Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Penumbra Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 279
- +1 vs. Q3 2021
- Shares held
- 30.4M
- +591.3K (+2.0%) vs. Q3 2021
- Total value
- $8.72B
- +$783.8M (+9.9%) vs. Q3 2021
- New holders
- 42
- 111 more added
- Sold out
- 41
- 78 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Amalgamated Bank | 26,103 | $7.50M | 0.06% | +1,706+7.0% | Added |
| Congress Wealth Management LLC | 28,434 | $8.17M | 0.16% | +28,434 | New |
| Cinctive Capital Management LP | 29,092 | $8.36M | 0.39% | +11,126+61.9% | Added |
| Next Century Growth Investors LLC | 30,288 | $8.70M | 0.78% | +6,553+27.6% | Added |
| Credit Suisse AG | 30,739 | $8.83M | 0.01% | −3,200−9.4% | Reduced |
| First Trust Advisors LP | 30,842 | $8.86M | 0.01% | −28,969−48.4% | Reduced |
| Mutual of America Capital Management LLC | 32,769 | $9.41M | 0.10% | +1,084+3.4% | Added |
| Congress Asset Management Co | 33,046 | $9.49M | 0.07% | −847−2.5% | Reduced |
| Teachers Retirement System of the State of Kentucky | 33,482 | $9.62M | 0.09% | 00.0% | Unchanged |
| New York State Teachers Retirement System | 35,283 | $10.1M | 0.02% | +3,897+12.4% | Added |
| Motley Fool Wealth Management, LLC | 38,201 | $11.0M | 0.48% | −793−2.0% | Reduced |
| Parametric Portfolio Associates LLC | 38,319 | $11.0M | 0.01% | +857+2.3% | Added |
| Bridgewater Associates, LP | 38,661 | $11.1M | 0.06% | +2,170+5.9% | Added |
| Manufacturers Life Insurance Company, The | 39,678 | $11.4M | 0.01% | +71+0.2% | Added |
| Wells Fargo & Company | 39,708 | $11.4M | 0.00% | +690+1.8% | Added |
| State Board of Administration of Florida Retirement System | 40,285 | $11.6M | 0.02% | +134+0.3% | Added |
| New York State Common Retirement Fund | 44,940 | $12.9M | 0.01% | +3,695+9.0% | Added |
| Retirement Systems of Alabama | 45,986 | $13.2M | 0.05% | +1,463+3.3% | Added |
| Kames Capital plc | 47,733 | $13.7M | 0.18% | +16,634+53.5% | Added |
| Primecap Management Co | 47,920 | $13.8M | 0.01% | −1,570−3.2% | Reduced |
| California State Teachers Retirement System | 48,346 | $13.9M | 0.02% | −9,478−16.4% | Reduced |
| UBS Asset Management Americas Inc | 51,355 | $14.8M | 0.01% | +361+0.7% | Added |
| Ameriprise Financial Inc | 53,360 | $15.3M | 0.00% | −718−1.3% | Reduced |
| Man Group plc | 54,782 | $15.7M | 0.05% | +659+1.2% | Added |
| Trillium Asset Management, LLC | 56,630 | $16.3M | 0.38% | +3,999+7.6% | Added |
| Engine No. 1 LLC | 58,653 | $16.9M | 3.48% | 00.0% | Unchanged |
| TD Asset Management Inc | 58,911 | $16.9M | 0.01% | +5,506+10.3% | Added |
| American International Group, Inc. | 59,667 | $17.1M | 0.09% | +166+0.3% | Added |
| Legal & General Group Plc | 65,412 | $18.8M | 0.01% | +833+1.3% | Added |
| Bank of America Corp | 65,779 | $18.9M | 0.00% | +2,996+4.8% | Added |
| Azimuth Capital Management LLC | 66,272 | $19.0M | 0.77% | −1,234−1.8% | Reduced |
| AXA S.A. | 67,050 | $19.3M | 0.05% | −10,320−13.3% | Reduced |
| E. Ohman J:or Asset Management AB | 67,750 | $19.5M | 0.56% | +67,750 | New |
| Amundi | 80,344 | $19.9M | 0.01% | −3,917−4.6% | Reduced |
| California Public Employees Retirement System | 72,072 | $20.7M | 0.01% | +3,383+4.9% | Added |
| Woodline Partners LP | 72,632 | $20.9M | 0.31% | +42,638+142.2% | Added |
| JPMorgan Chase & Co | 73,714 | $21.2M | 0.00% | +7,179+10.8% | Added |
| Swiss National Bank | 76,500 | $22.0M | 0.01% | −100−0.1% | Reduced |
| Bank of Montreal | 76,782 | $22.0M | 0.01% | −1,112−1.4% | Reduced |
| Dimensional Fund Advisors LP | 87,893 | $25.3M | 0.01% | +2,216+2.6% | Added |
| Carret Asset Management, LLC | 88,500 | $25.4M | 2.81% | −17,551−16.5% | Reduced |
| Rhumbline Advisers | 90,175 | $25.9M | 0.03% | +2,142+2.4% | Added |
| Morgan Stanley | 92,183 | $26.5M | 0.00% | −32,995−26.4% | Reduced |
| Alliancebernstein L.P. | 95,027 | $27.3M | 0.01% | +11,785+14.2% | Added |
| Wetherby Asset Management Inc | 101,247 | $29.1M | 1.64% | −80.0% | Reduced |
| Federated Hermes, Inc. | 106,282 | $30.5M | 0.06% | +701+0.7% | Added |
