Proofpoint Inc
PFPTDelisted Aug 31, 2021- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001212458
Proofpoint Inc was delisted on Aug 31, 2021; its insiders filed their last Form 4 on Aug 31, 2021; 364 institutions reported holding it in 13F filings for Q2 2021, worth $9.94B in total; Maverick Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Proofpoint Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
PFPT is no longer listed, so this page shows Q2 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 364
- +40 vs. Q1 2021
- Shares held
- 57.2M
- +2.30M (+4.2%) vs. Q1 2021
- Total value
- $9.94B
- +$3.03B (+43.9%) vs. Q1 2021
- New holders
- 133
- 63 more added
- Sold out
- 93
- 123 more reduced
3 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFPT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 2 | $1.53M |
| Q2 2021 | 364 | $9.94B |
| Q1 2021 | 327 | $6.94B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Proofpoint Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dynamic Technology Lab Private Ltd | 23,574 | $4.10M | 0.41% | +23,574 | New |
| Asset Management One Co.,Ltd. | 24,260 | $4.21M | 0.02% | −11,615−32.4% | Reduced |
| HAP Trading, LLC | 24,470 | $4.25M | 0.26% | +24,470 | New |
| Rafferty Asset Management, LLC | 24,666 | $4.29M | 0.03% | −5,243−17.5% | Reduced |
| Ossiam | 25,000 | $4.37M | 0.12% | +25,000 | New |
| ExodusPoint Capital Management, LP | 26,151 | $4.54M | 0.07% | +26,151 | New |
| Qube Research & Technologies Ltd | 26,253 | $4.56M | 0.06% | +18,677+246.5% | Added |
| Susquehanna International Group, LLP | 27,275 | $4.74M | 0.01% | +21,985+415.6% | Added |
| Janus Henderson Group PLC | 27,488 | $4.78M | 0.00% | +27,488 | New |
| Boothbay Fund Management, LLC | 27,500 | $4.78M | 0.20% | +27,500 | New |
| S. Muoio & Co. LLC | 28,000 | $4.87M | 4.12% | +28,000 | New |
| Group One Trading, L.P. | 28,075 | $4.88M | 0.09% | +28,075 | New |
| Syquant Capital SAS | 28,100 | $4.88M | 5.85% | +28,100 | New |
| US Bancorp | 28,136 | $4.89M | 0.01% | −12,023−29.9% | Reduced |
| Wolverine Asset Management LLC | 28,457 | $4.94M | 0.05% | +28,457 | New |
| Ameriprise Financial Inc | 28,709 | $4.99M | 0.00% | +10,717+59.6% | Added |
| Brookfield Asset Management Inc. | 30,000 | $5.21M | 0.02% | +30,000 | New |
| State of New Jersey Common Pension Fund D | 32,761 | $5.69M | 0.02% | −1,788−5.2% | Reduced |
| Lombard Odier Asset Management (USA) Corp | 34,500 | $6.00M | 1.13% | +34,500 | New |
| Gamco Investors, Inc. Et Al | 34,542 | $6.00M | 0.05% | +34,542 | New |
| Harvest Management LLC | 34,950 | $6.07M | 4.67% | +34,950 | New |
| HRT Financial LP | 35,217 | $6.12M | 0.06% | +35,217 | New |
| Moore Capital Management, LP | 35,800 | $6.22M | 0.11% | +35,800 | New |
| Jupiter Asset Management Ltd | 38,000 | $6.60M | 0.07% | 00.0% | Unchanged |
| Seven Eight Capital, LP | 38,320 | $6.66M | 0.93% | +38,320 | New |
