Happen, Inc.
HAPN- Exchange
- Nasdaq
- Industry
- Personal Credit Institutions
- SEC CIK
- 0001409970
In the last 90 days, Happen, Inc. insiders filed 0 open-market purchases and 12 sales; 245 institutions reported holding it in 13F filings for Q2 2026, worth $2.16B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Happen, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 185
- +12 vs. Q2 2023
- Shares held
- 80.5M
- −1.74M (−2.1%) vs. Q2 2023
- Total value
- $491.9M
- −$310.1M (−38.7%) vs. Q2 2023
- New holders
- 36
- 73 more added
- Sold out
- 24
- 49 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HAPN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 245 | $2.16B |
| Q1 2026 | 248 | $1.48B |
| Q4 2025 | 256 | $1.80B |
| Q3 2025 | 241 | $1.47B |
| Q2 2025 | 226 | $1.11B |
| Q1 2025 | 235 | $919.6M |
| Q4 2024 | 238 | $1.41B |
| Q3 2024 | 210 | $963.6M |
| Q2 2024 | 198 | $711.5M |
| Q1 2024 | 180 | $743.9M |
| Q4 2023 | 172 | $715.6M |
| Q3 2023 | 185 | $491.9M |
| Q2 2023 | 175 | $802.5M |
| Q1 2023 | 195 | $603.5M |
| Q4 2022 | 209 | $759.7M |
| Q3 2022 | 212 | $945.7M |
| Q2 2022 | 206 | $999.7M |
| Q1 2022 | 214 | $1.36B |
| Q4 2021 | 224 | $1.96B |
| Q3 2021 | 202 | $2.27B |
| Q2 2021 | 161 | $1.46B |
| Q1 2021 | 160 | $1.33B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Happen, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Centerpoint Advisors, LLC | 20 | $0 | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 10 | $61 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 10 | $61 | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 28 | $171 | 0.00% | +28 | New |
| Tfo-TDC, LLC | 31 | $302 | 0.00% | +31 | New |
| Toronto Dominion Bank | 69 | $421 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 108 | $659 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 121 | $738 | 0.00% | −967−88.9% | Reduced |
| National Bank of Canada | 150 | $894 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 99 | $1.00K | 0.00% | +70+241.4% | Added |
| Covestor Ltd | 181 | $1.00K | 0.00% | +170+1,545.5% | Added |
| Valley National Advisers Inc | 145 | $1.00K | 0.00% | +145 | New |
| EverSource Wealth Advisors, LLC | 165 | $1.01K | 0.00% | +165 | New |
| Blue Bell Private Wealth Management, LLC | 200 | $1.22K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 211 | $1.29K | 0.00% | −748−78.0% | Reduced |
| