Principal Financial Group Inc
PFG- Exchange
- Nasdaq
- Industry
- Accident & Health Insurance
- SEC CIK
- 0001126328
No open-market purchases or sales by Principal Financial Group Inc insiders were filed in the last 90 days; 961 institutions reported holding it in 13F filings for Q2 2026, worth $18.4B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Principal Financial Group Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 624
- +16 vs. Q2 2021
- Shares held
- 193.7M
- +371.2K (+0.2%) vs. Q2 2021
- Total value
- $12.5B
- +$272.4M (+2.2%) vs. Q2 2021
- New holders
- 51
- 207 more added
- Sold out
- 35
- 219 more reduced
7 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 961 | $18.4B |
| Q1 2026 | 914 | $15.2B |
| Q4 2025 | 892 | $14.2B |
| Q3 2025 | 829 | $13.3B |
| Q2 2025 | 814 | $13.2B |
| Q1 2025 | 841 | $14.2B |
| Q4 2024 | 785 | $12.7B |
| Q3 2024 | 786 | $14.1B |
| Q2 2024 | 796 | $13.0B |
| Q1 2024 | 765 | $14.4B |
| Q4 2023 | 757 | $13.2B |
| Q3 2023 | 723 | $12.4B |
| Q2 2023 | 731 | $13.2B |
| Q1 2023 | 745 | $13.4B |
| Q4 2022 | 784 | $15.5B |
| Q3 2022 | 707 | $13.3B |
| Q2 2022 | 691 | $12.6B |
| Q1 2022 | 687 | $13.8B |
| Q4 2021 | 664 | $14.2B |
| Q3 2021 | 624 | $12.5B |
| Q2 2021 | 615 | $12.2B |
| Q1 2021 | 646 | $11.4B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Principal Financial Group Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Burleson & Company, LLC | 685 | $44.0K | 0.01% | 00.0% | Unchanged |
| Riggs Asset Managment Co. Inc. | 665 | $43.0K | 0.01% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 660 | $42.5K | 0.02% | −8−1.2% | Reduced |
| Clean Yield Group | 659 | $42.0K | 0.01% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 655 | $42.0K | 0.03% | 00.0% | Unchanged |
| American Portfolios Advisors | 648 | $41.7K | 0.00% | +64+11.0% | Added |
| First Command Bank | 628 | $40.0K | 0.01% | 00.0% | Unchanged |
| First Command Financial Services, Inc. | 628 | $40.0K | 0.01% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 615 | $40.0K | 0.00% | +192+45.4% | Added |
| McClarren Financial Advisors, Inc. | 562 | $36.0K | 0.03% | +5+0.9% | Added |
| Stilwell Value LLC | 547 | $35.0K | 0.02% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 539 | $35.0K | 0.00% | +7+1.3% | Added |
| TD Private Client Wealth LLC | 540 | $34.8K | 0.00% | −35−6.1% | Reduced |
| Harvest Fund Management Co., Ltd | 541 | $34.0K | 0.01% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 527 | $34.0K | 0.01% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 536 | $34.0K | 0.00% | 00.0% | Unchanged |
| TD Ameritrade Investment Management, LLC | 835 | $34.0K | 0.00% | +717+607.6% | Added |
| Anchor Investment Management, LLC | 514 | $33.1K | 0.00% | +150+41.2% | Added |
| BBVA USA | 514 | $33.0K | 0.00% | 00.0% | Unchanged |
| MBM Wealth Consultants, LLC | 520 | $33.0K | 0.02% | +115+28.4% | Added |
| Lloyd Advisory Services, LLC. | 495 | $32.0K | 0.02% | +254+105.4% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 501 | $32.0K | 0.00% | +283+129.8% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 486 | $31.0K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 475 | $31.0K | 0.00% | +4+0.8% | Added |
| O'Dell Group, LLC | 455 | $29.0K | 0.01% | +455 | New |
| Bell Investment Advisors, Inc | 447 | $29.0K | 0.01% | +447 | New |
| Pittenger & Anderson Inc | 442 | $28.0K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 438 | $28.0K | 0.01% | +22+5.3% | Added |
| Hudock, Inc. | 446 | $28.0K | 0.01% | +298+201.4% | Added |
| Parkside Financial Bank & Trust | 412 | $27.0K | 0.01% | −8−1.9% | Reduced |
| Liberty Wealth Management LLC | 425 | $27.0K | 0.01% | +2+0.5% | Added |
| Zions Bancorporation, N.A. | 417 | $27.0K | 0.00% | +237+131.7% | Added |
| HHM Wealth Advisors, LLC | 400 | $26.0K | 0.01% | 00.0% | Unchanged |
| MCF Advisors LLC | 394 | $25.0K | 0.00% | +110+38.7% | Added |
| Annapolis Financial Services, LLC | 379 | $24.0K | 0.01% | 00.0% | Unchanged |
| DB Wealth Management Group, LLC | 377 | $24.0K | 0.02% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 368 | $24.0K | 0.01% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 364 | $23.0K | 0.01% | 00.0% | Unchanged |
| Winch Advisory Services, LLC | 352 | $23.0K | 0.01% | +3+0.9% | Added |
