LiveOne, Inc.

LVO

Exchange: Nasdaq
Industry: Retail-Eating Places
SEC CIK: 0001491419

SEC filings (opens in a new tab)

No open-market purchases or sales by LiveOne, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $11.4M in total; no superinvestor holds it.

Q4 2021 vs. Q3 2021

How the institutions holding LiveOne, Inc. changed between Q3 2021 and Q4 2021.

All holders in Q4 2021 All holders in Q3 2021

13F holders of LVO: Q3 2021 compared with Q4 2021
Measure	Q3 2021	Of which not filed for Q4 2021	Q4 2021	Change
Holders	62	2	70	+10
Shares	27.1M	29.3K	28.1M	+1.02M (+3.8%)
Value	$81.0M	$88.0K	$36.3M	−$44.6M (−55.2%)

2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (22)

Institutions that held LiveOne, Inc. at the end of Q4 2021 but not at the end of Q3 2021.

Institutions new to LVO in Q4 2021
Institution	Shares	Value	% of portfolio
Fleming James B Jr	1,836,382	$2.35M	2.69%
Gsa Capital Partners LLP	278,276	$356.0K	0.04%
Nokomis Capital, L.L.C.	190,934	$244.0K	0.10%
Easterly Investment Partners LLC	85,000	$109.0K	0.01%
Allspring Global Investments Holdings, LLC	60,918	$77.0K	0.00%
Stifel Financial Corp	50,750	$65.0K	0.00%
American International Group, Inc.	31,340	$40.0K	0.00%
California State Teachers Retirement System	31,492	$40.0K	0.00%
Aristides Capital LLC	28,193	$36.0K	0.02%
Bank of Montreal	29,765	$35.0K	0.00%
Eqis Capital Management, Inc.	27,631	$35.0K	0.00%
ExodusPoint Capital Management, LP	25,581	$33.0K	0.00%
Group One Trading, L.P.	19,698	$25.0K	0.00%
Walleye Capital LLC	17,559	$22.0K	0.00%
UBS Group AG	16,062	$21.0K	0.00%
Integrated Wealth Concepts LLC	14,025	$18.0K	0.00%
ProShare Advisors LLC	12,888	$17.0K	0.00%
Mesirow Financial Investment Management, Inc.	13,546	$17.0K	0.05%
Amalgamated Bank	10,345	$13.0K	0.00%
Warberg Asset Management LLC	10,000	$13.0K	0.00%
Aquatic Capital Management LLC	9,700	$12.0K	0.02%
Captrust Financial Advisors	510	$1.00K	0.00%

Sold out (12)

Institutions that held LiveOne, Inc. at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of LVO in Q4 2021
Institution	Shares, Q3 2021	Value, Q3 2021
No Street GP LP	979,652	$2.91M
Royce & Associates LP	242,000	$724.0K
Barclays PLC	30,332	$90.0K
Caption Management, LLC	29,000	$87.0K
Man Group plc	24,400	$73.0K
SG Americas Securities, LLC	20,941	$63.0K
Jump Financial, LLC	15,400	$46.0K
State of Wisconsin Investment Board	12,900	$39.0K
Marshall Wace, LLP	12,116	$36.0K
BNP Paribas Arbitrage, SA	11,607	$34.7K
Cutler Group LP	11,328	$33.0K
O'Shaughnessy Asset Management, LLC	1	$0

Not filed for Q4 2021 yet (2)

Institutions that held LiveOne, Inc. at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding LVO in Q3 2021 that haven't filed for Q4 2021
Institution	Shares, Q3 2021	Value, Q3 2021
Marshall Wace North America L.P.	28,275	$85.0K
Sonora Investment Management, LLC	1,000	$3.00K