Otonomy, Inc.
OTICDelisted Dec 29, 2022- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001493566
Otonomy, Inc. was delisted on Dec 29, 2022; its insiders filed their last Form 4 on Dec 30, 2022; 40 institutions reported holding it in 13F filings for Q3 2022, worth $8.42M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Otonomy, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- −4 vs. Q2 2021
- Shares held
- 33.6M
- −3.04M (−8.3%) vs. Q2 2021
- Total value
- $64.5M
- −$17.2M (−21.1%) vs. Q2 2021
- New holders
- 10
- 8 more added
- Sold out
- 14
- 19 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OTIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 6 | $54.7K |
| Q3 2022 | 40 | $8.42M |
| Q2 2022 | 50 | $77.3M |
| Q1 2022 | 50 | $88.8M |
| Q4 2021 | 44 | $72.7M |
| Q3 2021 | 55 | $64.5M |
| Q2 2021 | 59 | $81.7M |
| Q1 2021 | 62 | $82.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Otonomy, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BNP Paribas Arbitrage, SA | 1 | $2 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 400 | $1.00K | 0.00% | −9,934−96.1% | Reduced |
| Advisor Group Holdings, Inc. | 400 | $1.00K | 0.00% | 00.0% | Unchanged |
| MCF Advisors LLC | 450 | $1.00K | 0.00% | +450 | New |
| HHM Wealth Advisors, LLC | 656 | $1.00K | 0.00% | +656 | New |
| Steward Partners Investment Advisory, LLC | 1,000 | $2.00K | 0.00% | +1,000 | New |
| Wells Fargo & Company | 1,227 | $3.00K | 0.00% | −437−26.3% | Reduced |
| Bank of America Corp | 1,371 | $3.00K | 0.00% | +1,344+4,977.8% | Added |
| SRS Capital Advisors, Inc. | 2,000 | $4.00K | 0.00% | +2,000 | New |
| Meeder Asset Management Inc | 2,774 | $5.00K | 0.00% | 00.0% | Unchanged |
| Bollard Group LLC | 6,442 | $12.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 8,000 | $15.0K | 0.01% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 9,090 | $17.0K | 0.00% | −14,526−61.5% | Reduced |
| Lakeview Capital Partners, LLC | 10,000 | $19.0K | 0.01% | 00.0% | Unchanged |
| Personal Cfo Solutions, LLC | 10,888 | $21.0K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 11,898 | $23.0K | 0.00% | +11,898 | New |
| Schonfeld Strategic Advisors LLC | 12,900 | $25.0K | 0.00% | −1,000−7.2% | Reduced |
| Algert Global LLC | 13,340 | $26.0K | 0.00% | +13,340 | New |
| Simplex Trading, LLC | 12,646 | $27.0K | 0.00% | 00.0% | Unchanged |
| Walleye Trading LLC | 15,122 | $29.0K | 0.00% | −68,366−81.9% | Reduced |
| Barclays PLC | 15,240 | $29.0K | 0.00% | +10,610+229.2% | Added |
| Qube Research & Technologies Ltd | 15,233 | $29.0K | 0.00% | +15,233 | New |
| Charles Schwab Investment Management Inc | 16,843 | $33.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 19,982 | $38.0K | 0.00% | −54,108−73.0% | Reduced |
| Boothbay Fund Management, LLC | 21,048 | $40.0K | 0.00% | −3,165−13.1% | Reduced |
| Squarepoint Ops LLC | 26,230 | $50.0K | 0.00% | −33,456−56.1% | Reduced |
| Morgan Stanley | 30,227 | $58.0K | 0.00% | −1,379−4.4% | Reduced |
| Ameriprise Financial Inc | 33,500 | $64.0K | 0.00% | −13,800−29.2% | Reduced |
| Two Sigma Securities, LLC | 37,661 | $72.0K | 0.01% | +37,661 | New |
| Engineers Gate Manager LP | 42,990 | $83.0K | 0.00% | −4,014−8.5% | Reduced |
| Price T Rowe Associates Inc | 61,400 | $118.0K | 0.00% | +20,000+48.3% | Added |
| Bank of New York Mellon Corp | 77,687 | $149.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 85,870 | $165.0K | 0.00% | 00.0% | Unchanged |
| Walleye Capital LLC | 94,857 | $182.0K | 0.01% | −90,653−48.9% | Reduced |
| Northern Trust Corp | 124,683 | $239.0K | 0.00% | −5,079−3.9% | Reduced |
| State Street Corp | 173,400 | $333.0K | 0.00% | 00.0% | Unchanged |
| Ikarian Capital, LLC | 208,306 | $399.0K | 0.09% | −3,165−1.5% | Reduced |
| Two Sigma Advisers, LP | 311,062 | $597.0K | 0.00% | −175,300−36.0% | Reduced |
| Two Sigma Investments, LP | 380,061 | $730.0K | 0.00% | −122,251−24.3% | Reduced |
| Ghost Tree Capital, LLC | 450,000 | $864.0K | 0.28% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 451,702 | $867.0K | 0.00% | +24,308+5.7% | Added |
| Renaissance Technologies LLC | 604,926 | $1.16M | 0.00% | −118,100−16.3% | Reduced |
| Point72 Asset Management, L.P. | 648,253 | $1.25M | 0.01% | +648,253 | New |
| Bridgeway Capital Management, LLC | 731,700 | $1.41M | 0.03% | +393,500+116.4% | Added |
| Dimensional Fund Advisors LP | 759,675 | $1.46M | 0.00% | −423,401−35.8% | Reduced |
| BlackRock Inc. | 799,045 | $1.53M | 0.00% | −13,551−1.7% | Reduced |
| Nan Fung Group Holdings Ltd | 851,000 | $1.63M | 0.52% | 00.0% | Unchanged |
| Silverarc Capital Management, LLC | 1,017,048 | $1.95M | 1.13% | +63,614+6.7% | Added |
| Ra Capital Management, L.P. | 1,631,635 | $3.13M | 0.04% | +1,631,635 | New |
| DAFNA Capital Management LLC | 2,379,392 | $4.57M | 1.21% | 00.0% | Unchanged |
| Suvretta Capital Management, LLC | 2,387,700 | $4.58M | 0.08% | 00.0% | Unchanged |
| Vanguard Group Inc | 2,442,617 | $4.69M | 0.00% | 00.0% | Unchanged |
| Adage Capital Partners GP, L.L.C. | 4,000,000 | $7.68M | 0.02% | +500,000+14.3% | Added |
| Federated Hermes, Inc. | 4,856,200 | $9.32M | 0.02% | 00.0% | Unchanged |
| Baker Bros. Advisors LP | 7,694,038 | $14.8M | 0.06% | +471,564+6.5% | Added |
| OrbiMed Advisors LLC | 0 | $0 | 0.00% | −3,250,000−100.0% | Sold out |
| Sofinnova Investments, Inc. | 0 | $0 | 0.00% | −1,251,256−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −280,986−100.0% | Sold out |
| J. Goldman & Co LP | 0 | $0 | 0.00% | −265,648−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −211,060−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −117,758−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −112,484−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −70,319−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −69,154−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −37,754−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −32,033−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −14,145−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −12,902−100.0% | Sold out |
| Jacobi Capital Management LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |