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Novartis AG

NVSEF
Exchange
OTC
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 2 institutions reported holding it in 13F filings for Q2 2026, worth $6.28M in total; no superinvestor holds it.

Other share classesNVS

Q3 2021 vs. Q2 2021

How the institutions holding Novartis AG changed between Q2 2021 and Q3 2021.

All holders in Q3 2021All holders in Q2 2021

13F holders of NVSEF: Q2 2021 compared with Q3 2021
MeasureQ2 2021Q3 2021Change
Holders440
Shares4.31M37.3K−4.27M (−99.1%)
Value$392.5M$3.07M−$389.4M (−99.2%)

New holders (1)

Institutions that held Novartis AG at the end of Q3 2021 but not at the end of Q2 2021.

Institutions new to NVSEF in Q3 2021
InstitutionSharesValue% of portfolio
Filbrandt Wealth Management, LLC850$70.0K0.04%

Sold out (1)

Institutions that held Novartis AG at the end of Q2 2021 and filed for Q3 2021 without it.

Institutions that sold out of NVSEF in Q3 2021
InstitutionShares, Q2 2021Value, Q2 2021
IFP Advisors, Inc125$11.0K