Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Penumbra Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 312
- +26 vs. Q4 2022
- Shares held
- 35.2M
- +762.2K (+2.2%) vs. Q4 2022
- Total value
- $9.74B
- +$2.08B (+27.1%) vs. Q4 2022
- New holders
- 59
- 96 more added
- Sold out
- 33
- 105 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pictet & Cie (Europe) SA | 1,351 | $376.5K | 0.02% | +1,351 | New |
| Banque Cantonale Vaudoise | 1,355 | $378.0K | 0.02% | +1,355 | New |
| Virtu Financial LLC | 1,542 | $429.0K | 0.05% | +1,542 | New |
| Kestra Advisory Services, LLC | 1,551 | $432.2K | 0.00% | +1,551 | New |
| CWM, LLC | 1,680 | $468.0K | 0.00% | −170−9.2% | Reduced |
| Cubist Systematic Strategies, LLC | 1,750 | $487.7K | 0.00% | +424+32.0% | Added |
| The PNC Financial Services Group, Inc. | 1,800 | $501.6K | 0.00% | −52−2.8% | Reduced |
| Yorktown Management & Research Co Inc | 1,850 | $515.6K | 0.56% | 00.0% | Unchanged |
| Shelton Capital Management | 1,871 | $521.4K | 0.02% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,895 | $528.0K | 0.00% | −1,033−35.3% | Reduced |
| XTX Topco Ltd | 2,013 | $561.0K | 0.12% | +2,013 | New |
| MML Investors Services, LLC | 2,033 | $567.0K | 0.00% | +2,033 | New |
| Rockefeller Capital Management L.P. | 2,170 | $604.0K | 0.00% | +585+36.9% | Added |
| Prudential Financial Inc | 2,168 | $604.2K | 0.00% | −5−0.2% | Reduced |
| Virtus Investment Advisers, Inc. | 2,212 | $616.5K | 0.43% | +90+4.2% | Added |
| Toroso Investments, LLC | 2,216 | $618.0K | 0.02% | +887+66.7% | Added |
| ProShare Advisors LLC | 2,292 | $638.8K | 0.00% | −657−22.3% | Reduced |
| UBS Oconnor LLC | 2,442 | $680.6K | 0.02% | +2,442 | New |
| Tower Research Capital LLC (TRC) | 2,672 | $745.0K | 0.02% | +1,799+206.1% | Added |
| Pacer Advisors, Inc. | 2,691 | $750.0K | 0.00% | −4,567−62.9% | Reduced |
| Maryland State Retirement & Pension System | 2,765 | $770.6K | 0.02% | 00.0% | Unchanged |
| Wellington Management Group LLP | 2,874 | $801.0K | 0.00% | +2,874 | New |
| Onyx Bridge Wealth Group LLC | 2,925 | $815.2K | 0.33% | −200−6.4% | Reduced |
| Rathbone Brothers plc | 3,000 | $836.1K | 0.01% | 00.0% | Unchanged |
| Bessemer Group Inc | 3,068 | $855.0K | 0.00% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 3,324 | $926.0K | 0.02% | +199+6.4% | Added |
| Polaris Wealth Advisory Group, LLC | 3,362 | $937.0K | 0.07% | −50−1.5% | Reduced |
| STRS Ohio | 3,408 | $949.0K | 0.00% | +3,408 | New |
| Securian Asset Management, Inc | 3,459 | $964.0K | 0.03% | −101−2.8% | Reduced |
| Brookfield Asset Management Inc. | 3,523 | $981.8K | 0.00% | −12,535−78.1% | Reduced |
| Aquatic Capital Management LLC | 3,700 | $1.03M | 0.06% | +3,700 | New |
| Diversified Trust Co | 3,778 | $1.05M | 0.04% | −848−18.3% | Reduced |
| Artemis Investment Management LLP | 3,940 | $1.10M | 0.01% | −1,574−28.5% | Reduced |
| JGP Global Gestao de Recursos Ltda. | 33,650 | $1.11M | 1.25% | +33,650 | New |
| Winton Group Ltd | 3,986 | $1.11M | 0.07% | +373+10.3% | Added |
| Allianz Asset Management GmbH | 4,100 | $1.14M | 0.00% | +4,100 | New |
| EAM Investors, LLC | 4,135 | $1.15M | 0.23% | −1,454−26.0% | Reduced |
| HSBC Holdings PLC | 4,156 | $1.16M | 0.00% | +2,736+192.7% | Added |
| Virginia Retirement Systems Et Al | 4,200 | $1.17M | 0.01% | −1,200−22.2% | Reduced |
| Pictet Asset Management SA | 4,282 | $1.19M | 0.00% | +94+2.2% | Added |
| Shell Asset Management Co | 4,291 | $1.20M | 0.05% | −15−0.3% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 4,294 | $1.20M | 0.14% | +4,294 | New |
| Algert Global LLC | 4,328 | $1.21M | 0.06% | −9,824−69.4% | Reduced |
| Leavell Investment Management, Inc. | 4,350 | $1.21M | 0.09% | 00.0% | Unchanged |
| Gilder Gagnon Howe & Co LLC | 4,408 | $1.23M | 0.02% | +21+0.5% | Added |
| FORA Capital, LLC | 4,602 | $1.28M | 0.13% | −134−2.8% | Reduced |
| Public Employees Retirement Association of Colorado | 4,673 | $1.30M | 0.01% | 00.0% | Unchanged |
| JustInvest LLC | 4,792 | $1.34M | 0.05% | +475+11.0% | Added |