| Chicago Capital Management, LLC | 38,762 | $6.74M | 3.77% | +38,762 | New |
| Schonfeld Strategic Advisors LLC | 39,000 | $6.78M | 0.08% | +39,000 | New |
| Equitec Proprietary Markets, LLC | 39,100 | $6.79M | 4.84% | +39,100 | New |
| Twin Tree Management, LP | 40,839 | $7.10M | 0.21% | +12,279+43.0% | Added |
| Jane Street Group, LLC | 41,424 | $7.20M | 0.02% | +35,821+639.3% | Added |
| Blair William & Co | 42,675 | $7.42M | 0.03% | −26,510−38.3% | Reduced |
| Invesco Ltd. | 43,887 | $7.63M | 0.00% | +18,125+70.4% | Added |
| Murchinson Ltd. | 45,000 | $7.82M | 2.85% | +45,000 | New |
| GWM Asset Management Ltd | 45,804 | $7.96M | 3.27% | +45,804 | New |
| Spring Creek Capital LLC | 46,000 | $7.99M | 0.40% | +46,000 | New |
| Voloridge Investment Management, LLC | 47,266 | $8.21M | 0.06% | +47,266 | New |
| Havens Advisors LLC | 50,000 | $8.69M | 6.90% | +50,000 | New |
| Walleye Capital LLC | 53,000 | $9.21M | 0.34% | +53,000 | New |
| Guggenheim Capital LLC | 53,000 | $9.21M | 0.05% | +5,156+10.8% | Added |
| Ashford Capital Management Inc | 53,385 | $9.28M | 0.84% | −123,890−69.9% | Reduced |
| Rhumbline Advisers | 54,274 | $9.43M | 0.01% | −4,302−7.3% | Reduced |
| Public Employees Retirement System of Ohio | 54,876 | $9.54M | 0.03% | −5,554−9.2% | Reduced |
| Parametric Portfolio Associates LLC | 55,650 | $9.67M | 0.01% | −564−1.0% | Reduced |
| Twin Securities, Inc. | 55,867 | $9.71M | 3.67% | +55,867 | New |
| CQS (US), LLC | 55,931 | $9.72M | 0.59% | +55,931 | New |
| Athos Capital Ltd | 57,510 | $9.99M | 2.18% | +57,510 | New |
| Alberta Investment Management Corp | 57,550 | $10.0M | 0.08% | +57,550 | New |
| Ergoteles LLC | 59,962 | $10.4M | 0.24% | +59,962 | New |
| Angelo Gordon & Co., L.P. | 60,000 | $10.4M | 1.22% | +60,000 | New |
| Walleye Trading LLC | 60,516 | $10.5M | 0.28% | +57,129+1,686.7% | Added |
| Stephens Investment Management Group LLC | 61,876 | $10.8M | 0.15% | −515,160−89.3% | Reduced |
| Toronto Dominion Bank | 62,000 | $10.8M | 0.02% | +62,000 | New |
| Capstone Investment Advisors, LLC | 66,485 | $11.6M | 0.27% | +66,485 | New |
| New York State Common Retirement Fund | 66,588 | $11.6M | 0.01% | −362−0.5% | Reduced |
| Vestcor Inc | 66,800 | $11.6M | 0.39% | +66,800 | New |
| RMB Capital Management, LLC | 68,712 | $11.9M | 0.40% | −1,388−2.0% | Reduced |
| DLD Asset Management, LP | 70,344 | $12.2M | 0.95% | +70,344 | New |
| Aristotle Capital Boston, LLC | 70,962 | $12.3M | 0.28% | −1,661−2.3% | Reduced |
| State Board of Administration of Florida Retirement System | 72,093 | $12.5M | 0.02% | −1,110−1.5% | Reduced |
| Two Sigma Investments, LP | 73,451 | $12.8M | 0.03% | +32,049+77.4% | Added |
| Neuberger Berman Group LLC | 75,575 | $13.1M | 0.01% | −22,685−23.1% | Reduced |
| Tibra Equities Europe Ltd | 83,632 | $14.5M | 4.49% | +83,632 | New |
| Centiva Capital, LP | 85,886 | $14.9M | 1.17% | +85,886 | New |
| Polar Asset Management Partners Inc. | 89,242 | $15.5M | 0.19% | +89,242 | New |
