Principal Financial Group Inc
PFG- Exchange
- Nasdaq
- Industry
- Accident & Health Insurance
- SEC CIK
- 0001126328
No open-market purchases or sales by Principal Financial Group Inc insiders were filed in the last 90 days; 961 institutions reported holding it in 13F filings for Q2 2026, worth $18.4B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Principal Financial Group Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 624
- +16 vs. Q2 2021
- Shares held
- 193.7M
- +371.2K (+0.2%) vs. Q2 2021
- Total value
- $12.5B
- +$272.4M (+2.2%) vs. Q2 2021
- New holders
- 51
- 207 more added
- Sold out
- 35
- 219 more reduced
7 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 961 | $18.4B |
| Q1 2026 | 914 | $15.2B |
| Q4 2025 | 892 | $14.2B |
| Q3 2025 | 829 | $13.3B |
| Q2 2025 | 814 | $13.2B |
| Q1 2025 | 841 | $14.2B |
| Q4 2024 | 785 | $12.7B |
| Q3 2024 | 786 | $14.1B |
| Q2 2024 | 796 | $13.0B |
| Q1 2024 | 765 | $14.4B |
| Q4 2023 | 757 | $13.2B |
| Q3 2023 | 723 | $12.4B |
| Q2 2023 | 731 | $13.2B |
| Q1 2023 | 745 | $13.4B |
| Q4 2022 | 784 | $15.5B |
| Q3 2022 | 707 | $13.3B |
| Q2 2022 | 691 | $12.6B |
| Q1 2022 | 687 | $13.8B |
| Q4 2021 | 664 | $14.2B |
| Q3 2021 | 624 | $12.5B |
| Q2 2021 | 615 | $12.2B |
| Q1 2021 | 646 | $11.4B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Principal Financial Group Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kayne Anderson Rudnick Investment Management LLC | 486 | $31.0K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 475 | $31.0K | 0.00% | +4+0.8% | Added |
| Lloyd Advisory Services, LLC. | 495 | $32.0K | 0.02% | +254+105.4% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 501 | $32.0K | 0.00% | +283+129.8% | Added |
| BBVA USA | 514 | $33.0K | 0.00% | 00.0% | Unchanged |
| MBM Wealth Consultants, LLC | 520 | $33.0K | 0.02% | +115+28.4% | Added |
| Anchor Investment Management, LLC | 514 | $33.1K | 0.00% | +150+41.2% | Added |
| Harvest Fund Management Co., Ltd | 541 | $34.0K | 0.01% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 527 | $34.0K | 0.01% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 536 | $34.0K | 0.00% | 00.0% | Unchanged |
| TD Ameritrade Investment Management, LLC | 835 | $34.0K | 0.00% | +717+607.6% | Added |
| TD Private Client Wealth LLC | 540 | $34.8K | 0.00% | −35−6.1% | Reduced |
| Stilwell Value LLC | 547 | $35.0K | 0.02% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 539 | $35.0K | 0.00% | +7+1.3% | Added |
| McClarren Financial Advisors, Inc. | 562 | $36.0K | 0.03% | +5+0.9% | Added |
| First Command Bank | 628 | $40.0K | 0.01% | 00.0% | Unchanged |
| First Command Financial Services, Inc. | 628 | $40.0K | 0.01% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 615 | $40.0K | 0.00% | +192+45.4% | Added |
| American Portfolios Advisors | 648 | $41.7K | 0.00% | +64+11.0% | Added |
| Clean Yield Group | 659 | $42.0K | 0.01% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 655 | $42.0K | 0.03% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 660 | $42.5K | 0.02% | −8−1.2% | Reduced |
| Riggs Asset Managment Co. Inc. | 665 | $43.0K | 0.01% | 00.0% | Unchanged |
| Burleson & Company, LLC | 685 | $44.0K | 0.01% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 698 | $45.0K | 0.00% | +1+0.1% | Added |
| Trustcore Financial Services, LLC | 717 | $46.0K | 0.00% | 00.0% | Unchanged |
| Evolution Wealth Advisors, LLC | 711 | $46.0K | 0.01% | 00.0% | Unchanged |
| Systematic Alpha Investments, LLC | 700 | $47.0K | 0.00% | 00.0% | Unchanged |
| City Holding Co | 778 | $50.0K | 0.01% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 823 | $53.0K | 0.01% | +6+0.7% | Added |
| Capstone Investment Advisors, LLC | 883 | $57.0K | 0.00% | +883 | New |
| CX Institutional | 902 | $58.0K | 0.00% | +399+79.3% | Added |
| Kowal Investment Group, LLC | 903 | $58.0K | 0.02% | +903 | New |
| Old North State Trust, LLC | 922 | $59.0K | 0.05% | 00.0% | Unchanged |
| Pinnacle Bancorp, Inc. | 951 | $61.0K | 0.02% | 00.0% | Unchanged |
| Central Trust Co | 968 | $62.0K | 0.00% | −100−9.4% | Reduced |
| Manchester Capital Management LLC | 960 | $62.0K | 0.01% | 00.0% | Unchanged |
| First Financial Corp | 955 | $62.0K | 0.04% | 00.0% | Unchanged |
| Reilly Financial Advisors, LLC | 1,000 | $64.0K | 0.01% | −32−3.1% | Reduced |
| First Mercantile Trust Co | 1,006 | $65.0K | 0.01% | −55−5.2% | Reduced |
| TCI Wealth Advisors, Inc. | 1,046 | $67.0K | 0.01% | +47+4.7% | Added |
