Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Penumbra Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 364
- +52 vs. Q1 2023
- Shares held
- 34.2M
- −974.1K (−2.8%) vs. Q1 2023
- Total value
- $11.8B
- +$2.03B (+20.9%) vs. Q1 2023
- New holders
- 86
- 95 more added
- Sold out
- 34
- 126 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| American International Group, Inc. | 58,031 | $20.0M | 0.12% | −719−1.2% | Reduced |
| Kames Capital plc | 61,240 | $21.1M | 0.34% | −1,837−2.9% | Reduced |
| New York State Common Retirement Fund | 63,045 | $21.7M | 0.03% | −8,327−11.7% | Reduced |
| AXA S.A. | 63,104 | $21.7M | 0.07% | −3,458−5.2% | Reduced |
| Neuberger Berman Group LLC | 63,735 | $21.9M | 0.02% | −23,258−26.7% | Reduced |
| Braidwell LP | 65,844 | $22.7M | 0.74% | −41,200−38.5% | Reduced |
| California Public Employees Retirement System | 67,666 | $23.3M | 0.02% | +9,489+16.3% | Added |
| TD Asset Management Inc | 72,468 | $24.9M | 0.03% | −2,036−2.7% | Reduced |
| Bank of Montreal | 72,452 | $25.0M | 0.02% | +66,640+1,146.6% | Added |
| Marshall Wace, LLP | 73,614 | $25.3M | 0.05% | +73,614 | New |
| Adage Capital Partners GP, L.L.C. | 75,000 | $25.8M | 0.06% | +25,000+50.0% | Added |
| Amundi | 77,987 | $26.4M | 0.01% | −73,628−48.6% | Reduced |
| Carret Asset Management, LLC | 79,000 | $27.2M | 3.60% | −9,500−10.7% | Reduced |
| Swiss National Bank | 79,000 | $27.2M | 0.02% | +1,100+1.4% | Added |
| Artisan Partners Limited Partnership | 80,416 | $27.7M | 0.04% | −41,491−34.0% | Reduced |
| Manufacturers Life Insurance Company, The | 86,259 | $29.7M | 0.02% | +3,035+3.6% | Added |
| Legal & General Group Plc | 89,785 | $30.9M | 0.01% | +25,255+39.1% | Added |
| Driehaus Capital Management LLC | 93,592 | $32.2M | 0.41% | +6,587+7.6% | Added |
| Federated Hermes, Inc. | 96,535 | $33.2M | 0.08% | −16,855−14.9% | Reduced |
| Macquarie Group Ltd | 101,536 | $34.9M | 0.04% | −2,826−2.7% | Reduced |
| Balyasny Asset Management LLC | 110,797 | $38.1M | 0.11% | +110,797 | New |
| T. Rowe Price Investment Management, Inc. | 112,935 | $38.9M | 0.03% | −246,990−68.6% | Reduced |
| Dimensional Fund Advisors LP | 113,640 | $39.1M | 0.01% | +1,809+1.6% | Added |
| Rhumbline Advisers | 117,764 | $40.5M | 0.05% | +4,164+3.7% | Added |
| Alliancebernstein L.P. | 120,906 | $41.6M | 0.02% | +3,097+2.6% | Added |
| JPMorgan Chase & Co | 120,958 | $41.6M | 0.00% | +13,036+12.1% | Added |
| Allspring Global Investments Holdings, LLC | 122,525 | $42.2M | 0.07% | −33,350−21.4% | Reduced |
| Voya Investment Management LLC | 127,784 | $44.0M | 0.05% | −11,464−8.2% | Reduced |
| Polar Capital Holdings Plc | 128,556 | $44.2M | 0.30% | −832−0.6% | Reduced |
| First Trust Advisors LP | 130,179 | $44.8M | 0.05% | +28,253+27.7% | Added |
| Redmile Group, LLC | 138,970 | $47.8M | 1.84% | −49,022−26.1% | Reduced |
| Principal Financial Group Inc | 145,123 | $49.9M | 0.03% | −5,204−3.5% | Reduced |
| Nuveen Asset Management, LLC | 171,629 | $59.1M | 0.02% | +3,134+1.9% | Added |
| Lord, Abbett & Co. LLC | 185,336 | $63.8M | 0.22% | +39,818+27.4% | Added |
| American Century Companies Inc | 186,262 | $64.1M | 0.05% | −27,131−12.7% | Reduced |
| Polar Asset Management Partners Inc. | 209,239 | $72.0M | 1.43% | −36,900−15.0% | Reduced |
| Franklin Resources Inc | 212,708 | $73.2M | 0.03% | +121,458+133.1% | Added |
| Charles Schwab Investment Management Inc | 232,667 | $80.1M | 0.02% | +4,988+2.2% | Added |
| Bellevue Group AG | 234,220 | $80.6M | 1.15% | −3,952−1.7% | Reduced |
| Millennium Management LLC | 252,662 | $86.9M | 0.09% | +51,522+25.6% | Added |
| Northern Trust Corp | 272,579 | $93.8M | 0.02% | −3,134−1.1% | Reduced |
| Janus Henderson Group PLC | 282,466 | $97.2M | 0.06% | −85,923−23.3% | Reduced |
| Goldman Sachs Group Inc | 294,874 | $101.5M | 0.03% | +210,532+249.6% | Added |
