Principal Financial Group Inc
PFG- Exchange
- Nasdaq
- Industry
- Accident & Health Insurance
- SEC CIK
- 0001126328
No open-market purchases or sales by Principal Financial Group Inc insiders were filed in the last 90 days; 961 institutions reported holding it in 13F filings for Q2 2026, worth $18.4B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Principal Financial Group Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 624
- +16 vs. Q2 2021
- Shares held
- 193.7M
- +371.2K (+0.2%) vs. Q2 2021
- Total value
- $12.5B
- +$272.4M (+2.2%) vs. Q2 2021
- New holders
- 51
- 207 more added
- Sold out
- 35
- 219 more reduced
7 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 961 | $18.4B |
| Q1 2026 | 914 | $15.2B |
| Q4 2025 | 892 | $14.2B |
| Q3 2025 | 829 | $13.3B |
| Q2 2025 | 814 | $13.2B |
| Q1 2025 | 841 | $14.2B |
| Q4 2024 | 785 | $12.7B |
| Q3 2024 | 786 | $14.1B |
| Q2 2024 | 796 | $13.0B |
| Q1 2024 | 765 | $14.4B |
| Q4 2023 | 757 | $13.2B |
| Q3 2023 | 723 | $12.4B |
| Q2 2023 | 731 | $13.2B |
| Q1 2023 | 745 | $13.4B |
| Q4 2022 | 784 | $15.5B |
| Q3 2022 | 707 | $13.3B |
| Q2 2022 | 691 | $12.6B |
| Q1 2022 | 687 | $13.8B |
| Q4 2021 | 664 | $14.2B |
| Q3 2021 | 624 | $12.5B |
| Q2 2021 | 615 | $12.2B |
| Q1 2021 | 646 | $11.4B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Principal Financial Group Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carret Asset Management, LLC | 8,449 | $544.0K | 0.06% | −50−0.6% | Reduced |
| Foster & Motley Inc | 8,491 | $547.0K | 0.05% | +4,830+131.9% | Added |
| Independent Advisor Alliance | 8,702 | $560.0K | 0.03% | +459+5.6% | Added |
| Illinois Municipal Retirement Fund | 8,880 | $572.0K | 0.02% | 00.0% | Unchanged |
| Obermeyer Wood Investment Counsel, LLLP | 9,046 | $583.0K | 0.03% | 00.0% | Unchanged |
| Chicago Trust Co NA | 9,250 | $596.0K | 0.13% | +250+2.8% | Added |
| First Hawaiian Bank | 9,443 | $608.0K | 0.02% | 00.0% | Unchanged |
| Martin Capital Partners, LLC | 9,453 | $609.0K | 0.31% | +104+1.1% | Added |
| Neuberger Berman Group LLC | 12,256 | $627.0K | 0.00% | −3,061−20.0% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 9,777 | $630.0K | 0.00% | −172−1.7% | Reduced |
| Colony Group LLC | 9,946 | $641.0K | 0.01% | −973−8.9% | Reduced |
| Barings LLC | 10,086 | $650.0K | 0.01% | +3,752+59.2% | Added |
| Steward Partners Investment Advisory, LLC | 10,132 | $653.0K | 0.01% | +311+3.2% | Added |
| United Services Automobile Association | 10,204 | $657.0K | 0.01% | 00.0% | Unchanged |
| Greenwood Capital Associates LLC | 10,302 | $663.0K | 0.10% | +1,115+12.1% | Added |
| Ausdal Financial Partners, Inc. | 10,423 | $671.0K | 0.10% | −317−3.0% | Reduced |
| Holderness Investments Co | 10,496 | $676.0K | 0.22% | +135+1.3% | Added |
| Acropolis Investment Management, LLC | 10,714 | $688.0K | 0.08% | +846+8.6% | Added |
| Cetera Advisor Networks LLC | 10,766 | $693.0K | 0.01% | −107−1.0% | Reduced |
| Mariner, LLC | 10,977 | $707.0K | 0.00% | +711+6.9% | Added |
| Thrivent Financial for Lutherans | 10,989 | $708.0K | 0.00% | −102−0.9% | Reduced |
| Legg Mason Asset Management (Japan) Co., Ltd. | 11,001 | $708.0K | 0.82% | +600+5.8% | Added |
| McDonald Partners LLC | 11,126 | $717.0K | 0.17% | 00.0% | Unchanged |
| Natixis | 11,167 | $719.0K | 0.00% | −722−6.1% | Reduced |
| Everence Capital Management Inc | 11,170 | $719.0K | 0.06% | 00.0% | Unchanged |
| Toroso Investments, LLC | 11,160 | $719.0K | 0.03% | +2,314+26.2% | Added |
| Northwestern Mutual Investment Management Company, LLC | 11,337 | $730.0K | 0.01% | −150−1.3% | Reduced |
| WBI Investments | 11,501 | $740.0K | 0.12% | −59,046−83.7% | Reduced |
| HighTower Advisors, LLC | 11,565 | $749.0K | 0.00% | +1,073+10.2% | Added |
| Kestra Advisory Services, LLC | 11,900 | $766.0K | 0.01% | +2,977+33.4% | Added |
| Northwestern Mutual Wealth Management Co | 11,925 | $769.0K | 0.00% | +236+2.0% | Added |
| Advisor Partners LLC | 11,954 | $771.0K | 0.05% | −184−1.5% | Reduced |
| Truist Financial Corp | 11,967 | $771.0K | 0.00% | +2,062+20.8% | Added |
| E. Ohman J:or Asset Management AB | 12,300 | $792.1K | 0.02% | 00.0% | Unchanged |
| Ossiam | 12,383 | $797.0K | 0.02% | +2,835+29.7% | Added |
| Capital Advisory Group Advisory Services, LLC | 12,551 | $808.0K | 0.29% | −331−2.6% | Reduced |
| Livforsakringsbolaget Skandia, Omsesidigt | 12,741 | $820.0K | 0.05% | 00.0% | Unchanged |
| Xponance, Inc. | 12,890 | $830.0K | 0.02% | −1,484−10.3% | Reduced |
| Sompo Asset Management Co., Ltd. | 13,250 | $853.0K | 0.20% | −3,050−18.7% | Reduced |
| GWM Advisors LLC | 13,848 | $892.0K | 0.02% | +1,501+12.2% | Added |
| Sageworth Trust Co | 13,904 | $895.0K | 0.07% | 00.0% | Unchanged |
| Pacer Advisors, Inc. | 14,304 | $921.0K | 0.01% | −1,805−11.2% | Reduced |
| Ergoteles LLC | 14,370 | $925.0K | 0.03% | −62,317−81.3% | Reduced |
| Adams Wealth Management | 14,360 | $925.0K | 0.36% | −1,825−11.3% | Reduced |
| Kentucky Retirement Systems | 14,372 | $926.0K | 0.04% | −359−2.4% | Reduced |
| Nordea Investment Management AB | 14,141 | $929.0K | 0.00% | 00.0% | Unchanged |
| Plimoth Trust Co LLC | 14,943 | $963.0K | 0.27% | −80−0.5% | Reduced |
| Captrust Financial Advisors | 14,953 | $963.0K | 0.01% | +586+4.1% | Added |
| Daiwa Securities Group Inc. | 15,148 | $976.0K | 0.01% | +559+3.8% | Added |
| Benjamin F. Edwards & Company, Inc. | 15,270 | $983.0K | 0.05% | −95−0.6% | Reduced |
| Foster Group, Inc. | 15,341 | $988.0K | 0.10% | +10+0.1% | Added |
| Louisiana State Employees Retirement System | 15,500 | $998.0K | 0.02% | −300−1.9% | Reduced |
| Panagora Asset Management Inc | 15,519 | $999.0K | 0.01% | 00.0% | Unchanged |
| PSI Advisors, LLC | 15,527 | $1.00M | 0.46% | 00.0% | Unchanged |
| M&T Bank Corp | 15,646 | $1.01M | 0.00% | +2,665+20.5% | Added |
| Zurich Insurance Group Ltd | 15,700 | $1.01M | 0.01% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 15,946 | $1.03M | 0.01% | −5,769−26.6% | Reduced |
| Trilogy Capital Inc. | 15,964 | $1.03M | 0.08% | +53+0.3% | Added |
| Creative Planning | 16,525 | $1.06M | 0.00% | +1,118+7.3% | Added |
| Franklin Resources Inc | 16,525 | $1.06M | 0.00% | +4,586+38.4% | Added |
| New Mexico Educational Retirement Board | 16,554 | $1.07M | 0.04% | −400−2.4% | Reduced |
