The9 LTD
NCTY- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001296774
No open-market purchases or sales by The9 LTD insiders were filed in the last 90 days; 9 institutions reported holding it in 13F filings for Q2 2026, worth $311.7K in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in The9 LTD as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 11
- −4 vs. Q2 2023
- Shares held
- 301.4K
- −106.5K (−26.1%) vs. Q2 2023
- Total value
- $203.2K
- −$99.1K (−32.8%) vs. Q2 2023
- New holders
- 2
- 2 more added
- Sold out
- 6
- 3 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NCTY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 9 | $311.7K |
| Q1 2026 | 10 | $277.1K |
| Q4 2025 | 9 | $353.1K |
| Q3 2025 | 11 | $1.54M |
| Q2 2025 | 13 | $2.06M |
| Q1 2025 | 14 | $4.12M |
| Q4 2024 | 16 | $3.42M |
| Q3 2024 | 11 | $120.6K |
| Q2 2024 | 10 | $182.7K |
| Q1 2024 | 8 | $157.6K |
| Q4 2023 | 6 | $191.1K |
| Q3 2023 | 11 | $203.2K |
| Q2 2023 | 15 | $302.3K |
| Q1 2023 | 11 | $305.5K |
| Q4 2022 | 13 | $227.6K |
| Q3 2022 | 19 | $628.3K |
| Q2 2022 | 17 | $1.61M |
| Q1 2022 | 22 | $5.07M |
| Q4 2021 | 22 | $9.69M |
| Q3 2021 | 21 | $8.71M |
| Q2 2021 | 17 | $7.41M |
| Q1 2021 | 20 | $24.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding The9 LTD; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Barclays PLC | 76,000 | $51.5K | 0.00% | 00.0% | Unchanged |
| Nomura Holdings Inc | 59,137 | $40.1K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 49,328 | $33.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 48,776 | $32.6K | 0.01% | +48,776 | New |
| Morgan Stanley | 22,121 | $15.0K | 0.00% | −19,389−46.7% | Reduced |
| Two Sigma Securities, LLC | 16,840 | $11.4K | 0.00% | +6,320+60.1% | Added |
| Group One Trading, L.P. | 16,894 | $11.3K | 0.00% | −14,204−45.7% | Reduced |
| Citadel Advisors LLC | 5,171 | $3.46K | 0.00% | −73,152−93.4% | Reduced |
| Advisor Group Holdings, Inc. | 4,200 | $2.85K | 0.00% | +2,100+100.0% | Added |
| Rhumbline Advisers | 2,470 | $1.65K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 490 | $328 | 0.00% | +490 | New |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −23,888−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −19,448−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,565−100.0% | Sold out |
| Ridgewood Investments LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −25−100.0% | Sold out |