| Citadel Advisors LLC | 316,043 | $108.7M | 0.12% | +15,267+5.1% | Added |
| Morgan Stanley | 329,489 | $113.4M | 0.01% | −60,476−15.5% | Reduced |
| Bank of New York Mellon Corp | 345,060 | $118.7M | 0.02% | −4,190−1.2% | Reduced |
| Eagle Asset Management Inc | 353,687 | $121.7M | 0.68% | +353,687 | New |
| PFM Health Sciences, LP | 360,030 | $123.9M | 4.98% | 00.0% | Unchanged |
| Rock Springs Capital Management LP | 366,000 | $125.9M | 3.00% | −67,500−15.6% | Reduced |
| Norges Bank | 380,372 | $130.9M | 0.03% | +37,205+10.8% | Added |
| Invesco Ltd. | 518,816 | $178.5M | 0.05% | +231,627+80.7% | Added |
| Champlain Investment Partners, LLC | 531,800 | $183.0M | 1.13% | −96,475−15.4% | Reduced |
| Geode Capital Management, LLC | 552,423 | $190.1M | 0.02% | +34,618+6.7% | Added |
| Capital World Investors | 561,144 | $193.1M | 0.04% | 00.0% | Unchanged |
| William Blair Investment Management, LLC | 670,286 | $230.6M | 0.74% | −270,446−28.7% | Reduced |
| RTW Investments, LP | 673,371 | $231.7M | 4.41% | 00.0% | Unchanged |
| Baillie Gifford & Co | 697,646 | $240.0M | 0.20% | −30,710−4.2% | Reduced |
| Clearbridge Investments, LLC | 907,453 | $312.2M | 0.28% | −40,842−4.3% | Reduced |
| State Street Corp | 1,061,701 | $365.3M | 0.02% | +16,028+1.5% | Added |
| Price T Rowe Associates Inc | 2,225,102 | $765.6M | 0.11% | +40,040+1.8% | Added |
| Capital Research Global Investors | 2,599,385 | $894.3M | 0.24% | −426,671−14.1% | Reduced |
| Vanguard Group Inc | 3,595,365 | $1.24B | 0.03% | +53,139+1.5% | Added |
| BlackRock Inc. | 4,124,711 | $1.42B | 0.04% | −305,172−6.9% | Reduced |
| FMR LLC | 5,049,181 | $1.74B | 0.15% | −570,336−10.1% | Reduced |
| Motley Fool Wealth Management, LLC | 0 | $0 | 0.00% | −37,312−100.0% | Sold out |
| Ieq Capital, LLC | 0 | $0 | 0.00% | −25,393−100.0% | Sold out |
| Altium Capital Management LP | 0 | $0 | 0.00% | −16,000−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −9,642−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −9,130−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −8,302−100.0% | Sold out |
| Duality Advisers, LP | 0 | $0 | 0.00% | −7,454−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −5,748−100.0% | Sold out |
| Cordatus Wealth Management LLC | 0 | $0 | 0.00% | −5,575−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −4,328−100.0% | Sold out |
| Brookfield Asset Management Inc. | 0 | $0 | 0.00% | −3,523−100.0% | Sold out |
| Polaris Wealth Advisory Group, LLC | 0 | $0 | 0.00% | −3,362−100.0% | Sold out |
| Wellington Management Group LLP | 0 | $0 | 0.00% | −2,874−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −2,170−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −2,013−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −1,542−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −1,226−100.0% | Sold out |
| BSW Wealth Partners | 0 | $0 | 0.00% | −993−100.0% | Sold out |
| Mainstay Capital Management LLC | 0 | $0 | 0.00% | −960−100.0% | Sold out |
| Echo Street Capital Management LLC | 0 | $0 | 0.00% | −858−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −228−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −101−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −44−100.0% | Sold out |
| Central Trust Co | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| Crewe Advisors LLC | 0 | $0 | 0.00% | −22−100.0% | Sold out |
| South State Corp. | 0 | $0 | 0.00% | −19−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Clean Yield Group | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| TD Ameritrade Investment Management, LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Prestige Wealth Management Group LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Steward Financial Group LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |