Otonomy, Inc.
OTICDelisted Dec 29, 2022- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001493566
Otonomy, Inc. was delisted on Dec 29, 2022; its insiders filed their last Form 4 on Dec 30, 2022; 40 institutions reported holding it in 13F filings for Q3 2022, worth $8.42M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Otonomy, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- −11 vs. Q3 2021
- Shares held
- 34.9M
- +1.33M (+4.0%) vs. Q3 2021
- Total value
- $72.7M
- +$8.14M (+12.6%) vs. Q3 2021
- New holders
- 5
- 9 more added
- Sold out
- 16
- 12 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OTIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 6 | $54.7K |
| Q3 2022 | 40 | $8.42M |
| Q2 2022 | 50 | $77.3M |
| Q1 2022 | 50 | $88.8M |
| Q4 2021 | 44 | $72.7M |
| Q3 2021 | 55 | $64.5M |
| Q2 2021 | 59 | $81.7M |
| Q1 2021 | 62 | $82.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Otonomy, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BNP Paribas Arbitrage, SA | 1 | $2 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 400 | $1.00K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 656 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 799 | $2.00K | 0.00% | −572−41.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 1,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,228 | $3.00K | 0.00% | +1+0.1% | Added |
| Tower Research Capital LLC (TRC) | 1,221 | $3.00K | 0.00% | +1,221 | New |
| SRS Capital Advisors, Inc. | 2,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bollard Group LLC | 6,442 | $13.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 8,000 | $17.0K | 0.01% | 00.0% | Unchanged |
| Lakeview Capital Partners, LLC | 10,000 | $21.0K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 10,505 | $22.0K | 0.00% | +10,505 | New |
| UBS Group AG | 11,701 | $24.0K | 0.00% | +11,301+2,825.3% | Added |
| Charles Schwab Investment Management Inc | 16,843 | $36.0K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 18,785 | $39.0K | 0.00% | +18,785 | New |
| Algert Global LLC | 19,750 | $41.0K | 0.01% | +6,410+48.1% | Added |
| Boothbay Fund Management, LLC | 21,048 | $44.0K | 0.00% | 00.0% | Unchanged |
| Atom Investors LP | 21,933 | $46.0K | 0.01% | +21,933 | New |
| Ameriprise Financial Inc | 22,600 | $47.0K | 0.00% | −10,900−32.5% | Reduced |
| Lynx1 Capital Management LP | 30,000 | $62.0K | 0.05% | +30,000 | New |
| Engineers Gate Manager LP | 35,743 | $74.0K | 0.00% | −7,247−16.9% | Reduced |
| Price T Rowe Associates Inc | 61,400 | $128.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 77,687 | $162.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 85,870 | $179.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 117,552 | $245.0K | 0.00% | −7,131−5.7% | Reduced |
| Morgan Stanley | 140,216 | $292.0K | 0.00% | +109,989+363.9% | Added |
| State Street Corp | 173,400 | $361.0K | 0.00% | 00.0% | Unchanged |
| Ikarian Capital, LLC | 208,306 | $433.0K | 0.12% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 233,300 | $485.0K | 0.00% | −77,762−25.0% | Reduced |
| Two Sigma Investments, LP | 237,285 | $494.0K | 0.00% | −142,776−37.6% | Reduced |
| Renaissance Technologies LLC | 322,826 | $671.0K | 0.00% | −282,100−46.6% | Reduced |
| Bridgeway Capital Management, LLC | 323,500 | $673.0K | 0.01% | −408,200−55.8% | Reduced |
| Geode Capital Management, LLC | 451,702 | $939.0K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 714,947 | $1.49M | 0.00% | −44,728−5.9% | Reduced |
| BlackRock Inc. | 805,953 | $1.68M | 0.00% | +6,908+0.9% | Added |
| Nan Fung Group Holdings Ltd | 851,000 | $1.77M | 0.52% | 00.0% | Unchanged |
| Silverarc Capital Management, LLC | 1,199,814 | $2.50M | 1.12% | +182,766+18.0% | Added |
| DAFNA Capital Management LLC | 2,200,297 | $4.58M | 1.15% | −179,095−7.5% | Reduced |
| Vanguard Group Inc | 2,439,293 | $5.07M | 0.00% | −3,324−0.1% | Reduced |
| Suvretta Capital Management, LLC | 2,678,115 | $5.57M | 0.11% | +290,415+12.2% | Added |
| Federated Hermes, Inc. | 3,923,700 | $8.16M | 0.02% | −932,500−19.2% | Reduced |
| Adage Capital Partners GP, L.L.C. | 4,000,000 | $8.32M | 0.01% | 00.0% | Unchanged |
| Ra Capital Management, L.P. | 5,600,000 | $11.6M | 0.21% | +3,968,365+243.2% | Added |
| Baker Bros. Advisors LP | 7,844,692 | $16.3M | 0.08% | +150,654+2.0% | Added |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −648,253−100.0% | Sold out |
| Ghost Tree Capital, LLC | 0 | $0 | 0.00% | −450,000−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −94,857−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −37,661−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −26,230−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −19,982−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −15,240−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −15,122−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −15,233−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −12,646−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −12,900−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −11,898−100.0% | Sold out |
| Personal Cfo Solutions, LLC | 0 | $0 | 0.00% | −10,888−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −9,090−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −2,774−100.0% | Sold out |
| MCF Advisors LLC | 0 | $0 | 0.00% | −450−100.0% | Sold out |