Happen, Inc.
HAPN- Exchange
- Nasdaq
- Industry
- Personal Credit Institutions
- SEC CIK
- 0001409970
In the last 90 days, Happen, Inc. insiders filed 0 open-market purchases and 12 sales; 245 institutions reported holding it in 13F filings for Q2 2026, worth $2.16B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Happen, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 172
- −11 vs. Q3 2023
- Shares held
- 81.8M
- +1.37M (+1.7%) vs. Q3 2023
- Total value
- $715.6M
- +$223.9M (+45.5%) vs. Q3 2023
- New holders
- 27
- 62 more added
- Sold out
- 38
- 55 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HAPN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 245 | $2.16B |
| Q1 2026 | 248 | $1.48B |
| Q4 2025 | 256 | $1.80B |
| Q3 2025 | 241 | $1.47B |
| Q2 2025 | 226 | $1.11B |
| Q1 2025 | 235 | $919.6M |
| Q4 2024 | 238 | $1.41B |
| Q3 2024 | 210 | $963.6M |
| Q2 2024 | 198 | $711.5M |
| Q1 2024 | 180 | $743.9M |
| Q4 2023 | 172 | $715.6M |
| Q3 2023 | 185 | $491.9M |
| Q2 2023 | 175 | $802.5M |
| Q1 2023 | 195 | $603.5M |
| Q4 2022 | 209 | $759.7M |
| Q3 2022 | 212 | $945.7M |
| Q2 2022 | 206 | $999.7M |
| Q1 2022 | 214 | $1.36B |
| Q4 2021 | 224 | $1.96B |
| Q3 2021 | 202 | $2.27B |
| Q2 2021 | 161 | $1.46B |
| Q1 2021 | 160 | $1.33B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Happen, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Centerpoint Advisors, LLC | 20 | $0 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 10 | $87 | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 48 | $433 | 0.00% | +48 | New |
| Geneos Wealth Management Inc. | 108 | $944 | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 145 | $1.00K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 96 | $1.00K | 0.00% | +96 | New |
| Versant Capital Management, Inc | 146 | $1.28K | 0.00% | −65−30.8% | Reduced |
| Bear Mountain Capital, Inc. | 160 | $1.28K | 0.00% | +160 | New |
| National Bank of Canada | 150 | $1.30K | 0.00% | 00.0% | Unchanged |
| Private Wealth Management Group, LLC | 158 | $1.38K | 0.00% | +158 | New |
| Blue Bell Private Wealth Management, LLC | 200 | $1.75K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 400 | $3.00K | 0.00% | +64+19.0% | Added |
| Covestor Ltd | 300 | $3.00K | 0.00% | +119+65.7% | Added |
| First Manhattan Co | 500 | $4.37K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 518 | $4.53K | 0.00% | +288+125.2% | Added |
| Investors Research Corp | 575 | $5.03K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 825 | $7.21K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 877 | $7.67K | 0.00% | +188+27.3% | Added |
| Parallel Advisors, LLC | 977 | $8.54K | 0.00% | +977 | New |
| CWM, LLC | 1,094 | $10.0K | 0.00% | +995+1,005.1% | Added |
| Farther Finance Advisors, LLC | 1,158 | $10.1K | 0.00% | +1,158 | New |
| Signaturefd, LLC | 1,319 | $11.5K | 0.00% | −129−8.9% | Reduced |
| PEAK6 Investments LLC | 1,819 | $15.9K | 0.00% | −146,391−98.8% | Reduced |
| US Bancorp | 2,640 | $23.1K | 0.00% | +5+0.2% | Added |
| FMR LLC | 2,968 | $25.9K | 0.00% | +687+30.1% | Added |
| Advisor Group Holdings, Inc. | 4,928 | $43.1K | 0.00% | +1,994+68.0% | Added |
| EntryPoint Capital, LLC | 5,186 | $45.3K | 0.04% | +5,186 | New |
| Metropolitan Life Insurance Co | 5,809 | $50.8K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 6,999 | $61.2K | 0.00% | +5,489+363.5% | Added |
| Asset Management One Co.,Ltd. | 7,217 | $64.3K | 0.00% | −1,000−12.2% | Reduced |
| Financial Avengers, Inc. | 8,000 | $69.9K | 0.04% | 00.0% | Unchanged |
| Amalgamated Bank | 9,245 | $81.0K | 0.00% | −1,055−10.2% | Reduced |
| Maltin Wealth Management, Inc. | 10,000 | $87.4K | 0.06% | +10,000 | New |
| Marex Group plc | 10,000 | $87.4K | 0.00% | +10,000 | New |
| Public Employees Retirement Association of Colorado | 10,430 | $91.0K | 0.00% | 00.0% | Unchanged |
| Pictet Asset Management Holding SA | 10,553 | $92.2K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 10,579 | $92.5K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 10,883 | $95.1K | 0.00% | +10,883 | New |
| Kendall Capital Management | 11,425 | $99.9K | 0.04% | −6,080−34.7% | Reduced |
| Omers Administration Corp | 11,600 | $101.4K | 0.00% | +11,600 | New |
| Man Group plc | 11,639 | $101.7K | 0.00% | – | – |
| MQS Management LLC | 12,458 | $108.9K | 0.06% | +12,458 | New |
| HSBC Holdings PLC | 12,939 | $113.3K | 0.00% | −14,803−53.4% | Reduced |
| Bridgefront Capital, LLC | 13,244 | $115.8K | 0.09% | −11,281−46.0% | Reduced |
