Lufax Holding Ltd
LU- Exchange
- NYSE
- Industry
- Finance Services
- SEC CIK
- 0001816007
No open-market purchases or sales by Lufax Holding Ltd insiders were filed in the last 90 days; 75 institutions reported holding it in 13F filings for Q2 2026, worth $92.5M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Lufax Holding Ltd as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 128
- −13 vs. Q2 2021
- Shares held
- 265.0M
- +34.7M (+15.1%) vs. Q2 2021
- Total value
- $1.85B
- −$752.2M (−28.9%) vs. Q2 2021
- New holders
- 17
- 66 more added
- Sold out
- 30
- 32 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 75 | $92.5M |
| Q1 2026 | 75 | $148.8M |
| Q4 2025 | 83 | $212.8M |
| Q3 2025 | 89 | $353.5M |
| Q2 2025 | 98 | $277.8M |
| Q1 2025 | 103 | $286.0M |
| Q4 2024 | 103 | $205.3M |
| Q3 2024 | 116 | $300.5M |
| Q2 2024 | 113 | $216.7M |
| Q1 2024 | 129 | $406.1M |
| Q4 2023 | 121 | $267.7M |
| Q3 2023 | 146 | $406.5M |
| Q2 2023 | 155 | $570.2M |
| Q1 2023 | 172 | $886.7M |
| Q4 2022 | 166 | $809.3M |
| Q3 2022 | 155 | $916.7M |
| Q2 2022 | 163 | $2.20B |
| Q1 2022 | 140 | $1.89B |
| Q4 2021 | 132 | $1.66B |
| Q3 2021 | 128 | $1.85B |
| Q2 2021 | 144 | $2.60B |
| Q1 2021 | 119 | $2.48B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Lufax Holding Ltd; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bell Investment Advisors, Inc | 44 | $0 | 0.00% | +44 | New |
| Thomas J. Herzfeld Advisors, Inc. | 186 | $1.00K | 0.00% | +186 | New |
| Advisor Group Holdings, Inc. | 227 | $2.00K | 0.00% | +21+10.2% | Added |
| Berman Capital Advisors, LLC | 413 | $2.00K | 0.00% | +362+709.8% | Added |
| Korea Investment CORP | 661 | $5.00K | 0.00% | −63,616−99.0% | Reduced |
| Quadrant Capital Group LLC | 676 | $5.00K | 0.00% | +626+1,252.0% | Added |
| New York State Common Retirement Fund | 1,111 | $8.00K | 0.00% | −100−8.3% | Reduced |
| Rockefeller Capital Management L.P. | 1,349 | $9.00K | 0.00% | +1,349 | New |
| American International Group, Inc. | 2,200 | $15.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 4,000 | $28.0K | 0.02% | −3,005−42.9% | Reduced |
| American Portfolios Advisors | 5,575 | $38.9K | 0.00% | −500−8.2% | Reduced |
| The PNC Financial Services Group, Inc. | 5,612 | $39.0K | 0.00% | +4,616+463.5% | Added |
| Van Eck Associates Corp | 6,280 | $44.0K | 0.00% | +6,280 | New |
| DSM Capital Partners LLC | 8,192 | $57.0K | 0.00% | −331,233−97.6% | Reduced |
| Nomura Asset Management Co Ltd | 11,300 | $78.9K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 11,388 | $79.0K | 0.00% | −34,286−75.1% | Reduced |
| Price T Rowe Associates Inc | 11,400 | $80.0K | 0.00% | 00.0% | Unchanged |
| AMP Capital Investors Ltd | 12,241 | $85.0K | 0.00% | +12,241 | New |
| Ensign Peak Advisors, Inc | 12,750 | $89.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 13,661 | $95.0K | 0.00% | +11,191+453.1% | Added |
| Wolverine Trading, LLC | 16,186 | $114.0K | 0.00% | +16,186 | New |
| Centiva Capital, LP | 16,549 | $116.0K | 0.01% | +16,549 | New |
| Standard Life Aberdeen plc | 16,796 | $118.0K | 0.00% | +1,799+12.0% | Added |
