | Reduced |
| Morgan Stanley | 140,312 | $925.0K | 0.00% | +99,015+239.8% | Added |
| Teton Advisors, Inc. | 150,000 | $989.0K | 0.21% | 00.0% | Unchanged |
| Northern Trust Corp | 166,040 | $1.09M | 0.00% | −2,509−1.5% | Reduced |
| Gamco Investors, Inc. Et Al | 188,500 | $1.24M | 0.01% | +60,291+47.0% | Added |
| Great Lakes Advisors, LLC | 205,968 | $1.36M | 0.03% | −1,972−0.9% | Reduced |
| Russell Investments Group, Ltd. | 216,317 | $1.42M | 0.00% | +24,019+12.5% | Added |
| Monarch Partners Asset Management LLC | 263,210 | $1.74M | 0.48% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 284,847 | $1.88M | 0.00% | +885+0.3% | Added |
| Gabelli Funds LLC | 289,537 | $1.91M | 0.01% | +94,150+48.2% | Added |
| State Street Corp | 291,260 | $1.92M | 0.00% | −15,693−5.1% | Reduced |
| Rock Point Advisors, LLC | 291,490 | $1.92M | 0.66% | +43,835+17.7% | Added |
| Boston Partners | 306,199 | $2.02M | 0.00% | −7,228−2.3% | Reduced |
| Brandywine Global Investment Management, LLC | 308,194 | $2.03M | 0.02% | +92,642+43.0% | Added |
| Dimensional Fund Advisors LP | 367,515 | $2.42M | 0.00% | −50,375−12.1% | Reduced |
| Deprince Race & Zollo Inc | 631,984 | $4.17M | 0.10% | −79,578−11.2% | Reduced |
| Cacti Asset Management LLC | 721,150 | $4.75M | 0.46% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 794,150 | $5.23M | 0.01% | +23,600+3.1% | Added |
| Vanguard Group Inc | 826,905 | $5.45M | 0.00% | −5,155−0.6% | Reduced |
| BlackRock Inc. | 971,627 | $6.40M | 0.00% | +6,678+0.7% | Added |
| Punch & Associates Investment Management, Inc. | 1,957,178 | $12.9M | 0.90% | −7,845−0.4% | Reduced |
| Iat Reinsurance Co Ltd. | 0 | $0 | 0.00% | −415,000−100.0% | Sold out |
| Martingale Asset Management L P | 0 | $0 | 0.00% | −24,173−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −19,181−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −14,270−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −12,282−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −11,576−100.0% | Sold out |
| Kingsview Wealth Management, LLC | 0 | $0 | 0.00% | −11,074−100.0% | Sold out |
| Dorsey Wright & Associates | 0 | $0 | 0.00% | −4,270−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −462−100.0% | Sold out |
| Parametric Portfolio Associates LLC | – | – | – | – | Not filed |
| Amalgamated Financial Corp. | – | – | – | – | Not filed |