| Plante Moran Financial Advisors, LLC | 336 | $22.0K | 0.00% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 339 | $22.0K | 0.00% | 00.0% | Unchanged |
| Lake Point Wealth Management | 335 | $22.0K | 0.01% | +146+77.2% | Added |
| Optiver Holding B.V. | 320 | $21.0K | 0.00% | +320 | New |
| Strategic Asset Management, LLC | 310 | $21.0K | 0.03% | +310 | New |
| HighMark Wealth Management LLC | 310 | $20.0K | 0.01% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 305 | $20.0K | 0.01% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 317 | $20.0K | 0.00% | +317 | New |
| Caldwell Trust Co | 297 | $19.1K | 0.00% | 00.0% | Unchanged |
| Halpern Financial, Inc. | 296 | $19.1K | 0.01% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 300 | $19.0K | 0.00% | 00.0% | Unchanged |
| Old Second National Bank of Aurora | 300 | $19.0K | 0.01% | 00.0% | Unchanged |
| Thompson Siegel & Walmsley LLC | 300 | $19.0K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 302 | $19.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 300 | $19.0K | 0.01% | 00.0% | Unchanged |
| Valley National Advisers Inc | 290 | $19.0K | 0.00% | +3+1.0% | Added |
| Spectrum Management Group, LLC | 291 | $19.0K | 0.00% | +103+54.8% | Added |
| Pflug Koory, LLC | 285 | $18.0K | 0.01% | 00.0% | Unchanged |
| Hoertkorn Richard Charles | 272 | $18.0K | 0.01% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 270 | $17.4K | 0.01% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 270 | $17.0K | 0.00% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 268 | $17.0K | 0.00% | +9+3.5% | Added |
| Tradition Wealth Management, LLC | 260 | $17.0K | 0.00% | +2+0.8% | Added |
| Rockbridge Investment Management, LCC | 258 | $17.0K | 0.00% | +258 | New |
| Eagle Bay Advisors LLC | 250 | $16.0K | 0.01% | +163+187.4% | Added |
| Financial Perspectives, Inc | 238 | $15.3K | 0.01% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 234 | $15.0K | 0.01% | −5−2.1% | Reduced |
| Brown Brothers Harriman & Co | 224 | $14.0K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 223 | $14.0K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 213 | $14.0K | 0.00% | 00.0% | Unchanged |
| Rocky Mountain Advisers, LLC | 211 | $14.0K | 0.02% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 210 | $14.0K | 0.00% | 00.0% | Unchanged |
| Atlas Capital Advisors LLC | 208 | $13.4K | 0.00% | 00.0% | Unchanged |
| Horizon Financial Services, LLC | 204 | $13.0K | 0.01% | −65−24.2% | Reduced |
| HM Payson & Co | 207 | $13.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 201 | $13.0K | 0.00% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 200 | $13.0K | 0.00% | 00.0% | Unchanged |
| Hillsdale Investment Management Inc. | 200 | $13.0K | 0.00% | +200 | New |
| Antonetti Capital Management LLC | 200 | $13.0K | 0.01% | +200 | New |
| American State Bank (Iowa) | 200 | $12.9K | 0.01% | 00.0% | Unchanged |
| Smithfield Trust Co | 190 | $12.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 175 | $11.0K | 0.00% | −87−33.2% | Reduced |
| Peregrine Capital Management LLC | 160 | $10.0K | 0.00% | −40−20.0% | Reduced |
| Delta Asset Management LLC | 151 | $10.0K | 0.00% | 00.0% | Unchanged |
| Private Ocean, LLC | 159 | $10.0K | 0.00% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 160 | $10.0K | 0.00% | +160 | New |
| Gradient Investments LLC | 138 | $9.00K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 123 | $8.00K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 126 | $8.00K | 0.00% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 120 | $7.73K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 123 | $7.00K | 0.00% | −600−83.0% | Reduced |
| Ogorek Anthony Joseph | 117 | $7.00K | 0.00% | −92−44.0% | Reduced |
| Earnest Partners LLC | 116 | $7.00K | 0.00% | 00.0% | Unchanged |
| Security National Trust Co | 107 | $7.00K | 0.00% | 00.0% | Unchanged |
| Bray Capital Advisors | 101 | $7.00K | 0.00% | 00.0% | Unchanged |
| MV Capital Management, Inc. | 101 | $7.00K | 0.00% | +29+40.3% | Added |
| First Manhattan Co | 98 | $6.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 96 | $6.00K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 100 | $6.00K | 0.00% | 00.0% | Unchanged |
| Ironwood Financial, llc | 100 | $6.00K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 100 | $6.00K | 0.00% | 00.0% | Unchanged |