| Macquarie Group Ltd | 17,779 | $124.0K | 0.00% | −6,505−26.8% | Reduced |
| Alberta Investment Management Corp | 19,000 | $133.0K | 0.00% | −326,300−94.5% | Reduced |
| FIL Ltd | 19,266 | $134.0K | 0.00% | +9,648+100.3% | Added |
| Asset Management One Co.,Ltd. | 22,866 | $159.0K | 0.00% | +3,699+19.3% | Added |
| Agf Investments Inc. | 25,500 | $178.0K | 0.00% | +25,500 | New |
| Trexquant Investment LP | 25,497 | $178.0K | 0.01% | +25,497 | New |
| American Century Companies Inc | 25,893 | $181.0K | 0.00% | +332+1.3% | Added |
| Gsa Capital Partners LLP | 28,907 | $202.0K | 0.02% | +2,603+9.9% | Added |
| Verition Fund Management LLC | 31,627 | $221.0K | 0.00% | +15,086+91.2% | Added |
| Manufacturers Life Insurance Company, The | 32,700 | $228.0K | 0.00% | −2,639,472−98.8% | Reduced |
| Bayesian Capital Management, LP | 36,073 | $252.0K | 0.07% | +36,073 | New |
| Jupiter Asset Management Ltd | 36,500 | $255.0K | 0.00% | −12,600−25.7% | Reduced |
| Swedbank AB | 36,987 | $258.2K | 0.00% | 00.0% | Unchanged |
| Gulf International Bank (UK) Ltd | 39,557 | $276.0K | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 41,637 | $291.0K | 0.00% | +22,532+117.9% | Added |
| Comerica Bank | 43,398 | $315.0K | 0.00% | −97,382−69.2% | Reduced |
| Daiwa Securities Group Inc. | 50,000 | $349.0K | 0.00% | +50,000 | New |
| Caption Management, LLC | 53,333 | $372.0K | 0.02% | +53,333 | New |
| Mitsubishi UFJ Trust & Banking Corp | 53,624 | $374.0K | 0.00% | +58+0.1% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 53,768 | $375.0K | 0.00% | 00.0% | Unchanged |
| State of New Jersey Common Pension Fund D | 58,111 | $406.0K | 0.00% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 62,602 | $437.0K | 0.08% | +62,602 | New |
| BIT Capital GmbH | 61,705 | $444.3K | 0.03% | −110,195−64.1% | Reduced |
| Ghisallo Capital Management LLC | 65,000 | $454.0K | 0.02% | −1,575,548−96.0% | Reduced |
| Aviva PLC | 65,360 | $456.0K | 0.00% | +10,900+20.0% | Added |
| Jane Street Group, LLC | 65,701 | $459.0K | 0.00% | +51,853+374.4% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 67,619 | $472.0K | 0.00% | 00.0% | Unchanged |
| AtonRa Partners | 72,975 | $509.0K | 0.17% | +1,221+1.7% | Added |
| British Columbia Investment Management Corp | 73,500 | $513.0K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 74,544 | $520.0K | 0.01% | +43,029+136.5% | Added |
| SG Americas Securities, LLC | 75,089 | $524.0K | 0.00% | −1,600−2.1% | Reduced |
| Natixis | 76,607 | $535.0K | 0.00% | +11,598+17.8% | Added |
| Storebrand Asset Management AS | 78,529 | $548.1K | 0.00% | +34,428+78.1% | Added |
| Schonfeld Strategic Advisors LLC | 79,000 | $551.0K | 0.01% | +58,012+276.4% | Added |
| Brinker Capital Investments, LLC | 49,261 | $557.0K | 0.01% | 00.0% | Unchanged |
| First Trust Advisors LP | 82,738 | $578.0K | 0.00% | −48,747−37.1% | Reduced |
| Squarepoint Ops LLC | 89,184 | $623.0K | 0.00% | +59,028+195.7% | Added |
| PEAK6 Investments LLC | 91,970 | $642.0K | 0.01% | +91,970 | New |
| Russell Investments Group, Ltd. | 109,681 | $765.0K | 0.00% | +96,381+724.7% | Added |
