Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Penumbra Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 317
- −42 vs. Q2 2023
- Shares held
- 33.1M
- −1.11M (−3.3%) vs. Q2 2023
- Total value
- $8.01B
- −$3.74B (−31.8%) vs. Q2 2023
- New holders
- 39
- 105 more added
- Sold out
- 81
- 124 more reduced
5 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Champlain Investment Partners, LLC | 353,390 | $85.5M | 0.55% | −178,410−33.5% | Reduced |
| Eagle Asset Management Inc | 353,450 | $85.5M | 0.51% | −237−0.1% | Reduced |
| Morgan Stanley | 353,685 | $85.6M | 0.01% | +24,196+7.3% | Added |
| Rock Springs Capital Management LP | 503,750 | $121.9M | 3.26% | +137,750+37.6% | Added |
| Capital World Investors | 543,274 | $131.4M | 0.03% | −17,870−3.2% | Reduced |
| Invesco Ltd. | 551,923 | $133.5M | 0.04% | +33,107+6.4% | Added |
| Geode Capital Management, LLC | 572,809 | $138.6M | 0.02% | +20,386+3.7% | Added |
| William Blair Investment Management, LLC | 656,964 | $158.9M | 0.53% | −13,322−2.0% | Reduced |
| RTW Investments, LP | 673,371 | $162.9M | 3.44% | 00.0% | Unchanged |
| Baillie Gifford & Co | 679,627 | $164.4M | 0.15% | −18,019−2.6% | Reduced |
| Clearbridge Investments, LLC | 905,222 | $219.0M | 0.21% | −2,231−0.2% | Reduced |
| State Street Corp | 1,060,054 | $256.4M | 0.01% | −1,647−0.2% | Reduced |
| Price T Rowe Associates Inc | 1,963,783 | $475.1M | 0.07% | −261,319−11.7% | Reduced |
| Capital Research Global Investors | 2,677,510 | $647.7M | 0.18% | +78,125+3.0% | Added |
| Vanguard Group Inc | 3,599,919 | $870.9M | 0.02% | +4,554+0.1% | Added |
| BlackRock Inc. | 4,260,650 | $1.03B | 0.03% | +135,939+3.3% | Added |
| FMR LLC | 5,016,984 | $1.21B | 0.10% | −32,197−0.6% | Reduced |
| Proequities, Inc. | 0 | $0 | 0.00% | −29−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −101,536−100.0% | Sold out |
| Adage Capital Partners GP, L.L.C. | 0 | $0 | 0.00% | −75,000−100.0% | Sold out |
| TimesSquare Capital Management, LLC | 0 | $0 | 0.00% | −44,380−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −31,107−100.0% | Sold out |
| Integral Health Asset Management, LLC | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| Symmetry Investments LP | 0 | $0 | 0.00% | −26,161−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −22,263−100.0% | Sold out |
| Banque Pictet & Cie SA | 0 | $0 | 0.00% | −19,550−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −19,175−100.0% | Sold out |
| Lisanti Capital Growth, LLC | 0 | $0 | 0.00% | −16,395−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −15,358−100.0% | Sold out |
| EAM Global Investors LLC | 0 | $0 | 0.00% | −13,239−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −12,265−100.0% | Sold out |
| Mirabella Financial Services LLP | 0 | $0 | 0.00% | −8,996−100.0% | Sold out |
| Point72 Europe (London) LLP | 0 | $0 | 0.00% | −8,610−100.0% | Sold out |
| Fred Alger Management, LLC | 0 | $0 | 0.00% | −7,458−100.0% | Sold out |
| FORA Capital, LLC | 0 | $0 | 0.00% | −7,448−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −7,270−100.0% | Sold out |
| Dorsey Wright & Associates | 0 | $0 | 0.00% | −6,249−100.0% | Sold out |
| Edgestream Partners, L.P. | 0 | $0 | 0.00% | −5,017−100.0% | Sold out |
| Old Mission Capital LLC | 0 | $0 | 0.00% | −4,977−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −4,148−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −3,692−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −3,678−100.0% | Sold out |
| Simplify Asset Management Inc. | 0 | $0 | 0.00% | −3,479−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −2,420−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −2,370−100.0% | Sold out |
