Kadmon Holdings, Inc.
KDMNDelisted Nov 9, 2021- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001557142
Kadmon Holdings, Inc. was delisted on Nov 9, 2021; its insiders filed their last Form 4 on Nov 9, 2021; 169 institutions reported holding it in 13F filings for Q3 2021, worth $1.37B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Kadmon Holdings, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KDMN is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 169
- +26 vs. Q2 2021
- Shares held
- 157.3M
- −6.27M (−3.8%) vs. Q2 2021
- Total value
- $1.37B
- +$734.9M (+116.1%) vs. Q2 2021
- New holders
- 63
- 49 more added
- Sold out
- 37
- 41 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KDMN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 169 | $1.37B |
| Q2 2021 | 145 | $633.0M |
| Q1 2021 | 146 | $651.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kadmon Holdings, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Alps Advisors Inc | 212,448 | $1.85M | 0.02% | −14,067−6.2% | Reduced |
| Rhumbline Advisers | 221,080 | $1.93M | 0.00% | +4,907+2.3% | Added |
| State of Wisconsin Investment Board | 232,200 | $2.02M | 0.00% | 00.0% | Unchanged |
| Gamco Investors, Inc. Et Al | 238,292 | $2.08M | 0.02% | +238,292 | New |
| Qube Research & Technologies Ltd | 251,598 | $2.19M | 0.03% | +251,598 | New |
| Group One Trading, L.P. | 267,912 | $2.33M | 0.05% | +251,979+1,581.5% | Added |
| Calamos Advisors LLC | 276,111 | $2.40M | 0.01% | +276,111 | New |
| Rafferty Asset Management, LLC | 294,009 | $2.56M | 0.02% | −126,958−30.2% | Reduced |
| Susquehanna International Group, LLP | 295,542 | $2.57M | 0.00% | +46,456+18.7% | Added |
| Woodline Partners LP | 297,025 | $2.59M | 0.04% | −346,887−53.9% | Reduced |
| Swiss National Bank | 302,400 | $2.63M | 0.00% | 00.0% | Unchanged |
| Seven Eight Capital, LP | 306,102 | $2.67M | 0.26% | +306,102 | New |
| Two Sigma Advisers, LP | 310,204 | $2.70M | 0.01% | −381,600−55.2% | Reduced |
| DAFNA Capital Management LLC | 314,561 | $2.74M | 0.73% | −80,000−20.3% | Reduced |
| Nuveen Asset Management, LLC | 564,576 | $2.99M | 0.00% | +12,634+2.3% | Added |
| HRT Financial LP | 352,716 | $3.07M | 0.02% | +167,226+90.2% | Added |
| Marshall Wace, LLP | 361,486 | $3.15M | 0.02% | +361,486 | New |
| Wells Fargo & Company | 368,748 | $3.21M | 0.00% | +363,959+7,599.9% | Added |
| Wealthspire Advisors, LLC | 389,000 | $3.39M | 0.07% | +389,000 | New |
| UBS Group AG | 483,932 | $4.21M | 0.00% | +259,091+115.2% | Added |
| Gilder Gagnon Howe & Co LLC | 549,279 | $4.78M | 0.02% | +58,143+11.8% | Added |
| Carlson Capital L P | 564,569 | $4.92M | 0.26% | +564,569 | New |
| Bank of New York Mellon Corp | 594,834 | $5.18M | 0.00% | +30,246+5.4% | Added |
| BNP Paribas Arbitrage, SA | 625,653 | $5.45M | 0.01% | +24,781+4.1% | Added |
| Gabelli & Co Investment Advisers, Inc. | 634,600 | $5.53M | 0.67% | +634,600 | New |
| Two Sigma Investments, LP | 660,375 | $5.75M | 0.02% | +404,971+158.6% | Added |
| Canada Pension Plan Investment Board | 662,000 | $5.77M | 0.01% | +662,000 | New |
| Candriam Luxembourg S.C.A. | 687,970 | $5.99M | 0.04% | +687,970 | New |
| Ergoteles LLC | 704,672 | $6.14M | 0.23% | +670,572+1,966.5% | Added |
| Nomura Holdings Inc | 725,500 | $6.43M | 0.05% | +317,800+77.9% | Added |
| Barclays PLC | 784,430 | $6.83M | 0.00% | +783,298+69,195.9% | Added |
| Crabel Capital Management, LLC | 820,569 | $7.15M | 2.20% | +820,569 | New |
| Spring Creek Capital LLC | 890,000 | $7.75M | 0.38% | +890,000 | New |
| Citadel Advisors LLC | 963,997 | $8.40M | 0.01% | −4,112,171−81.0% | Reduced |
| Knott David M | 989,450 | $8.62M | 3.59% | +151,260+18.0% | Added |
| Kennedy Capital Management, Inc. | 1,002,886 | $8.73M | 0.20% | −740,102−42.5% | Reduced |
| Sofinnova Investments, Inc. | 1,046,312 | $9.11M | 0.58% | +1,046,312 | New |
| Millennium Management LLC | 1,077,283 | $9.38M | 0.01% | −4,120,315−79.3% | Reduced |
| Bank of America Corp | 1,079,914 | $9.41M | 0.00% | +980,075+981.7% | Added |
| Credit Suisse AG | 1,090,050 | $9.49M | 0.01% | +926,176+565.2% | Added |
| Segantii Capital Management Ltd | 1,100,000 | $9.58M | 0.34% | +1,100,000 | New |
| Charles Schwab Investment Management Inc | 1,149,111 | $10.0M | 0.00% | +17,819+1.6% | Added |
| AXA S.A. | 1,289,705 | $11.2M | 0.03% | +545,265+73.2% | Added |