| Fieldpoint Private Securities, LLC | 1,065 | $69.0K | 0.02% | −133−11.1% | Reduced |
| Harbor Investment Advisory, LLC | 1,076 | $69.0K | 0.01% | 00.0% | Unchanged |
| Compagnie Lombard Odier SCmA | 1,090 | $70.0K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 1,193 | $77.0K | 0.01% | 00.0% | Unchanged |
| Covington Capital Management | 1,244 | $80.0K | 0.00% | +1,244 | New |
| Standard Family Office LLC | 1,300 | $84.0K | 0.02% | −3,243−71.4% | Reduced |
| Silvant Capital Management LLC | 1,297 | $84.0K | 0.02% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,300 | $84.0K | 0.01% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 1,359 | $88.0K | 0.01% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 1,377 | $89.0K | 0.01% | +4+0.3% | Added |
| TCTC Holdings, LLC | 1,380 | $89.0K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 1,382 | $89.0K | 0.01% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 1,385 | $89.0K | 0.00% | +1,385 | New |
| Laffer Tengler Investments | 1,392 | $89.6K | 0.03% | +1,392 | New |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 1,423 | $92.0K | 0.00% | −310−17.9% | Reduced |
| Huntington National Bank | 1,452 | $94.0K | 0.00% | −233−13.8% | Reduced |
| Accel Wealth Management | 1,460 | $94.0K | 0.06% | +1+0.1% | Added |
| Motco | 1,509 | $97.0K | 0.01% | +1,015+205.5% | Added |
| FinTrust Capital Advisors, LLC | 1,526 | $98.0K | 0.03% | −50−3.2% | Reduced |
| Pinebridge Investments, L.P. | 1,520 | $98.0K | 0.00% | −35−2.3% | Reduced |
| Federated Hermes, Inc. | 1,569 | $101.0K | 0.00% | −63−3.9% | Reduced |
| NEXT Financial Group, Inc | 1,562 | $101.0K | 0.01% | +807+106.9% | Added |
| Federation des caisses Desjardins du Quebec | 1,574 | $101.3K | 0.00% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 1,574 | $101.4K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 1,652 | $106.4K | 0.01% | +1,652 | New |
| West Financial Advisors, LLC | 1,688 | $109.0K | 0.03% | +1,274+307.7% | Added |
| Parallax Volatility Advisers, L.P. | 1,717 | $111.0K | 0.00% | +1,717 | New |
| Sentry Investment Management LLC | 1,754 | $113.0K | 0.03% | +1,594+996.3% | Added |
| NuWave Investment Management, LLC | 1,766 | $114.0K | 0.13% | −550−23.7% | Reduced |
| Carroll Financial Associates, Inc. | 1,811 | $116.0K | 0.01% | −163−8.3% | Reduced |
| Belpointe Asset Management LLC | 1,905 | $123.0K | 0.01% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 1,924 | $123.9K | 0.00% | −14−0.7% | Reduced |
| Bartlett & Co. LLC | 1,924 | $124.0K | 0.00% | −14−0.7% | Reduced |
| Clearstead Advisors, LLC | 1,995 | $128.0K | 0.01% | −22−1.1% | Reduced |
| D'Orazio & Associates, Inc. | 1,983 | $128.0K | 0.03% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 2,022 | $130.0K | 0.02% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 2,150 | $138.0K | 0.02% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 2,191 | $141.0K | 0.01% | +543+32.9% | Added |
| Deseret Mutual Benefit Administrators | 2,214 | $143.0K | 0.03% | −883−28.5% | Reduced |
| Longfellow Investment Management Co LLC | 2,289 | $148.0K | 0.02% | 00.0% | Unchanged |
| TSFG, LLC | 2,479 | $160.0K | 0.06% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 2,510 | $162.0K | 0.00% | −127−4.8% | Reduced |
| Optimum Investment Advisors | 2,550 | $164.0K | 0.07% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,638 | $170.0K | 0.00% | −2,684−50.4% | Reduced |
| Parallel Advisors, LLC | 2,729 | $176.0K | 0.01% | +567+26.2% | Added |
| Bessemer Group Inc | 2,734 | $176.0K | 0.00% | +1,154+73.0% | Added |
| Quadrant Capital Group LLC | 2,794 | $180.0K | 0.03% | −119−4.1% | Reduced |
| Jacobi Capital Management LLC | 3,008 | $194.0K | 0.02% | +678+29.1% | Added |
| Signaturefd, LLC | 3,050 | $196.0K | 0.01% | +568+22.9% | Added |
| Jackson, Grant Investment Advisers, Inc. | 3,071 | $198.0K | 0.09% | 00.0% | Unchanged |
| ACG Wealth | 3,122 | $201.0K | 0.03% | +3,122 | New |
| Kinloch Capital, LLC | 3,130 | $202.0K | 0.14% | −350−10.1% | Reduced |
| Redhawk Wealth Advisors, Inc. | 3,129 | $202.0K | 0.06% | +3,129 | New |
| Stratos Wealth Partners, LTD. | 3,150 | $203.0K | 0.01% | +3,150 | New |
| Ieq Capital, LLC | 3,213 | $207.0K | 0.01% | +3,213 | New |
| Empirical Finance, LLC | 3,228 | $208.0K | 0.03% | +3,228 | New |
| Equitable Holdings, Inc. | 3,250 | $209.0K | 0.00% | +10.0% | Added |
| Tokio Marine Asset Management Co Ltd | 3,284 | $211.0K | 0.02% | +3,284 | New |
| Concord Wealth Partners | 3,331 | $215.0K | 0.09% | −588−15.0% | Reduced |