| Alpha DNA Investment Management LLC | 0 | $0 | 0.00% | −2,254−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −2,231−100.0% | Sold out |
| Virtus Investment Advisers, Inc. | 0 | $0 | 0.00% | −2,212−100.0% | Sold out |
| Gotham Asset Management, LLC | 0 | $0 | 0.00% | −2,148−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −2,127−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −1,887−100.0% | Sold out |
| Quantamental Technologies LLC | 0 | $0 | 0.00% | −1,775−100.0% | Sold out |
| Range Financial Group LLC | 0 | $0 | 0.00% | −1,763−100.0% | Sold out |
| Mach-1 Financial Group, Inc. | 0 | $0 | 0.00% | −1,552−100.0% | Sold out |
| Cannon Global Investment Management, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Lighthouse Investment Partners, LLC | 0 | $0 | 0.00% | −1,491−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −1,330−100.0% | Sold out |
| Petra Financial Advisors Inc | 0 | $0 | 0.00% | −1,323−100.0% | Sold out |
| Pictet & Cie (Europe) SA | 0 | $0 | 0.00% | −1,300−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −1,247−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Harvest Fund Management Co., Ltd | 0 | $0 | 0.00% | −1,178−100.0% | Sold out |
| Veritable, L.P. | 0 | $0 | 0.00% | −1,068−100.0% | Sold out |
| CIBC World Markets Inc. | 0 | $0 | 0.00% | −929−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −868−100.0% | Sold out |
| DuPont Capital Management Corp | 0 | $0 | 0.00% | −856−100.0% | Sold out |
| JGP Global Gestao de Recursos Ltda. | 0 | $0 | 0.00% | −834−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −825−100.0% | Sold out |
| Boulder Hill Capital Management LP | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Cookson Peirce & Co Inc | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −679−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −659−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −661−100.0% | Sold out |
| Teza Capital Management LLC | 0 | $0 | 0.00% | −640−100.0% | Sold out |
| Cresset Asset Management, LLC | 0 | $0 | 0.00% | −636−100.0% | Sold out |
| Waterloo Capital, L.P. | 0 | $0 | 0.00% | −633−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −602−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −587−100.0% | Sold out |
| Point72 Middle East FZE | 0 | $0 | 0.00% | −370−100.0% | Sold out |
| Headlands Technologies LLC | 0 | $0 | 0.00% | −290−100.0% | Sold out |
| Horan Securities, Inc. | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 0 | $0 | 0.00% | −230−100.0% | Sold out |
| Hanseatic Management Services Inc | 0 | $0 | 0.00% | −188−100.0% | Sold out |
| Tobam | 0 | $0 | 0.00% | −171−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −136−100.0% | Sold out |
| Virtus Fund Advisers, LLC | 0 | $0 | 0.00% | −102−100.0% | Sold out |
| Optimum Investment Advisors | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Altshuler Shaham Ltd | 0 | $0 | 0.00% | −89−100.0% | Sold out |
| Atlas Capital Advisors LLC | 0 | $0 | 0.00% | −88−100.0% | Sold out |
| Pinebridge Investments, L.P. | 0 | $0 | 0.00% | −87−100.0% | Sold out |
| Hollencrest Capital Management | 0 | $0 | 0.00% | −74−100.0% | Sold out |
| Ridgewood Investments LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| CVA Family Office, LLC | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| Toronto Dominion Bank | 0 | $0 | 0.00% | −6−100.0% | Sold out |
| Fiduciary Alliance LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Disciplined Investments, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Kames Capital plc | – | – | – | – | Not filed |
| EA Series Trust | – | – | – | – | Not filed |