| Enterprise Financial Services Corp | 16,858 | $1.09M | 0.14% | +16,685+9,644.5% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 17,042 | $1.10M | 0.06% | −3,964−18.9% | Reduced |
| South Dakota Investment Council | 17,287 | $1.11M | 0.02% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 17,688 | $1.14M | 0.00% | +1,851+11.7% | Added |
| D.A. Davidson & Co. | 17,747 | $1.14M | 0.01% | −516−2.8% | Reduced |
| Veritable, L.P. | 17,822 | $1.15M | 0.02% | +2,353+15.2% | Added |
| Resources Investment Advisors, LLC. | 17,992 | $1.16M | 0.05% | −342−1.9% | Reduced |
| Seven Eight Capital, LP | 18,310 | $1.18M | 0.11% | +3,800+26.2% | Added |
| Community Capital Management, Inc. | 18,400 | $1.19M | 1.23% | +1,400+8.2% | Added |
| Dynamic Technology Lab Private Ltd | 18,960 | $1.22M | 0.15% | +18,960 | New |
| Elo Mutual Pension Insurance Co | 19,298 | $1.24M | 0.04% | 00.0% | Unchanged |
| Rockland Trust Co | 19,343 | $1.25M | 0.09% | −22−0.1% | Reduced |
| Ethic Inc. | 19,647 | $1.26M | 0.13% | +2,662+15.7% | Added |
| Teachers Retirement System of the State of Kentucky | 19,750 | $1.27M | 0.01% | 00.0% | Unchanged |
| Mork Capital Management, LLC | 20,500 | $1.32M | 1.13% | 00.0% | Unchanged |
| Burney Co | 20,557 | $1.32M | 0.06% | −797−3.7% | Reduced |
| Securian Asset Management, Inc | 20,753 | $1.34M | 0.03% | −534−2.5% | Reduced |
| Achmea Investment Management B.V. | 20,796 | $1.34M | 0.04% | +504+2.5% | Added |
| AlphaCrest Capital Management LLC | 21,051 | $1.36M | 0.07% | −5,305−20.1% | Reduced |
| Maryland State Retirement & Pension System | 20,776 | $1.36M | 0.04% | 00.0% | Unchanged |
| Vident Investment Advisory, LLC | 21,587 | $1.39M | 0.04% | +1,790+9.0% | Added |
| Cypress Capital, LLC | 21,848 | $1.41M | 0.18% | +21,848 | New |
| Twin Capital Management Inc | 21,985 | $1.42M | 0.15% | −3,400−13.4% | Reduced |
| ExodusPoint Capital Management, LP | 22,109 | $1.42M | 0.02% | +22,109 | New |
| American Century Companies Inc | 22,209 | $1.43M | 0.00% | −4,702−17.5% | Reduced |
| ING Groep NV | 22,473 | $1.45M | 0.02% | +179+0.8% | Added |
| Westpac Banking Corp | 22,728 | $1.46M | 0.02% | −1,945−7.9% | Reduced |
| First Republic Investment Management, Inc. | 23,255 | $1.50M | 0.00% | +5,137+28.4% | Added |
| Paloma Partners Management Co | 23,711 | $1.53M | 0.07% | +16,880+247.1% | Added |
| CIBC Asset Management Inc | 24,160 | $1.56M | 0.01% | +540+2.3% | Added |
| Mackenzie Financial Corp | 24,207 | $1.56M | 0.00% | +5,128+26.9% | Added |
| Montag A & Associates Inc | 24,662 | $1.59M | 0.09% | −500−2.0% | Reduced |
| Hohimer Wealth Management, LLC | 25,419 | $1.64M | 0.34% | 00.0% | Unchanged |
| PGGM Investments | 25,853 | $1.67M | 0.01% | +22,995+804.6% | Added |
| Mirae Asset Global Investments Co., Ltd. | 26,036 | $1.68M | 0.00% | +1,880+7.8% | Added |
| Premier Asset Management LLC | 26,320 | $1.70M | 0.23% | +8,485+47.6% | Added |
| Candriam Luxembourg S.C.A. | 26,695 | $1.72M | 0.01% | −1,788−6.3% | Reduced |
| HRT Financial LP | 26,720 | $1.72M | 0.01% | +26,720 | New |
| Oppenheimer Asset Management Inc. | 26,793 | $1.73M | 0.02% | −147−0.5% | Reduced |