Happen, Inc.
HAPN- Exchange
- Nasdaq
- Industry
- Personal Credit Institutions
- SEC CIK
- 0001409970
In the last 90 days, Happen, Inc. insiders filed 0 open-market purchases and 12 sales; 245 institutions reported holding it in 13F filings for Q2 2026, worth $2.16B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Happen, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 185
- +12 vs. Q2 2023
- Shares held
- 80.5M
- −1.74M (−2.1%) vs. Q2 2023
- Total value
- $491.9M
- −$310.1M (−38.7%) vs. Q2 2023
- New holders
- 36
- 73 more added
- Sold out
- 24
- 49 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HAPN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 245 | $2.16B |
| Q1 2026 | 248 | $1.48B |
| Q4 2025 | 256 | $1.80B |
| Q3 2025 | 241 | $1.47B |
| Q2 2025 | 226 | $1.11B |
| Q1 2025 | 235 | $919.6M |
| Q4 2024 | 238 | $1.41B |
| Q3 2024 | 210 | $963.6M |
| Q2 2024 | 198 | $711.5M |
| Q1 2024 | 180 | $743.9M |
| Q4 2023 | 172 | $715.6M |
| Q3 2023 | 185 | $491.9M |
| Q2 2023 | 175 | $802.5M |
| Q1 2023 | 195 | $603.5M |
| Q4 2022 | 209 | $759.7M |
| Q3 2022 | 212 | $945.7M |
| Q2 2022 | 206 | $999.7M |
| Q1 2022 | 214 | $1.36B |
| Q4 2021 | 224 | $1.96B |
| Q3 2021 | 202 | $2.27B |
| Q2 2021 | 161 | $1.46B |
| Q1 2021 | 160 | $1.33B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Happen, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Victory Capital Management Inc | 41,307 | $252.0K | 0.00% | +30,221+272.6% | Added |
| Walleye Capital LLC | 38,794 | $236.6K | 0.00% | +38,794 | New |
| Man Group plc | – | $229.4K | 0.00% | – | – |
| International Assets Investment Management, LLC | 37,012 | $223.2K | 0.03% | +1,831+5.2% | Added |
| Aigen Investment Management, LP | 33,400 | $203.7K | 0.04% | +33,400 | New |
| Jump Financial, LLC | 33,382 | $203.6K | 0.01% | +17,369+108.5% | Added |
| New York State Common Retirement Fund | 33,069 | $201.7K | 0.00% | +46+0.1% | Added |
| Fox Run Management, L.L.C. | 31,486 | $192.1K | 0.06% | +31,486 | New |
| Aquatic Capital Management LLC | 30,800 | $188.0K | 0.01% | +29,400+2,100.0% | Added |
| Squarepoint Ops LLC | 30,691 | $187.2K | 0.00% | +30,691 | New |
| Arizona State Retirement System | 30,599 | $186.7K | 0.00% | +665+2.2% | Added |
| Wells Fargo & Company | 28,308 | $172.7K | 0.00% | −14,853−34.4% | Reduced |
| HSBC Holdings PLC | 27,742 | $170.1K | 0.00% | +27,742 | New |
| Virtu Financial LLC | 27,560 | $168.0K | 0.02% | +27,560 | New |
| Commonwealth Equity Services, LLC | 26,751 | $163.0K | 0.00% | +151+0.6% | Added |
| Winton Group Ltd | 26,087 | $159.1K | 0.01% | +9,327+55.7% | Added |
| SG Americas Securities, LLC | 25,725 | $157.0K | 0.00% | +25,725 | New |
| Bridgefront Capital, LLC | 24,525 | $149.6K | 0.10% | +13,460+121.6% | Added |
| AtonRa Partners | 24,180 | $147.5K | 0.31% | −6,456−21.1% | Reduced |
| Oak Thistle LLC | 23,497 | $143.3K | 0.04% | +23,497 | New |
| Guggenheim Capital LLC | 23,417 | $142.8K | 0.00% | −98,960−80.9% | Reduced |
| Teza Capital Management LLC | 23,013 | $140.4K | 0.02% | +23,013 | New |
| Miracle Mile Advisors, LLC | 22,134 | $135.0K | 0.00% | 00.0% | Unchanged |
| Counterpoint Mutual Funds LLC | 21,130 | $128.9K | 0.11% | +21,130 | New |
| Royal Bank of Canada | 20,768 | $126.0K | 0.00% | −20,324−49.5% | Reduced |
| Requisite Capital Management, LLC | 20,000 | $122.0K | 0.03% | 00.0% | Unchanged |
| Natixis | 19,861 | $121.2K | 0.00% | −6,469−24.6% | Reduced |
| Frank, Rimerman Advisors LLC | 19,415 | $118.4K | 0.03% | 00.0% | Unchanged |
| Axq Capital, LP | 18,610 | $113.5K | 0.04% | +584+3.2% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 18,577 | $113.3K | 0.00% | −2,047−9.9% | Reduced |
| Citigroup Inc | 18,290 | $111.6K | 0.00% | −47,890−72.4% | Reduced |
| Kendall Capital Management | 17,505 | $107.0K | 0.05% | −5,900−25.2% | Reduced |
| Mackenzie Financial Corp | 17,933 | $102.2K | 0.00% | 00.0% | Unchanged |
| Principal Financial Group Inc | 15,761 | $96.1K | 0.00% | +4,455+39.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 15,667 | $95.6K | 0.00% | 00.0% | Unchanged |
| CenterBook Partners LP | 15,299 | $93.3K | 0.01% | +15,299 | New |
| Acadian Asset Management LLC | 15,000 | $91.0K | 0.00% | +15,000 | New |
| Wolverine Trading, LLC | 14,597 | $89.0K | 0.00% | +14,597 | New |
| Quantamental Technologies LLC | 14,481 | $88.3K | 0.08% | −2,296−13.7% | Reduced |