| Citigroup Inc | 137,014 | $956.0K | 0.00% | +680+0.5% | Added |
| Caisse de Depot Et Placement du Quebec | 137,443 | $959.0K | 0.00% | +78,000+131.2% | Added |
| Bank of New York Mellon Corp | 151,115 | $1.05M | 0.00% | −627−0.4% | Reduced |
| Franklin Resources Inc | 163,611 | $1.14M | 0.00% | +538+0.3% | Added |
| Nomura Holdings Inc | 162,877 | $1.15M | 0.01% | +49,177+43.3% | Added |
| Sompo Asset Management Co., Ltd. | 175,260 | $1.22M | 0.28% | +77,650+79.6% | Added |
| Susquehanna International Group, LLP | 199,538 | $1.39M | 0.00% | +140,235+236.5% | Added |
| Cubist Systematic Strategies, LLC | 217,932 | $1.52M | 0.02% | −245,586−53.0% | Reduced |
| Pictet Asset Management SA | 218,791 | $1.53M | 0.00% | +218,791 | New |
| Seven Eight Capital, LP | 247,758 | $1.73M | 0.17% | +186,671+305.6% | Added |
| Nuveen Asset Management, LLC | 259,487 | $1.81M | 0.00% | +87,100+50.5% | Added |
| Renaissance Capital LLC | 265,301 | $1.85M | 0.37% | −355,935−57.3% | Reduced |
| APG Asset Management N.V. | 322,920 | $1.95M | 0.00% | +175,012+118.3% | Added |
| Neuberger Berman Group LLC | 281,155 | $1.95M | 0.00% | +186,004+195.5% | Added |
| Los Angeles Capital Management LLC | 324,285 | $2.26M | 0.01% | −2,500−0.8% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 326,478 | $2.28M | 0.00% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 373,835 | $2.61M | 0.00% | +279,379+295.8% | Added |
| Credit Suisse AG | 398,964 | $2.79M | 0.00% | −897,035−69.2% | Reduced |
| Marshall Wace Asia Ltd | 417,862 | $2.92M | 0.07% | −486,602−53.8% | Reduced |
| Great West Life Assurance Co | 470,500 | $3.31M | 0.01% | +118,400+33.6% | Added |
| Invesco Ltd. | 486,210 | $3.39M | 0.00% | +349,800+256.4% | Added |
| UBS Asset Management Americas Inc | 515,766 | $3.60M | 0.00% | +26,103+5.3% | Added |
| Deutsche Bank AG | 590,705 | $4.12M | 0.00% | +148,735+33.7% | Added |
| Northern Trust Corp | 593,354 | $4.14M | 0.00% | +66,394+12.6% | Added |
| Handelsbanken Fonder AB | 598,800 | $4.18M | 0.02% | +77,500+14.9% | Added |
| Geode Capital Management, LLC | 606,385 | $4.19M | 0.00% | +68,551+12.7% | Added |
| Indus Capital Partners, LLC | 682,156 | $4.76M | 0.82% | +682,156 | New |
| Capital International Inc | 699,905 | $4.88M | 0.05% | −21,611−3.0% | Reduced |
| Charles Schwab Investment Management Inc | 725,908 | $5.07M | 0.00% | +15,470+2.2% | Added |
| LH Capital Markets, LLC | 740,740 | $5.17M | 6.50% | −150,000−16.8% | Reduced |
| Marshall Wace, LLP | 748,189 | $5.22M | 0.03% | +736,294+6,189.9% | Added |
| Canada Pension Plan Investment Board | 815,016 | $5.69M | 0.01% | −1,082−0.1% | Reduced |
| Two Sigma Investments, LP | 891,364 | $6.22M | 0.02% | +784,364+733.1% | Added |
| D. E. Shaw & Co., Inc. | 917,182 | $6.40M | 0.01% | +849,883+1,262.8% | Added |
| HSBC Holdings PLC | 972,521 | $6.79M | 0.01% | −334,954−25.6% | Reduced |
| AXA S.A. | 1,041,366 | $7.27M | 0.02% | +148,891+16.7% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 1,105,640 | $7.72M | 0.04% | +365,800+49.4% | Added |
| Bank of America Corp | 1,114,889 | $7.78M | 0.00% | +546,248+96.1% | Added |