| JPMorgan Chase & Co | 1,318,686 | $11.5M | 0.00% | +1,243,768+1,660.2% | Added |
| Mizuho Markets Americas LLC | 1,345,864 | $11.7M | 0.94% | −869,500−39.2% | Reduced |
| Norges Bank | 1,733,400 | $15.1M | 0.00% | +1,043,600+151.3% | Added |
| Voloridge Investment Management, LLC | 1,775,871 | $15.5M | 0.10% | +1,775,871 | New |
| Gabelli Funds LLC | 1,780,962 | $15.5M | 0.10% | +1,780,962 | New |
| Northern Trust Corp | 1,867,783 | $16.3M | 0.00% | −19,131−1.0% | Reduced |
| Mangrove Partners | 2,383,543 | $20.8M | 2.29% | +810,000+51.5% | Added |
| Alliancebernstein L.P. | 2,690,593 | $23.4M | 0.01% | +2,520,593+1,482.7% | Added |
| Geode Capital Management, LLC | 2,869,385 | $25.0M | 0.00% | −77,486−2.6% | Reduced |
| Deutsche Bank AG | 3,253,724 | $28.3M | 0.01% | +616,650+23.4% | Added |
| Great Point Partners LLC | 3,375,000 | $29.4M | 6.95% | −1,455,000−30.1% | Reduced |
| CNH Partners LLC | 3,667,074 | $31.9M | 0.92% | +3,667,074 | New |
| Adage Capital Partners GP, L.L.C. | 4,100,000 | $35.7M | 0.07% | +2,600,000+173.3% | Added |
| Vivo Capital, LLC | 4,283,014 | $37.3M | 1.68% | −1,534,445−26.4% | Reduced |
| Goldman Sachs Group Inc | 4,408,033 | $38.4M | 0.01% | −68,325−1.5% | Reduced |
| Pentwater Capital Management LP | 4,830,000 | $42.1M | 0.58% | +4,830,000 | New |
| Omni Partners US LLC | 5,453,368 | $47.5M | 2.44% | +5,453,368 | New |
| Alpine Associates Management Inc. | 5,721,123 | $49.8M | 1.62% | +5,721,123 | New |
| Morgan Stanley | 5,975,607 | $52.0M | 0.01% | +709,565+13.5% | Added |
| Versor Investments LP | 7,511,591 | $65.4M | 2.01% | +7,511,591 | New |
| State Street Corp | 7,681,990 | $66.9M | 0.00% | −2,929,947−27.6% | Reduced |
| Vanguard Group Inc | 8,980,438 | $78.2M | 0.00% | +57,204+0.6% | Added |
| Magnetar Financial LLC | 9,871,249 | $86.0M | 0.88% | +9,871,249 | New |
| Point72 Asset Management, L.P. | 14,483,586 | $126.2M | 0.60% | +3,971,986+37.8% | Added |
| BlackRock Inc. | 14,798,802 | $128.9M | 0.00% | −1,135,508−7.1% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 1 | – | – | +1 | New |
| Jacobi Capital Management LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Perceptive Advisors LLC | 0 | $0 | 0.00% | −15,711,334−100.0% | Sold out |
| Avidity Partners Management LP | 0 | $0 | 0.00% | −9,294,600−100.0% | Sold out |
| Third Point LLCSuperinvestorThird Point | 0 | $0 | 0.00% | −7,601,115−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −6,993,876−100.0% | Sold out |
| Boxer Capital, LLC | 0 | $0 | 0.00% | −6,205,882−100.0% | Sold out |
| Ikarian Capital, LLC | 0 | $0 | 0.00% | −936,615−100.0% | Sold out |
| Eversept Partners, LP | 0 | $0 | 0.00% | −894,995−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −885,575−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −829,308−100.0% | Sold out |
| Ghost Tree Capital, LLC | 0 | $0 | 0.00% | −800,000−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −721,836−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −642,098−100.0% | Sold out |
| Fred Alger Management, LLC | 0 | $0 | 0.00% | −562,531−100.0% | Sold out |
| Parkman Healthcare Partners LLC | 0 | $0 | 0.00% | −501,740−100.0% | Sold out |
| J. Goldman & Co LP | 0 | $0 | 0.00% | −419,608−100.0% | Sold out |
| Telemetry Investments, L.L.C. | 0 | $0 | 0.00% | −229,571−100.0% | Sold out |
| Integral Health Asset Management, LLC | 0 | $0 | 0.00% | −225,000−100.0% | Sold out |
| Monashee Investment Management LLC | 0 | $0 | 0.00% | −200,000−100.0% | Sold out |
| Maverick Capital LtdSuperinvestorMaverick Capital | 0 | $0 | 0.00% | −193,055−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −167,777−100.0% | Sold out |
| ClariVest Asset Management LLC | 0 | $0 | 0.00% | −103,044−100.0% | Sold out |
| Soleus Capital Management, L.P. | 0 | $0 | 0.00% | −86,442−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −67,359−100.0% | Sold out |
| AlphaCentric Advisors LLC | 0 | $0 | 0.00% | −45,500−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −42,433−100.0% | Sold out |
| Windsor Creek Advisors, LLC | 0 | $0 | 0.00% | −40,779−100.0% | Sold out |
| Diversified Trust Co | 0 | $0 | 0.00% | −33,507−100.0% | Sold out |
| Quantitative Systematic Strategies LLC | 0 | $0 | 0.00% | −30,843−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −22,524−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −13,859−100.0% | Sold out |