| Royce & Associates LP | 13,836 | $84.4K | 0.00% | +922+7.1% | Added |
| ProShare Advisors LLC | 13,831 | $84.4K | 0.00% | −18−0.1% | Reduced |
| Nebula Research & Development LLC | 13,182 | $80.4K | 0.04% | +13,182 | New |
| Walleye Trading LLC | 11,776 | $71.8K | 0.00% | +11,776 | New |
| CI Private Wealth, LLC | 11,725 | $71.5K | 0.00% | +1,236+11.8% | Added |
| Centiva Capital, LP | 11,079 | $67.6K | 0.00% | +11,079 | New |
| Pathstone Family Office, LLC | 10,605 | $64.7K | 0.00% | +10,605 | New |
| Ameritas Investment Partners, Inc. | 10,579 | $64.5K | 0.00% | +1,787+20.3% | Added |
| Pictet Asset Management Holding SA | 10,553 | $64.4K | 0.00% | +10,553 | New |
| Point72 Asset Management, L.P. | 10,500 | $64.0K | 0.00% | +10,500 | New |
| Public Employees Retirement Association of Colorado | 10,430 | $64.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 10,300 | $63.0K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 10,222 | $62.4K | 0.00% | −25,944−71.7% | Reduced |
| Tower Research Capital LLC (TRC) | 8,600 | $52.5K | 0.00% | −1,561−15.4% | Reduced |
| Asset Management One Co.,Ltd. | 8,217 | $50.1K | 0.00% | +2,377+40.7% | Added |
| Financial Avengers, Inc. | 8,000 | $48.8K | 0.03% | −1,762−18.0% | Reduced |
| Metropolitan Life Insurance Co | 5,809 | $35.4K | 0.00% | 00.0% | Unchanged |
| STRS Ohio | 5,300 | $32.0K | 0.00% | −3,000−36.1% | Reduced |
| Cutler Group LP | 4,039 | $24.0K | 0.00% | +3,155+356.9% | Added |
| Advisor Group Holdings, Inc. | 2,934 | $17.9K | 0.00% | −262−8.2% | Reduced |
| US Bancorp | 2,635 | $16.1K | 0.00% | −1,711−39.4% | Reduced |
| FMR LLC | 2,281 | $13.9K | 0.00% | −1,021−30.9% | Reduced |
| Nisa Investment Advisors, LLC | 1,510 | $9.21K | 0.00% | −1,930−56.1% | Reduced |
| Signaturefd, LLC | 1,448 | $8.83K | 0.00% | +217+17.6% | Added |
| Salem Investment Counselors Inc | 825 | $5.03K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 689 | $4.20K | 0.00% | −1,227−64.0% | Reduced |
| Investors Research Corp | 575 | $3.51K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 500 | $3.05K | 0.00% | −26−4.9% | Reduced |
| Ronald Blue Trust, Inc. | 336 | $3.00K | 0.00% | +321+2,140.0% | Added |
| Comerica Bank | 247 | $1.51K | 0.00% | +247 | New |
| Allworth Financial LP | 230 | $1.40K | 0.00% | −1,848−88.9% | Reduced |
| Versant Capital Management, Inc | 211 | $1.29K | 0.00% | −748−78.0% | Reduced |
| Blue Bell Private Wealth Management, LLC | 200 | $1.22K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 165 | $1.01K | 0.00% | +165 | New |
| CWM, LLC | 99 | $1.00K | 0.00% | +70+241.4% | Added |
| Covestor Ltd | 181 | $1.00K | 0.00% | +170+1,545.5% | Added |
| Valley National Advisers Inc | 145 | $1.00K | 0.00% | +145 | New |
| National Bank of Canada | 150 | $894 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 121 | $738 | 0.00% | −967−88.9% | Reduced |
| Geneos Wealth Management Inc. | 108 | $659 | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 69 | $421 | 0.00% | 00.0% | Unchanged |
| Tfo-TDC, LLC | 31 | $302 | 0.00% | +31 | New |
| Glassman Wealth Services | 28 | $171 | 0.00% | +28 | New |
| Stonebridge Capital Advisors LLC | 10 | $61 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 10 | $61 | 0.00% | 00.0% | Unchanged |
| Centerpoint Advisors, LLC | 20 | $0 | 0.00% | 00.0% | Unchanged |
| Rubric Capital Management LP | 0 | $0 | 0.00% | −5,308,472−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −1,406,355−100.0% | Sold out |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −407,244−100.0% | Sold out |
| Baader Bank INC | 0 | $0 | 0.00% | −150,581−100.0% | Sold out |
| SummerHaven Investment Management, LLC | 0 | $0 | 0.00% | −48,578−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −32,102−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −23,280−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −22,066−100.0% | Sold out |
| Versor Investments LP | 0 | $0 | 0.00% | −17,735−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −16,976−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −14,904−100.0% | Sold out |
| Inceptionr LLC | 0 | $0 | 0.00% | −10,798−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −10,645−100.0% | Sold out |
| Veritable, L.P. | 0 | $0 | 0.00% | −10,555−100.0% | Sold out |
| Headlands Technologies LLC | 0 | $0 | 0.00% | −5,854−100.0% | Sold out |