Lufax Holding Ltd
LU- Exchange
- NYSE
- Industry
- Finance Services
- SEC CIK
- 0001816007
No open-market purchases or sales by Lufax Holding Ltd insiders were filed in the last 90 days; 75 institutions reported holding it in 13F filings for Q2 2026, worth $92.5M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Lufax Holding Ltd as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 121
- −23 vs. Q3 2023
- Shares held
- 87.3M
- −8.52M (−8.9%) vs. Q3 2023Converted for a 1-for-4 split
- Total value
- $267.7M
- −$138.7M (−34.1%) vs. Q3 2023
- New holders
- 15
- 47 more added
- Sold out
- 38
- 40 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 75 | $92.5M |
| Q1 2026 | 75 | $148.8M |
| Q4 2025 | 83 | $212.8M |
| Q3 2025 | 89 | $353.5M |
| Q2 2025 | 98 | $277.8M |
| Q1 2025 | 103 | $286.0M |
| Q4 2024 | 103 | $205.3M |
| Q3 2024 | 116 | $300.5M |
| Q2 2024 | 113 | $216.7M |
| Q1 2024 | 129 | $406.1M |
| Q4 2023 | 121 | $267.7M |
| Q3 2023 | 146 | $406.5M |
| Q2 2023 | 155 | $570.2M |
| Q1 2023 | 172 | $886.7M |
| Q4 2022 | 166 | $809.3M |
| Q3 2022 | 155 | $916.7M |
| Q2 2022 | 163 | $2.20B |
| Q1 2022 | 140 | $1.89B |
| Q4 2021 | 132 | $1.66B |
| Q3 2021 | 128 | $1.85B |
| Q2 2021 | 144 | $2.60B |
| Q1 2021 | 119 | $2.48B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Lufax Holding Ltd; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Geode Capital Management, LLC | 1,016,194 | $3.10M | 0.00% | +196,538+24.0% | AddedConverted for a 1-for-4 split |
| Cape Ann Asset Management Ltd | 1,070,932 | $3.29M | 2.96% | −24,850−2.3% | ReducedConverted for a 1-for-4 split |
| E Fund Management Co., Ltd. | 1,342,661 | $4.12M | 0.26% | +20,919+1.6% | AddedConverted for a 1-for-4 split |
| Marshall Wace, LLP | 1,377,969 | $4.23M | 0.01% | −1,194,874−46.4% | ReducedConverted for a 1-for-4 split |
| Charles Schwab Investment Management Inc | 1,387,303 | $4.26M | 0.00% | +326,748+30.8% | AddedConverted for a 1-for-4 split |
| Two Sigma Investments, LP | 1,401,102 | $4.30M | 0.01% | +705,887+101.5% | AddedConverted for a 1-for-4 split |
| FIL Ltd | 1,532,174 | $4.70M | 0.00% | 00.0% | UnchangedConverted for a 1-for-4 split |
| Legal & General Group Plc | 1,547,231 | $4.75M | 0.00% | +79,344+5.4% | AddedConverted for a 1-for-4 split |
| D. E. Shaw & Co., Inc. | 1,636,788 | $5.02M | 0.01% | +1,339,864+451.2% | AddedConverted for a 1-for-4 split |
| Morgan Stanley | 1,686,556 | $5.18M | 0.00% | +503,135+42.5% | AddedConverted for a 1-for-4 split |
| Renaissance Technologies LLC | 2,445,994 | $7.51M | 0.01% | +85,369+3.6% | AddedConverted for a 1-for-4 split |
| Goldman Sachs Group Inc | 3,020,515 | $9.27M | 0.00% | −44,509−1.5% | ReducedConverted for a 1-for-4 split |
| State Street Corp | 3,801,541 | $11.7M | 0.00% | 00.0% | UnchangedConverted for a 1-for-4 split |
| Credit Suisse AG | 3,818,759 | $11.7M | 0.01% | +421,271+12.4% | AddedConverted for a 1-for-4 split |
| Robeco Institutional Asset Management B.V. | 3,857,395 | $11.8M | 0.03% | +215,049+5.9% | AddedConverted for a 1-for-4 split |
| Bamco Inc | 4,606,220 | $14.1M | 0.04% | 00.0% | UnchangedConverted for a 1-for-4 split |
| Yunqi Capital Ltd | 5,089,767 | $15.6M | 10.96% | +1,250,000+32.6% | AddedConverted for a 1-for-4 split |
| Baillie Gifford & Co | 6,077,224 | $18.7M | 0.01% | −142,377−2.3% | ReducedConverted for a 1-for-4 split |
| Vanguard Group Inc | 7,072,776 | $21.7M | 0.00% | +141,485+2.0% | AddedConverted for a 1-for-4 split |
| Krane Funds Advisors LLC | 7,650,135 | $23.5M | 0.98% | −104,965−1.4% | ReducedConverted for a 1-for-4 split |
| BlackRock Inc. | 7,924,451 | $24.3M | 0.00% | −370,648−4.5% | ReducedConverted for a 1-for-4 split |
| Polunin Capital Partners Ltd | 0 | $0 | 0.00% | −3,319,525−100.0% | Sold outConverted for a 1-for-4 split |
| Norges Bank | 0 | $0 | 0.00% | −3,238,441−100.0% | Sold outConverted for a 1-for-4 split |
