UBS AG

PFFL

Exchange: NYSE
Industry: National Commercial Banks
SEC CIK: 0001114446

SEC filings (opens in a new tab)

No open-market purchases or sales by UBS AG insiders were filed in the last 90 days; 4 institutions reported holding it in 13F filings for Q2 2026, worth $219.1K in total; no superinvestor holds it.

Other share classesAMUB BDCX BDCZ CEFD HDLB IFED MLPB MLPR MVRL SMHB UCIB

Q3 2023 vs. Q2 2023

How the institutions holding UBS AG changed between Q2 2023 and Q3 2023.

All holders in Q3 2023 All holders in Q2 2023

13F holders of PFFL: Q2 2023 compared with Q3 2023
Measure	Q2 2023	Q3 2023	Change
Holders	1	1	0
Shares	18.7K	1.69K	−17.0K (−90.9%)
Value	$188.8K	$15.7K	−$173.0K (−91.7%)

New holders (1)

Institutions that held UBS AG at the end of Q3 2023 but not at the end of Q2 2023.

Institutions new to PFFL in Q3 2023
Institution	Shares	Value	% of portfolio
UBS Group AG	1,689	$15.7K	0.00%

Sold out (1)

Institutions that held UBS AG at the end of Q2 2023 and filed for Q3 2023 without it.

Institutions that sold out of PFFL in Q3 2023
Institution	Shares, Q2 2023	Value, Q2 2023
Claybrook Capital, LLC	18,658	$188.8K