| Bluefin Capital Management, LLC | 90,242 | $15.7M | 1.09% | +90,242 | New |
| Fred Alger Management, LLC | 92,523 | $16.1M | 0.04% | −19,530−17.4% | Reduced |
| Alliancebernstein L.P. | 94,617 | $16.4M | 0.01% | −1,289,445−93.2% | Reduced |
| UBS Asset Management Americas Inc | 97,299 | $16.9M | 0.01% | +5,821+6.4% | Added |
| California State Teachers Retirement System | 98,719 | $17.2M | 0.02% | −2,729−2.7% | Reduced |
| Candriam Luxembourg S.C.A. | 98,981 | $17.2M | 0.12% | +98,981 | New |
| Alpine Global Management, LLC | 99,302 | $17.3M | 2.35% | +99,302 | New |
| Alyeska Investment Group, L.P. | 100,000 | $17.4M | 0.20% | −229,777−69.7% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 102,280 | $17.8M | 3.90% | +102,280 | New |
| Weiss Multi-Strategy Advisers LLC | 102,534 | $17.8M | 0.41% | +102,534 | New |
| American Capital Management Inc | 104,379 | $18.1M | 0.51% | −146,617−58.4% | Reduced |
| Great West Life Assurance Co | 106,582 | $18.5M | 0.04% | +2,282+2.2% | Added |
| Tokio Marine Asset Management Co Ltd | 108,214 | $18.8M | 1.72% | +108,214 | New |
| Prelude Capital Management, LLC | 109,317 | $19.0M | 1.05% | +107,345+5,443.5% | Added |
| Gabelli & Co Investment Advisers, Inc. | 114,520 | $19.9M | 2.30% | +114,520 | New |
| Gardner Lewis Asset Management L P | 116,639 | $20.3M | 3.34% | +116,639 | New |
| Kellner Capital, LLC | 120,659 | $21.0M | 6.43% | +120,659 | New |
| CNH Partners LLC | 121,288 | $21.0M | 0.59% | +121,288 | New |
| Capitolis Advisors LLC | 123,057 | $21.4M | 0.25% | +123,057 | New |
| Ramius Advisors LLC | 124,547 | $21.6M | 8.28% | +124,547 | New |
| Swiss National Bank | 126,552 | $22.0M | 0.01% | −5,300−4.0% | Reduced |
| California Public Employees Retirement System | 128,759 | $22.4M | 0.02% | −5,846−4.3% | Reduced |
| Macquarie Group Ltd | 136,233 | $23.7M | 0.02% | +74,445+120.5% | Added |
| Eaton Vance Management | 137,744 | $23.9M | 0.03% | −529−0.4% | Reduced |
| Segantii Capital Management Ltd | 146,354 | $25.4M | 0.81% | +146,354 | New |
| Dimensional Fund Advisors LP | 146,773 | $25.5M | 0.01% | −1,783−1.2% | Reduced |
| State of Wisconsin Investment Board | 147,319 | $25.6M | 0.05% | +62,237+73.1% | Added |
| Adage Capital Partners GP, L.L.C. | 150,000 | $26.1M | 0.05% | +150,000 | New |
| JPMorgan Chase & Co | 152,523 | $26.5M | 0.00% | +67,451+79.3% | Added |
| MUFG Securities EMEA plc | 173,402 | $30.1M | 0.33% | +173,402 | New |
| SG Americas Securities, LLC | 174,504 | $30.3M | 0.16% | +56,135+47.4% | Added |
| Verition Fund Management LLC | 174,802 | $30.4M | 0.45% | +174,802 | New |
| Maven Securities LTD | 175,167 | $30.4M | 3.21% | +175,167 | New |
| Bank of Montreal | 176,812 | $30.7M | 0.02% | +154,067+677.4% | Added |
| Bardin Hill Management Partners LP | 191,406 | $33.3M | 5.85% | +191,406 | New |
| Royal Bank of Canada | 194,547 | $33.8M | 0.01% | +161,927+496.4% | Added |