| Alpha Square Group S, LLC | 0 | $0 | 0.00% | −2,560,060−100.0% | Sold outConverted for a 1-for-4 split |
| TT International Asset Management LTD | 0 | $0 | 0.00% | −1,622,349−100.0% | Sold outConverted for a 1-for-4 split |
| Schroder Investment Management Group | 0 | $0 | 0.00% | −1,368,927−100.0% | Sold outConverted for a 1-for-4 split |
| Wellington Management Group LLP | 0 | $0 | 0.00% | −1,120,495−100.0% | Sold outConverted for a 1-for-4 split |
| Capital Research Global Investors | 0 | $0 | 0.00% | −613,485−100.0% | Sold outConverted for a 1-for-4 split |
| Andra AP-fonden | 0 | $0 | 0.00% | −512,150−100.0% | Sold outConverted for a 1-for-4 split |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −488,960−100.0% | Sold outConverted for a 1-for-4 split |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −269,277−100.0% | Sold outConverted for a 1-for-4 split |
| Great West Life Assurance Co | 0 | $0 | 0.00% | −220,103−100.0% | Sold outConverted for a 1-for-4 split |
| Artisan Partners Limited Partnership | 0 | $0 | 0.00% | −220,037−100.0% | Sold outConverted for a 1-for-4 split |
| Renaissance Capital LLC | 0 | $0 | 0.00% | −86,496−100.0% | Sold outConverted for a 1-for-4 split |
| Driehaus Capital Management LLC | 0 | $0 | 0.00% | −69,146−100.0% | Sold outConverted for a 1-for-4 split |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −49,024−100.0% | Sold outConverted for a 1-for-4 split |
| State of New Jersey Common Pension Fund D | 0 | $0 | 0.00% | −42,304−100.0% | Sold outConverted for a 1-for-4 split |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −36,040−100.0% | Sold outConverted for a 1-for-4 split |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −35,252−100.0% | Sold outConverted for a 1-for-4 split |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −20,423−100.0% | Sold outConverted for a 1-for-4 split |
| JustInvest LLC | 0 | $0 | 0.00% | −17,683−100.0% | Sold outConverted for a 1-for-4 split |
| Van Eck Associates Corp | 0 | $0 | 0.00% | −11,258−100.0% | Sold outConverted for a 1-for-4 split |
| DGS Capital Management, LLC | 0 | $0 | 0.00% | −9,595−100.0% | Sold outConverted for a 1-for-4 split |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −9,445−100.0% | Sold outConverted for a 1-for-4 split |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −9,325−100.0% | Sold outConverted for a 1-for-4 split |
| Mariner, LLC | 0 | $0 | 0.00% | −8,885−100.0% | Sold outConverted for a 1-for-4 split |
| Vident Advisory, LLC | 0 | $0 | 0.00% | −8,712−100.0% | Sold outConverted for a 1-for-4 split |
| Prudential Financial Inc | 0 | $0 | 0.00% | −8,543−100.0% | Sold outConverted for a 1-for-4 split |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −8,462−100.0% | Sold outConverted for a 1-for-4 split |
| IFM Investors Pty Ltd | 0 | $0 | 0.00% | −7,828−100.0% | Sold outConverted for a 1-for-4 split |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −5,700−100.0% | Sold outConverted for a 1-for-4 split |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 0 | $0 | 0.00% | −4,709−100.0% | Sold outConverted for a 1-for-4 split |
| GTS Securities LLC | 0 | $0 | 0.00% | −4,171−100.0% | Sold outConverted for a 1-for-4 split |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −3,732−100.0% | Sold outConverted for a 1-for-4 split |
| Cigna Investments Inc | 0 | $0 | 0.00% | −3,206−100.0% | Sold outConverted for a 1-for-4 split |
| CIBC Asset Management Inc | 0 | $0 | 0.00% | −3,216−100.0% | Sold outConverted for a 1-for-4 split |
| Triumph Capital Management | 0 | $0 | 0.00% | −2,716−100.0% | Sold outConverted for a 1-for-4 split |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −212−100.0% | Sold outConverted for a 1-for-4 split |
| Toronto Dominion Bank | 0 | $0 | 0.00% | −33−100.0% | Sold outConverted for a 1-for-4 split |
| Virginia Retirement Systems Et Al | – | – | – | – | Not filed |
| Advisor Partners II, LLC | – | – | – | – | Not filed |