IPI Legacy Liquidation Co
IMPLDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001445499
IPI Legacy Liquidation Co was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Apr 9, 2024; 32 institutions reported holding it in 13F filings for Q3 2023, worth $7.35M in total; no superinvestor held it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by IPI Legacy Liquidation Co insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 0 filings
- Insiders trading
- 0
- Net value
- $0
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for IPI Legacy Liquidation Co, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Nelson Timothy S | Director | 0 | Apr 9, 2024 | 0 |
| Wilfong Diane E. | Director | – | Apr 9, 2024 | 0 |
| Allison David D. | Director | – | Apr 9, 2024 | 0 |
| Vivo Capital Fund VIII, L.P. | 10% Owner | 280,294Indirect | Dec 19, 2023 | 0 |
| Vivo Capital VIII, LLC | 10% Owner | 280,294Indirect | Dec 19, 2023 | 0 |
| Vivo Capital Surplus Fund VIII, L.P. | 10% Owner | 280,294Indirect | Dec 19, 2023 | 0 |
| BROOKFIELD Corp | 10% Owner | – | Dec 4, 2023 | 0 |
| BAM Partners Trust | 10% Owner | – | Dec 4, 2023 | 0 |
| Brookfield Asset Management ULC | 10% Owner | – | Dec 4, 2023 | 0 |
| Brookfield Oaktree Holdings, LLC | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree Capital Holdings, LLC | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree Diversified Income Fund Inc. | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree AZ Strategic Lending Fund, L.P. | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree Loan Acquisition Fund, L.P. | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree LSL Fund Delaware Holdings EURRC, L.P. | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree PRE Life Sciences Fund, L.P. | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree GCP Fund Delaware Holdings, L.P. | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree LSL Fund Holdings EURRC S.a.r.l. | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree Specialty Lending Corp | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree-Forrest Multi-Strategy,LLC | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree-TCDRS Strategic Credit, LLC | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree-TBMR Strategic Credit Fund G, LLC | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree-TBMR Strategic Credit Fund F, LLC | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree-TBMR Strategic Credit Fund C, LLC | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree-TSE 16 Strategic Credit, LLC | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree Gilead Investment Fund AIF (Delaware), L.P. | 10% Owner | – | Dec 4, 2023 | 0 |
| Oaktree Strategic Credit Fund | 10% Owner | – | Dec 4, 2023 | 0 |
| INPRS Strategic Credit Holdings, LLC | 10% Owner | – | Dec 4, 2023 | 0 |
| Shah Mahendra | Director | – | Jun 20, 2023 | 0 |
| Cline Darren S | Director | – | Jun 20, 2023 | 0 |
| Kalb Michael Wayne | CFO | – | May 12, 2023 | 0 |
| Adams Adrian | COB, CEO and President | 20,000 | Feb 16, 2023 | 0 |
| Leaman John Harold | Chief Fin. & Business Officer | 6,944 | Feb 16, 2023 | 0 |
| Paolillo Leonard | Chief Commercial Officer | – | Feb 16, 2023 | 0 |
| Hoekman John | Chief Scientific Officer | 128,221 | Feb 16, 2023 | 0 |
| Parker H Stewart | Director | – | Jun 17, 2022 | 0 |
| Shrewsbury Stephen B | Chief Medical Officer | 97,990 | Mar 30, 2022 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 19, 2023 (view filing)6:00 PM ET | Dec 15-19 | 4 days | Vivo Capital Fund VIII, L.P. and 2 others10% Owner | SSale | −575.0K | $0.1289 | −$74.1K | −67.2%280.3K after | 6 lots |
| Nov 22, 2021 (view filing) | Nov 19 | 3 days | Nelson Timothy SDirector | PPurchase | +10.0K | $10.76 | +$107.6K | New position10.0K after | |
| Aug 19, 2021 (view filing) | Aug 18 | 1 day | Adams AdrianCOB, CEO and President | PPurchase | +20.0K | $13.99 | +$279.9K | New position20.0K after | 3 lots |