Happen, Inc.
HAPN- Exchange
- Nasdaq
- Industry
- Personal Credit Institutions
- SEC CIK
- 0001409970
In the last 90 days, Happen, Inc. insiders filed 0 open-market purchases and 9 sales; 245 institutions reported holding it in 13F filings for Q2 2026, worth $2.16B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Happen, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 172
- −11 vs. Q3 2023
- Shares held
- 81.8M
- +1.37M (+1.7%) vs. Q3 2023
- Total value
- $715.6M
- +$223.9M (+45.5%) vs. Q3 2023
- New holders
- 27
- 62 more added
- Sold out
- 38
- 55 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HAPN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 245 | $2.16B |
| Q1 2026 | 248 | $1.48B |
| Q4 2025 | 256 | $1.80B |
| Q3 2025 | 241 | $1.47B |
| Q2 2025 | 226 | $1.11B |
| Q1 2025 | 235 | $919.6M |
| Q4 2024 | 238 | $1.41B |
| Q3 2024 | 210 | $963.6M |
| Q2 2024 | 198 | $711.5M |
| Q1 2024 | 180 | $743.9M |
| Q4 2023 | 172 | $715.6M |
| Q3 2023 | 185 | $491.9M |
| Q2 2023 | 175 | $802.5M |
| Q1 2023 | 195 | $603.5M |
| Q4 2022 | 209 | $759.7M |
| Q3 2022 | 212 | $945.7M |
| Q2 2022 | 206 | $999.7M |
| Q1 2022 | 214 | $1.36B |
| Q4 2021 | 224 | $1.96B |
| Q3 2021 | 202 | $2.27B |
| Q2 2021 | 161 | $1.46B |
| Q1 2021 | 160 | $1.33B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Happen, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sierra Summit Advisors LLC | 38,583 | $337.2K | 0.10% | +38,583 | New |
| Axq Capital, LP | 35,943 | $314.1K | 0.08% | +17,333+93.1% | Added |
| State Board of Administration of Florida Retirement System | 34,524 | $301.7K | 0.00% | −87,232−71.6% | Reduced |
| Wells Fargo & Company | 34,443 | $301.0K | 0.00% | +6,135+21.7% | Added |
| Royal Bank of Canada | 31,169 | $274.0K | 0.00% | +10,401+50.1% | Added |
| International Assets Investment Management, LLC | 30,400 | $265.7K | 0.03% | −6,612−17.9% | Reduced |
| Arizona State Retirement System | 30,385 | $265.6K | 0.00% | −214−0.7% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 30,080 | $262.9K | 0.00% | +14,413+92.0% | Added |
| Aquatic Capital Management LLC | 27,200 | $238.0K | 0.01% | −3,600−11.7% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 27,761 | $235.1K | 0.00% | +9,184+49.4% | Added |
| Commonwealth Equity Services, LLC | 26,651 | $233.0K | 0.00% | −100−0.4% | Reduced |
| Miracle Mile Advisors, LLC | 24,134 | $210.9K | 0.01% | +2,000+9.0% | Added |
| Martingale Asset Management L P | 22,800 | $199.3K | 0.00% | −110,280−82.9% | Reduced |
| Tower Research Capital LLC (TRC) | 22,131 | $193.4K | 0.00% | +13,531+157.3% | Added |
| Citigroup Inc | 22,122 | $193.3K | 0.00% | +3,832+21.0% | Added |
| Bank of Montreal | 20,201 | $180.8K | 0.00% | −799,535−97.5% | Reduced |
| Requisite Capital Management, LLC | 20,000 | $174.8K | 0.04% | 00.0% | Unchanged |
| Frank, Rimerman Advisors LLC | 19,415 | $169.7K | 0.04% | 00.0% | Unchanged |
| Natixis | 18,831 | $164.6K | 0.00% | −1,030−5.2% | Reduced |
| AtonRa Partners | 18,333 | $160.2K | 0.32% | −5,847−24.2% | Reduced |
| ProShare Advisors LLC | 17,982 | $157.2K | 0.00% | +4,151+30.0% | Added |
| Mackenzie Financial Corp | 17,933 | $156.7K | 0.00% | 00.0% | Unchanged |
| Counterpoint Mutual Funds LLC | 16,441 | $143.7K | 0.05% | −4,689−22.2% | Reduced |
| Cruiser Capital Advisors, LLC | 16,325 | $142.7K | 0.22% | +16,325 | New |
| Belpointe Asset Management LLC | 15,000 | $131.1K | 0.01% | +15,000 | New |
| Victory Capital Management Inc | 14,192 | $124.0K | 0.00% | −27,115−65.6% | Reduced |
| Royce & Associates LP | 13,836 | $120.9K | 0.00% | 00.0% | Unchanged |
| Principal Financial Group Inc | 13,518 | $118.1K | 0.00% | −2,243−14.2% | Reduced |
| Bridgefront Capital, LLC | 13,244 | $115.8K | 0.09% | −11,281−46.0% | Reduced |
| HSBC Holdings PLC | 12,939 | $113.3K | 0.00% | −14,803−53.4% | Reduced |
| MQS Management LLC | 12,458 | $108.9K | 0.06% | +12,458 | New |
| Man Group plc | 11,639 | $101.7K | 0.00% | – | – |
| Omers Administration Corp | 11,600 | $101.4K | 0.00% | +11,600 | New |
| Kendall Capital Management | 11,425 | $99.9K | 0.04% | −6,080−34.7% | Reduced |
| Creative Planning | 10,883 | $95.1K | 0.00% | +10,883 | New |
| Ameritas Investment Partners, Inc. | 10,579 | $92.5K | 0.00% | 00.0% | Unchanged |
| Pictet Asset Management Holding SA | 10,553 | $92.2K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement Association of Colorado | 10,430 | $91.0K | 0.00% | 00.0% | Unchanged |
| Maltin Wealth Management, Inc. | 10,000 | $87.4K | 0.06% | +10,000 | New |
| Marex Group plc | 10,000 | $87.4K | 0.00% | +10,000 | New |
| Amalgamated Bank | 9,245 | $81.0K | 0.00% | −1,055−10.2% | Reduced |
| Financial Avengers, Inc. | 8,000 | $69.9K | 0.04% | 00.0% | Unchanged |
| Asset Management One Co.,Ltd. | 7,217 | $64.3K | 0.00% | −1,000−12.2% | Reduced |
| Nisa Investment Advisors, LLC | 6,999 | $61.2K | 0.00% | +5,489+363.5% | Added |
| Metropolitan Life Insurance Co | 5,809 | $50.8K | 0.00% | 00.0% | Unchanged |
| EntryPoint Capital, LLC | 5,186 | $45.3K | 0.04% | +5,186 | New |
| Advisor Group Holdings, Inc. | 4,928 | $43.1K | 0.00% | +1,994+68.0% | Added |
| FMR LLC | 2,968 | $25.9K | 0.00% | +687+30.1% | Added |
| US Bancorp | 2,640 | $23.1K | 0.00% | +5+0.2% | Added |
| PEAK6 Investments LLC | 1,819 | $15.9K | 0.00% | −146,391−98.8% | Reduced |
| Signaturefd, LLC | 1,319 | $11.5K | 0.00% | −129−8.9% | Reduced |
| Farther Finance Advisors, LLC | 1,158 | $10.1K | 0.00% | +1,158 | New |
| CWM, LLC | 1,094 | $10.0K | 0.00% | +995+1,005.1% | Added |
| Parallel Advisors, LLC | 977 | $8.54K | 0.00% | +977 | New |
| Quadrant Capital Group LLC | 877 | $7.67K | 0.00% | +188+27.3% | Added |
| Salem Investment Counselors Inc | 825 | $7.21K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 575 | $5.03K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 518 | $4.53K | 0.00% | +288+125.2% | Added |
| First Manhattan Co | 500 | $4.37K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 400 | $3.00K | 0.00% | +64+19.0% | Added |
| Covestor Ltd | 300 | $3.00K | 0.00% | +119+65.7% | Added |
| Blue Bell Private Wealth Management, LLC | 200 | $1.75K | 0.00% | 00.0% | Unchanged |
| Private Wealth Management Group, LLC | 158 | $1.38K | 0.00% | +158 | New |
| National Bank of Canada | 150 | $1.30K | 0.00% | 00.0% | Unchanged |
| Bear Mountain Capital, Inc. | 160 | $1.28K | 0.00% | +160 | New |
| Versant Capital Management, Inc | 146 | $1.28K | 0.00% | −65−30.8% | Reduced |
| Valley National Advisers Inc | 145 | $1.00K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 96 | $1.00K | 0.00% | +96 | New |
| Geneos Wealth Management Inc. | 108 | $944 | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 48 | $433 | 0.00% | +48 | New |
| Key Financial Inc | 10 | $87 | 0.00% | 00.0% | Unchanged |
| Centerpoint Advisors, LLC | 20 | $0 | 0.00% | 00.0% | Unchanged |
| No Street GP LP | 0 | $0 | 0.00% | −893,553−100.0% | Sold out |
| Basswood Capital Management, L.L.C. | 0 | $0 | 0.00% | −747,528−100.0% | Sold out |
| Nordea Investment Management AB | 0 | $0 | 0.00% | −609,966−100.0% | Sold out |
| Norges Bank | 0 | $0 | 0.00% | −221,100−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −160,576−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −157,700−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −156,800−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −132,300−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −127,721−100.0% | Sold out |
| Jacobs Asset Management, LLC | 0 | $0 | 0.00% | −99,950−100.0% | Sold out |
| Capstone Investment Advisors, LLC | 0 | $0 | 0.00% | −73,828−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −73,748−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −50,536−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −50,531−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −33,400−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −33,382−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −31,486−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −27,560−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −26,087−100.0% | Sold out |
| Oak Thistle LLC | 0 | $0 | 0.00% | −23,497−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −23,417−100.0% | Sold out |
| Teza Capital Management LLC | 0 | $0 | 0.00% | −23,013−100.0% | Sold out |
| CenterBook Partners LP | 0 | $0 | 0.00% | −15,299−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −14,597−100.0% | Sold out |
| Nebula Research & Development LLC | 0 | $0 | 0.00% | −13,182−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −11,776−100.0% | Sold out |
| CI Private Wealth, LLC | 0 | $0 | 0.00% | −11,725−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −11,079−100.0% | Sold out |