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Novartis AG

NVSEF
Exchange
OTC
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 2 institutions reported holding it in 13F filings for Q2 2026, worth $6.28M in total; no superinvestor holds it.

Other share classesNVS

Q4 2021 vs. Q3 2021

How the institutions holding Novartis AG changed between Q3 2021 and Q4 2021.

All holders in Q4 2021All holders in Q3 2021

13F holders of NVSEF: Q3 2021 compared with Q4 2021
MeasureQ3 2021Of which not filed for Q4 2021Q4 2021Change
Holders412−1
Shares37.3K85035.1K−1.29K (−3.5%)
Value$3.07M$70.0K$3.09M+$89.0K (+3.0%)

1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (0)

Institutions that held Novartis AG at the end of Q4 2021 but not at the end of Q3 2021.

None.

Sold out (1)

Institutions that held Novartis AG at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of NVSEF in Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
ARK Investment Management LLCSuperinvestorARK Invest3,621$298.0K

Not filed for Q4 2021 yet (1)

Institutions that held Novartis AG at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding NVSEF in Q3 2021 that haven't filed for Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Filbrandt Wealth Management, LLC850$70.0K