PennyMac Financial Services, Inc.
PFSI- Exchange
- NYSE
- Industry
- Mortgage Bankers & Loan Correspondents
- SEC CIK
- 0001745916
No open-market purchases or sales by PennyMac Financial Services, Inc. insiders were filed in the last 90 days; 230 institutions reported holding it in 13F filings for Q2 2026, worth $2.93B in total; no superinvestor holds it.
13F holders, Q3 2026
Institutional positions in PennyMac Financial Services, Inc. as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.
- Institutional holders
- 96
- −3 vs. Q2 2026
- Shares held
- 5.07M
- +3.23K (+0.1%) vs. Q2 2026
- Total value
- $313.1M
- −$128.4M (−29.1%) vs. Q2 2026
- New holders
- 18
- 31 more added
- Sold out
- 21
- 29 more reduced
131 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFSI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 230 | $2.93B |
| Q1 2026 | 234 | $2.94B |
| Q4 2025 | 265 | $4.12B |
| Q3 2025 | 231 | $3.96B |
| Q2 2025 | 220 | $3.07B |
| Q1 2025 | 203 | $3.16B |
| Q4 2024 | 207 | $3.11B |
| Q3 2024 | 202 | $3.49B |
| Q2 2024 | 184 | $2.76B |
| Q1 2024 | 193 | $2.63B |
| Q4 2023 | 192 | $2.58B |
| Q3 2023 | 176 | $1.91B |
| Q2 2023 | 169 | $2.07B |
| Q1 2023 | 176 | $1.74B |
| Q4 2022 | 179 | $1.62B |
| Q3 2022 | 169 | $1.27B |
| Q2 2022 | 175 | $1.31B |
| Q1 2022 | 185 | $1.69B |
| Q4 2021 | 205 | $2.12B |
| Q3 2021 | 200 | $2.01B |
| Q2 2021 | 201 | $2.03B |
| Q1 2021 | 230 | $2.27B |
Institutions, Q3 2026
Shares, value and share of portfolio for each institution holding PennyMac Financial Services, Inc.; share changes are against Q2 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dimensional Fund Advisors LP | 2,400,408 | $148.2M | 0.03% | +269,837+12.7% | Added |
| Geode Capital Management, LLC | 763,484 | $47.1M | 0.00% | +4,820+0.6% | Added |
| FMR LLC | 458,297 | $28.3M | 0.00% | −349,288−43.3% | Reduced |
| Bank of New York Mellon Corp | 314,359 | $19.4M | 0.00% | +10,979+3.6% | Added |
| UBS Group AG | 152,453 | $9.41M | 0.00% | +98,636+183.3% | Added |
| Lightrock Netherlands B.V. | 137,600 | $8.49M | 1.80% | −15,113−9.9% | Reduced |
| Group One Trading, L.P. | 101,546 | $6.27M | 0.19% | −3,862−3.7% | Reduced |
| Nuveen, LLC | 73,609 | $4.54M | 0.00% | +3,723+5.3% | Added |
| Squarepoint Ops LLC | 72,112 | $4.45M | 0.01% | +3,055+4.4% | Added |
| Prescott Group Capital Management, L.L.C. | 60,809 | $3.75M | 0.34% | −64,154−51.3% | Reduced |
| Russell Investments Group, Ltd. | 53,335 | $3.29M | 0.00% | +20,011+60.0% | Added |
| Citigroup Inc | 46,646 | $2.88M | 0.00% | −4,766−9.3% | Reduced |
| South Dakota Investment Council | 42,938 | $2.65M | 0.05% | −3,100−6.7% | Reduced |
| Rhumbline Advisers | 40,814 | $2.52M | 0.00% | −1,480−3.5% | Reduced |
| Creative Planning | 40,013 | $2.47M | 0.00% | +30,397+316.1% | Added |
| Unifi Asset Management LP | 35,407 | $2.19M | 2.54% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 34,578 | $2.13M | 0.02% | +31,442+1,002.6% | Added |
| Deutsche Bank AG | 29,125 | $1.80M | 0.00% | −2,245−7.2% | Reduced |
| IMC-Chicago, LLC | 20,322 | $1.25M | 0.01% | +8,696+74.8% | Added |
| Y-Intercept (Hong Kong) Ltd | 20,018 | $1.24M | 0.03% | −15,765−44.1% | Reduced |
| State of New Jersey Common Pension Fund D | 15,486 | $955.8K | 0.00% | +2,122+15.9% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 14,255 | $879.8K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 12,786 | $789.2K | 0.00% | −13,716−51.8% | Reduced |
| SEI Investments Co | 11,367 | $701.6K | 0.00% | −1,602−12.4% | Reduced |
| Victory Capital Management Inc | 9,961 | $614.8K | 0.00% | +362+3.8% | Added |
| Fulcrum Asset Management LLP | 8,777 | $558.3K | 0.03% | +4,331+97.4% | Added |
| Arizona State Retirement System | 8,410 | $519.1K | 0.00% | +133+1.6% | Added |
| Police & Firemen's Retirement System of New Jersey | 8,311 | $513.0K | 0.00% | −544−6.1% | Reduced |
| Handelsbanken Fonder AB | 8,092 | $499.0K | 0.00% | −3,608−30.8% | Reduced |
| KLP Kapitalforvaltning AS | 6,900 | $425.9K | 0.00% | 00.0% | Unchanged |
| Cullen Capital Management LLC | 6,344 | $391.6K | 0.00% | +78+1.2% | Added |
| Wealth Enhancement Advisory Services, LLC | 6,252 | $383.5K | 0.00% | +6,252 | New |
| Berman McAleer LLC | 6,000 | $370.3K | 0.04% | +6,000 | New |
| Ieq Capital, LLC | 5,953 | $367.4K | 0.00% | −2,460−29.2% | Reduced |
| State of Wyoming | 5,809 | $358.5K | 0.03% | +536+10.2% | Added |
| Voya Investment Management LLC | 5,719 | $353.0K | 0.00% | +75+1.3% | Added |
| Pictet Asset Management Holding SA | 4,923 | $303.8K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 3,768 | $232.6K | 0.00% | −162−4.1% | Reduced |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 3,558 | $219.6K | 0.00% | +3,558 | New |
| Alteri Wealth LLC | 3,440 | $212.3K | 0.06% | +75+2.2% | Added |
| Amundi | 3,250 | $200.6K | 0.00% | 00.0% | Unchanged |
| Nykredit A/S | 2,244 | $138.5K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 1,517 | $93.6K | 0.00% | +1,517 | New |
| Harbor Capital Advisors, Inc. | 1,405 | $87.0K | 0.01% | +914+186.2% | Added |
| The PNC Financial Services Group, Inc. | 1,173 | $72.4K | 0.00% | +1,173 | New |
| Versant Capital Management, Inc | 1,150 | $71.0K | 0.01% | +1,150 | New |
| Fifth Third Bancorp | 957 | $59.1K | 0.00% | +705+279.8% | Added |
| KBC Group NV | 925 | $57.0K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 770 | $48.0K | 0.03% | +347+82.0% | Added |
| Sterling Capital Management LLC | 585 | $36.1K | 0.00% | −20−3.3% | Reduced |
| US Bancorp | 561 | $34.6K | 0.00% | −226−28.7% | Reduced |
| GAMMA Investing LLC | 438 | $27.0K | 0.00% | +332+313.2% | Added |
| Simplex Trading, LLC | 358 | $22.1K | 0.00% | +358 | New |
| Heritage Family Offices, LLP | 351 | $21.7K | 0.01% | +351 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 288 | $17.8K | 0.00% | 00.0% | Unchanged |
| Bayforest Capital Ltd | 251 | $15.5K | 0.02% | +251 | New |
| Allworth Financial LP | 165 | $14.4K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 226 | $13.9K | 0.00% | +52+29.9% | Added |