| Principal Financial Group Inc | 13,518 | $118.1K | 0.00% | −2,243−14.2% | Reduced |
| Royce & Associates LP | 13,836 | $120.9K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 14,192 | $124.0K | 0.00% | −27,115−65.6% | Reduced |
| Belpointe Asset Management LLC | 15,000 | $131.1K | 0.01% | +15,000 | New |
| Cruiser Capital Advisors, LLC | 16,325 | $142.7K | 0.22% | +16,325 | New |
| Counterpoint Mutual Funds LLC | 16,441 | $143.7K | 0.05% | −4,689−22.2% | Reduced |
| Mackenzie Financial Corp | 17,933 | $156.7K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 17,982 | $157.2K | 0.00% | +4,151+30.0% | Added |
| AtonRa Partners | 18,333 | $160.2K | 0.32% | −5,847−24.2% | Reduced |
| Natixis | 18,831 | $164.6K | 0.00% | −1,030−5.2% | Reduced |
| Frank, Rimerman Advisors LLC | 19,415 | $169.7K | 0.04% | 00.0% | Unchanged |
| Requisite Capital Management, LLC | 20,000 | $174.8K | 0.04% | 00.0% | Unchanged |
| Bank of Montreal | 20,201 | $180.8K | 0.00% | −799,535−97.5% | Reduced |
| Citigroup Inc | 22,122 | $193.3K | 0.00% | +3,832+21.0% | Added |
| Tower Research Capital LLC (TRC) | 22,131 | $193.4K | 0.00% | +13,531+157.3% | Added |
| Martingale Asset Management L P | 22,800 | $199.3K | 0.00% | −110,280−82.9% | Reduced |
| Miracle Mile Advisors, LLC | 24,134 | $210.9K | 0.01% | +2,000+9.0% | Added |
| Commonwealth Equity Services, LLC | 26,651 | $233.0K | 0.00% | −100−0.4% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 27,761 | $235.1K | 0.00% | +9,184+49.4% | Added |
| Aquatic Capital Management LLC | 27,200 | $238.0K | 0.01% | −3,600−11.7% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 30,080 | $262.9K | 0.00% | +14,413+92.0% | Added |
| Arizona State Retirement System | 30,385 | $265.6K | 0.00% | −214−0.7% | Reduced |
| International Assets Investment Management, LLC | 30,400 | $265.7K | 0.03% | −6,612−17.9% | Reduced |
| Royal Bank of Canada | 31,169 | $274.0K | 0.00% | +10,401+50.1% | Added |
| Wells Fargo & Company | 34,443 | $301.0K | 0.00% | +6,135+21.7% | Added |
| State Board of Administration of Florida Retirement System | 34,524 | $301.7K | 0.00% | −87,232−71.6% | Reduced |
| Axq Capital, LP | 35,943 | $314.1K | 0.08% | +17,333+93.1% | Added |
| Sierra Summit Advisors LLC | 38,583 | $337.2K | 0.10% | +38,583 | New |
| Squarepoint Ops LLC | 38,587 | $337.3K | 0.00% | +7,896+25.7% | Added |
| SG Americas Securities, LLC | 42,244 | $369.0K | 0.00% | +16,519+64.2% | Added |
| Janus Henderson Group PLC | 42,572 | $371.9K | 0.00% | −80−0.2% | Reduced |
| Quest Partners LLC | 42,830 | $374.3K | 0.08% | +42,830 | New |
| Voya Investment Management LLC | 43,093 | $376.6K | 0.00% | +695+1.6% | Added |
| New York State Common Retirement Fund | 45,209 | $395.1K | 0.00% | +12,140+36.7% | Added |
| Great West Life Assurance Co | 45,855 | $398.0K | 0.00% | 00.0% | Unchanged |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 47,951 | $419.1K | 0.00% | −2,990−5.9% | Reduced |
| Boothbay Fund Management, LLC | 50,166 | $438.5K | 0.02% | +50,166 | New |
| Engineers Gate Manager LP | 50,594 | $442.2K | 0.01% | +50,594 | New |
| UBS Group AG | 52,067 | $455.1K | 0.00% | −77,564−59.8% | Reduced |
| American International Group, Inc. | 53,998 | $471.9K | 0.00% | +860+1.6% | Added |
| RIA Advisory Group LLC | 18,040 | $472.1K | 0.23% | +18,040 | New |
| MetLife Investment Management | 55,080 | $481.4K | 0.00% | 00.0% | Unchanged |
| IMC-Chicago, LLC | 57,179 | $499.7K | 0.02% | +6,313+12.4% | Added |
| Trexquant Investment LP | 57,668 | $504.0K | 0.01% | −57,818−50.1% | Reduced |
| Walleye Capital LLC | 59,103 | $516.6K | 0.01% | +20,309+52.4% | Added |
| Price T Rowe Associates Inc | 66,236 | $579.0K | 0.00% | −17,644−21.0% | Reduced |
| Cetera Advisors LLC | 70,642 | $617.4K | 0.01% | +70,642 | New |
| Libra Wealth LLC | 73,133 | $639.2K | 0.32% | 00.0% | Unchanged |
| XTX Topco Ltd | 74,636 | $652.3K | 0.14% | +74,636 | New |
| Jane Street Group, LLC | 76,856 | $671.7K | 0.00% | −11,083−12.6% | Reduced |
| Algert Global LLC | 80,731 | $705.6K | 0.03% | −49,970−38.2% | Reduced |
| Ursa Fund Management, LLC | 85,000 | $742.9K | 1.46% | +85,000 | New |
| Quantbot Technologies LP | 85,451 | $746.8K | 0.04% | −19,937−18.9% | Reduced |
| Rothschild & Co Wealth Management UK Ltd | 99,000 | $865.3K | 0.01% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 103,256 | $902.5K | 0.14% | −24,304−19.1% | Reduced |
| Gsa Capital Partners LLP | 104,106 | $910.0K | 0.08% | −60,491−36.8% | Reduced |