| Parallax Volatility Advisers, L.P. | 4,796 | $1.34M | 0.05% | +4,796 | New |
| Linden Thomas Advisory Services, LLC | 4,810 | $1.34M | 0.33% | +197+4.3% | Added |
| Baker Avenue Asset Management, LP | 5,009 | $1.40M | 0.08% | +5,000+55,555.6% | Added |
| State of Alaska, Department of Revenue | 5,232 | $1.46M | 0.02% | −81−1.5% | Reduced |
| Handelsbanken Fonder AB | 5,558 | $1.55M | 0.01% | 00.0% | Unchanged |
| Cordatus Wealth Management LLC | 5,575 | $1.55M | 1.98% | −329−5.6% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,682 | $1.58M | 0.01% | +504+9.7% | Added |
| ExodusPoint Capital Management, LP | 5,715 | $1.59M | 0.02% | +5,715 | New |
| Prospera Financial Services Inc | 5,748 | $1.60M | 0.07% | +5,748 | New |
| Candriam Luxembourg S.C.A. | 6,256 | $1.60M | 0.01% | −12,791−67.2% | Reduced |
| Bank of Montreal | 5,812 | $1.63M | 0.00% | −2,164−27.1% | Reduced |
| Trexquant Investment LP | 5,861 | $1.63M | 0.04% | +5,861 | New |
| Exchange Traded Concepts, LLC | 6,092 | $1.70M | 0.05% | −1,771−22.5% | Reduced |
| Advisor Group Holdings, Inc. | 6,150 | $1.71M | 0.00% | +1,725+39.0% | Added |
| Utah Retirement Systems | 6,364 | $1.77M | 0.03% | 00.0% | Unchanged |
| Dorsey Wright & Associates | 6,428 | $1.79M | 0.54% | +6,428 | New |
| Citigroup Inc | 6,499 | $1.81M | 0.00% | +1,521+30.6% | Added |
| New Mexico Educational Retirement Board | 6,900 | $1.92M | 0.10% | +1,300+23.2% | Added |
| F/M Investments LLC | 7,065 | $1.97M | 1.99% | +7,065 | New |
| Congress Wealth Management LLC | 7,250 | $2.02M | 0.05% | −886−10.9% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 7,259 | $2.02M | 0.05% | −3,587−33.1% | Reduced |
| Zacks Investment Management | 7,368 | $2.05M | 0.03% | +7,368 | New |
| Duality Advisers, LP | 7,454 | $2.08M | 0.24% | +7,454 | New |
| Oak Ridge Investments LLC | 7,590 | $2.12M | 0.29% | −485−6.0% | Reduced |
| Fred Alger Management, LLC | 7,886 | $2.20M | 0.01% | −14,803−65.2% | Reduced |
| Ergoteles LLC | 7,988 | $2.23M | 0.09% | −4,503−36.0% | Reduced |
| Mariner, LLC | 8,039 | $2.24M | 0.01% | −78−1.0% | Reduced |
| Barclays PLC | 8,287 | $2.31M | 0.00% | +3,734+82.0% | Added |
| First Republic Investment Management, Inc. | 8,302 | $2.31M | 0.00% | −222−2.6% | Reduced |
| Congress Asset Management Co | 8,372 | $2.33M | 0.02% | −1,053−11.2% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 8,426 | $2.35M | 0.06% | +4,911+139.7% | Added |
| Xponance, Inc. | 8,570 | $2.39M | 0.03% | +11+0.1% | Added |
| UBS Group AG | 8,713 | $2.43M | 0.00% | −5,015−36.5% | Reduced |
| ClariVest Asset Management LLC | 9,056 | $2.52M | 0.11% | +9,056 | New |
| PEAK6 Investments LLC | 9,130 | $2.54M | 0.16% | +9,130 | New |
| State of Tennessee, Treasury Department | 9,387 | $2.62M | 0.01% | −613−6.1% | Reduced |
| Tiedemann Advisors, LLC | 9,462 | $2.64M | 0.12% | 00.0% | Unchanged |
| State of Michigan Retirement System | 9,614 | $2.68M | 0.02% | −100−1.0% | Reduced |
| Bayesian Capital Management, LP | 9,642 | $2.69M | 0.33% | +6,100+172.2% | Added |
| Ameritas Investment Partners, Inc. | 9,669 | $2.69M | 0.11% | −160−1.6% | Reduced |
| Thrivent Financial for Lutherans | 10,023 | $2.79M | 0.01% | −93−0.9% | Reduced |
| Envestnet Asset Management Inc | 241,635 | $2.80M | 0.00% | +238,287+7,117.3% | Added |
| Louisiana State Employees Retirement System | 10,100 | $2.81M | 0.07% | −100−1.0% | Reduced |
| Thoroughbred Financial Services, LLC | 10,216 | $2.85M | 0.42% | +145+1.4% | Added |
| Blair William & Co | 10,286 | $2.87M | 0.01% | −2,457−19.3% | Reduced |
| Arizona State Retirement System | 10,454 | $2.91M | 0.03% | +298+2.9% | Added |
| Ensign Peak Advisors, Inc | 10,510 | $2.93M | 0.01% | +600+6.1% | Added |
| Teacher Retirement System of Texas | 10,625 | $2.96M | 0.02% | +2,244+26.8% | Added |
| Deutsche Bank AG | 10,654 | $2.97M | 0.00% | +618+6.2% | Added |
| Illinois Municipal Retirement Fund | 10,793 | $3.01M | 0.06% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 11,130 | $3.10M | 0.04% | −61−0.5% | Reduced |
| CI Private Wealth, LLC | 11,214 | $3.13M | 0.01% | +1,822+19.4% | Added |