| Nisa Investment Advisors, LLC | 223 | $13.8K | 0.00% | −16−6.7% | Reduced |
| Smartleaf Asset Management LLC | 180 | $11.4K | 0.00% | −98−35.3% | Reduced |
| IFP Advisors, Inc | 173 | $10.7K | 0.00% | +9+5.5% | Added |
| Farther Finance Advisors, LLC | 165 | $10.2K | 0.00% | +90+120.0% | Added |
| Parkside Financial Bank & Trust | 140 | $8.64K | 0.00% | −38−21.3% | Reduced |
| Owl Creek Wealth Partners LLC | 115 | $7.10K | 0.00% | +115 | New |
| Pinnacle Wealth Planning Services, Inc. | 105 | $6.48K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 96 | $5.92K | 0.00% | +1+1.1% | Added |
| EverSource Wealth Advisors, LLC | 88 | $5.43K | 0.00% | −56−38.9% | Reduced |
| SBI Securities Co., Ltd. | 80 | $4.94K | 0.00% | 00.0% | Unchanged |
| Torren Management, LLC | 80 | $4.93K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 56 | $3.46K | 0.00% | +51+1,020.0% | Added |
| Bessemer Group Inc | 55 | $3.00K | 0.00% | −20−26.7% | Reduced |
| Root Financial Partners, LLC | 46 | $2.84K | 0.00% | +46 | New |
| True Wealth Design, LLC | 44 | $2.72K | 0.00% | +2+4.8% | Added |
| JFS Wealth Advisors, LLC | 38 | $2.35K | 0.00% | −13−25.5% | Reduced |
| Bare Financial Services, Inc | 33 | $2.04K | 0.00% | +27+450.0% | Added |
| SJS Investment Consulting Inc. | 23 | $1.42K | 0.00% | +12+109.1% | Added |
| Marquette Asset Management, LLC | 23 | $1.42K | 0.00% | +23 | New |
| Bell Investment Advisors, Inc | 22 | $1.36K | 0.00% | −6−21.4% | Reduced |
| Provenance Wealth Advisors, LLC | 15 | $926 | 0.00% | +15 | New |
| Parallel Advisors, LLC | 12 | $741 | 0.00% | −12−50.0% | Reduced |
| Fortitude Family Office, LLC | 11 | $679 | 0.00% | −23−67.6% | Reduced |
| Global Retirement Partners, LLC | 11 | $679 | 0.00% | +11 | New |
| Godfrey Financial Associates, Inc. | 10 | $617 | 0.00% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 8 | $494 | 0.00% | 00.0% | Unchanged |
| Private Wealth Management Group, LLC | 8 | $494 | 0.00% | 00.0% | Unchanged |
| ORG Wealth Partners, LLC | 8 | $493 | 0.00% | +8 | New |
| DiNuzzo Private Wealth, Inc. | 7 | $433 | 0.00% | −3−30.0% | Reduced |
| Larson Financial Group LLC | 7 | $432 | 0.00% | −26−78.8% | Reduced |
| Clearstead Advisors, LLC | 6 | $371 | 0.00% | +1+20.0% | Added |
| Planning Strategies Inc. | 6 | $370 | 0.00% | +6 | New |
| Bay Harbor Wealth Management, LLC | 3 | $185 | 0.00% | −10−76.9% | Reduced |
| Caitong International Asset Management Co., Ltd | 3 | $185 | 0.00% | +3 | New |
| GHP Investment Advisors, Inc. | 2 | $124 | 0.00% | 00.0% | Unchanged |
| Cornerstone Financial Management LLC | 1 | $68 | 0.00% | +1 | New |
| TFC Financial Management | 1 | $62 | 0.00% | 00.0% | Unchanged |
| Maryland Capital Advisors Inc. | 1 | $62 | 0.00% | 00.0% | Unchanged |
| Intech Investment Management LLC | 0 | $0 | 0.00% | −6,279−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −4,400−100.0% | Sold out |
| Vise Technologies, Inc. | 0 | $0 | 0.00% | −3,591−100.0% | Sold out |
| Counterpoint Mutual Funds LLC | 0 | $0 | 0.00% | −3,495−100.0% | Sold out |