| Goldman Sachs Group Inc | 107,428 | $30.9M | 0.01% | −163,198−60.3% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 111,120 | $31.9M | 0.07% | −10,610−8.7% | Reduced |
| Principal Financial Group Inc | 120,725 | $34.7M | 0.02% | −6,268−4.9% | Reduced |
| Balyasny Asset Management LLC | 127,108 | $36.5M | 0.16% | +11,797+10.2% | Added |
| Neuberger Berman Group LLC | 145,227 | $41.7M | 0.03% | +30.0% | Added |
| Rock Springs Capital Management LP | 148,500 | $42.7M | 0.99% | +1,000+0.7% | Added |
| Nuveen Asset Management, LLC | 159,066 | $45.7M | 0.01% | +7,089+4.7% | Added |
| Point72 Asset Management, L.P. | 159,200 | $45.7M | 0.20% | −63,902−28.6% | Reduced |
| Eaton Vance Management | 165,280 | $47.5M | 0.06% | −100−0.1% | Reduced |
| PFM Health Sciences, LP | 177,088 | $50.9M | 1.77% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 188,702 | $54.2M | 0.02% | +8,300+4.6% | Added |
| Bellevue Group AG | 193,734 | $55.7M | 0.57% | −11,958−5.8% | Reduced |
| Adage Capital Partners GP, L.L.C. | 195,498 | $56.2M | 0.10% | −4,502−2.3% | Reduced |
| American Century Companies Inc | 196,996 | $56.6M | 0.04% | +7,585+4.0% | Added |
| Northern Trust Corp | 273,686 | $78.6M | 0.01% | +1,636+0.6% | Added |
| Bank of New York Mellon Corp | 323,306 | $92.9M | 0.02% | −1,354−0.4% | Reduced |
| Invesco Ltd. | 339,086 | $97.4M | 0.02% | +8,904+2.7% | Added |
| Norges Bank | 349,315 | $100.4M | 0.02% | +4,360+1.3% | Added |
| Citadel Advisors LLC | 350,627 | $100.7M | 0.11% | −101,237−22.4% | Reduced |
| Geode Capital Management, LLC | 428,477 | $123.1M | 0.01% | +18,075+4.4% | Added |
| Millennium Management LLC | 444,933 | $127.8M | 0.14% | +28,086+6.7% | Added |
| Champlain Investment Partners, LLC | 470,780 | $135.3M | 0.61% | +34,195+7.8% | Added |
| Capital World Investors | 508,744 | $146.2M | 0.02% | 00.0% | Unchanged |
| RTW Investments, LP | 620,871 | $178.4M | 2.60% | +235,677+61.2% | Added |
| State Street Corp | 925,717 | $266.0M | 0.01% | +24,447+2.7% | Added |
| Clearbridge Investments, LLC | 1,017,106 | $292.2M | 0.20% | +1,796+0.2% | Added |
| William Blair Investment Management, LLC | 1,101,554 | $316.5M | 0.86% | +419,632+61.5% | Added |
| Price T Rowe Associates Inc | 1,238,709 | $355.9M | 0.03% | +11,389+0.9% | Added |
| Baillie Gifford & Co | 1,322,677 | $380.0M | 0.21% | −1,067−0.1% | Reduced |
| Capital Research Global Investors | 2,770,020 | $795.9M | 0.18% | +6200.0% | Added |
| Vanguard Group Inc | 3,297,518 | $947.4M | 0.02% | +51,036+1.6% | Added |
| BlackRock Inc. | 3,356,220 | $964.3M | 0.02% | +136,248+4.2% | Added |
| FMR LLC | 5,603,814 | $1.61B | 0.12% | +116,734+2.1% | Added |
| Natixis | 0 | $0 | 0.00% | −39,400−100.0% | Sold out |
| Pura Vida Investments, LLC | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| ETF Managers Group, LLC | 0 | $0 | 0.00% | −18,702−100.0% | Sold out |
| Commerce Bank | 0 | $0 | 0.00% | −16,207−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −11,244−100.0% | Sold out |
| Peconic Partners LLC | 0 | $0 | 0.00% | −8,400−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −7,700−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −7,662−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −6,588−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −6,196−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −5,835−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −4,938−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −4,771−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −4,200−100.0% | Sold out |
| Echo Street Capital Management LLC | 0 | $0 | 0.00% | −3,321−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −3,222−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −3,204−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −2,837−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −2,800−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −2,700−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −2,226−100.0% | Sold out |