Proterra Inc
PTRAQDelisted Sep 8, 2023- Industry
- Motor Vehicles & Passenger Car Bodies
- SEC CIK
- 0001820630
Proterra Inc was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Mar 13, 2024; 162 institutions reported holding it in 13F filings for Q2 2023, worth $153.8M in total; Soros Fund Management was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Proterra Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 106
- +26 vs. Q2 2021
- Shares held
- 64.0M
- +16.7M (+35.4%) vs. Q2 2021
- Total value
- $641.9M
- −$127.4M (−16.6%) vs. Q2 2021
- New holders
- 42
- 29 more added
- Sold out
- 16
- 15 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PTRAQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 1 | $1 |
| Q3 2023 | 7 | $35.8K |
| Q2 2023 | 162 | $153.8M |
| Q1 2023 | 166 | $199.6M |
| Q4 2022 | 176 | $520.3M |
| Q3 2022 | 177 | $674.3M |
| Q2 2022 | 168 | $609.0M |
| Q1 2022 | 152 | $840.5M |
| Q4 2021 | 143 | $929.8M |
| Q3 2021 | 106 | $641.9M |
| Q2 2021 | 80 | $769.4M |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Proterra Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allworth Financial LP | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Navigation Wealth Management, Inc. | 100 | $1.00K | 0.01% | 00.0% | Unchanged |
| Winch Advisory Services, LLC | 67 | $1.00K | 0.00% | 00.0% | Unchanged |
| Spectrum Management Group, LLC | 100 | $1.00K | 0.00% | +100 | New |
| Parallel Advisors, LLC | 75 | $1.00K | 0.00% | +75 | New |
| Steward Partners Investment Advisory, LLC | 100 | $1.00K | 0.00% | +100 | New |
| Total Clarity Wealth Management, Inc. | 200 | $2.00K | 0.00% | +200 | New |
| IFP Advisors, Inc | 300 | $3.00K | 0.00% | −1,101−78.6% | Reduced |
| Bellevue Asset Management, LLC | 329 | $3.00K | 0.00% | 00.0% | Unchanged |
| Firestone Capital Management | 150 | $3.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 310 | $3.00K | 0.00% | +310 | New |
| Clearstead Advisors, LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 500 | $5.00K | 0.00% | −11,437−95.8% | Reduced |
| Rocky Mountain Advisers, LLC | 500 | $5.00K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 526 | $5.00K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 500 | $5.00K | 0.00% | +500 | New |
| Steel Peak Wealth Management LLC | 500 | $5.00K | 0.00% | +500 | New |
| Mark Sheptoff Financial Planning, LLC | 1,000 | $10.0K | 0.01% | +1,000 | New |
| Wolverine Asset Management LLC | 1,214 | $12.0K | 0.00% | +1,214 | New |
| AdvisorNet Financial, Inc | 1,210 | $12.0K | 0.00% | +1,210 | New |
| JPMorgan Chase & Co | 2,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 2,180 | $22.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,317 | $24.0K | 0.00% | −281−10.8% | Reduced |
| JFS Wealth Advisors, LLC | 2,700 | $27.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 2,900 | $29.0K | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 4,000 | $40.0K | 0.01% | +2,000+100.0% | Added |
| Captrust Financial Advisors | 4,518 | $46.0K | 0.00% | +4,518 | New |
| Simplex Trading, LLC | 2,896 | $49.0K | 0.00% | −500−14.7% | Reduced |
| UBS Group AG | 4,977 | $50.0K | 0.00% | +3,850+341.6% | Added |
| FourThought Financial, LLC | 6,437 | $65.0K | 0.01% | +300+4.9% | Added |
| Kepos Capital LP | 9,400 | $95.0K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 10,150 | $103.0K | 0.00% | +10,150 | New |
| Baillie Gifford & Co | 10,600 | $107.0K | 0.00% | +10,600 | New |
| Goldman Sachs Group Inc | 10,805 | $109.0K | 0.00% | −144,956−93.1% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 10,757 | $109.0K | 0.00% | +3,683+52.1% | Added |
| Cresset Asset Management, LLC | 10,928 | $111.0K | 0.00% | +10,928 | New |
| Wells Fargo & Company | 11,676 | $118.0K | 0.00% | +7,876+207.3% | Added |
| Telemus Capital, LLC | 14,080 | $142.0K | 0.01% | +14,080 | New |
| Capstone Investment Advisors, LLC | 16,111 | $163.0K | 0.00% | +16,111 | New |
| Marathon Trading Investment Management LLC | 16,600 | $168.0K | 0.08% | −1,000−5.7% | Reduced |
| The PNC Financial Services Group, Inc. | 16,860 | $170.0K | 0.00% | +16,460+4,115.0% | Added |
| LPL Financial LLC | 18,031 | $182.0K | 0.00% | +18,031 | New |
| Clear Street Markets LLC | 19,100 | $193.0K | 0.04% | +19,100 | New |
| Penserra Capital Management LLC | 19,658 | $198.0K | 0.00% | +10,311+110.3% | Added |
| Vident Investment Advisory, LLC | 20,958 | $212.0K | 0.01% | +20,958 | New |
| Cutler Group LP | 22,965 | $232.0K | 0.02% | +19,264+520.5% | Added |
| Wolverine Trading, LLC | 31,156 | $319.0K | 0.01% | +31,156 | New |
| Citigroup Inc | 32,996 | $334.0K | 0.00% | +32,860+24,161.8% | Added |
| Carroll Financial Associates, Inc. | 33,500 | $338.0K | 0.02% | +33,500 | New |
| Alyeska Investment Group, L.P. | 34,796 | $352.0K | 0.00% | −1,215,204−97.2% | Reduced |
| Chicago Partners Investment Group LLC | 29,294 | $358.0K | 0.03% | 00.0% | Unchanged |
| Vigilare Wealth Management | 35,900 | $363.0K | 0.22% | +35,900 | New |
| Bank of America Corp | 38,955 | $394.0K | 0.00% | −524,577−93.1% | Reduced |
| Graham Capital Management, L.P. | 42,795 | $432.0K | 0.03% | −216,708−83.5% | Reduced |
| Royal Bank of Canada | 47,063 | $476.0K | 0.00% | +42,308+889.8% | Added |
| Quaero Capital S.A. | 48,240 | $488.0K | 0.33% | +48,240 | New |
| HighTower Advisors, LLC | 54,000 | $546.0K | 0.00% | +38,000+237.5% | Added |
| Jane Street Group, LLC | 61,396 | $621.0K | 0.00% | +4,788+8.5% | Added |
| Luminus Management LLC | 66,000 | $667.0K | 0.14% | −37,980−36.5% | Reduced |
| Wagner Wealth Management, LLC | 59,705 | $669.0K | 0.53% | +16,143+37.1% | Added |
| Bank of New York Mellon Corp | 70,436 | $712.0K | 0.00% | +70,436 | New |
| Morgan Stanley | 80,699 | $816.0K | 0.00% | +62,430+341.7% | Added |
| DnB Asset Management AS | 84,448 | $853.8K | 0.01% | +84,448 | New |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 88,217 | $891.9K | 0.00% | 00.0% | Unchanged |
| Nikko Asset Management Americas, Inc. | 93,732 | $940.0K | 0.00% | +37,663+67.2% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 93,732 | $948.0K | 0.00% | +37,663+67.2% | Added |
| HRT Financial LP | 97,213 | $982.0K | 0.01% | −171,841−63.9% | Reduced |
| Millennium Management LLC | 100,000 | $1.01M | 0.00% | −932,215−90.3% | Reduced |
| Moore Capital Management, LP | 100,000 | $1.01M | 0.02% | −900,000−90.0% | Reduced |
| Canal Insurance CO | 100,000 | $1.01M | 0.34% | +60,000+150.0% | Added |
| Rockefeller Capital Management L.P. | 117,700 | $1.19M | 0.01% | +60,700+106.5% | Added |
| Toroso Investments, LLC | 124,578 | $1.26M | 0.05% | +124,578 | New |
| Jefferies Group LLC | 149,830 | $1.51M | 0.04% | +149,830 | New |
| Generation Investment Management LLP | 158,343 | $1.60M | 0.01% | +158,343 | New |
| Group One Trading, L.P. | 185,853 | $1.88M | 0.04% | +185,853 | New |
| Cohen Capital Management, Inc. | 190,356 | $1.92M | 0.33% | +104,200+120.9% | Added |
| Citadel Advisors LLC | 234,905 | $2.38M | 0.00% | +118,067+101.1% | Added |
| Cubist Systematic Strategies, LLC | 244,842 | $2.48M | 0.03% | +244,842 | New |
| Carmignac Gestion | 247,420 | $2.50M | 0.03% | 00.0% | Unchanged |
| Wellington Management Group LLP | 274,331 | $2.77M | 0.00% | −407,673−59.8% | Reduced |
| Luxor Capital Group, LP | 299,954 | $3.03M | 0.08% | −950,046−76.0% | Reduced |
| CIBC Private Wealth Group, LLC | 303,400 | $3.07M | 0.01% | +303,400 | New |
| Northern Trust Corp | 316,300 | $3.20M | 0.00% | +316,300 | New |
| Taconic Capital Advisors LP | 374,710 | $3.66M | 0.14% | +374,710 | New |
| Ergoteles LLC | 374,532 | $3.79M | 0.14% | +374,532 | New |
| DekaBank Deutsche Girozentrale | 480,000 | $4.84M | 0.01% | +330,000+220.0% | Added |
| Blackstone Group Inc. | 500,000 | $5.05M | 0.01% | 00.0% | Unchanged |
| G.F.W. Energy XII, L.P. | 500,000 | $5.05M | 5.23% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 506,200 | $5.12M | 0.02% | +298,300+143.5% | Added |
| Lazard Asset Management LLC | 507,025 | $5.13M | 0.01% | +507,025 | New |
| State Street Corp | 553,000 | $5.59M | 0.00% | +553,000 | New |
| Sepio Capital, LP | 758,069 | $7.66M | 0.64% | +758,069 | New |
| Charles Schwab Investment Management Inc | 861,077 | $8.71M | 0.00% | +861,077 | New |
| D. E. Shaw & Co., Inc. | 1,000,000 | $10.1M | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 1,280,613 | $12.9M | 0.02% | +1,268,515+10,485.3% | Added |
| Geode Capital Management, LLC | 1,585,279 | $16.0M | 0.00% | +1,451,839+1,088.0% | Added |
| Vanguard Group Inc | 2,412,307 | $24.4M | 0.00% | +2,412,307 | New |
| BlackRock Inc. | 2,422,301 | $24.5M | 0.00% | +2,422,301 | New |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 2,448,200 | $24.8M | 0.09% | +1,287,601+110.9% | Added |
| FMR LLC | 2,823,504 | $28.5M | 0.00% | +1,922,362+213.3% | Added |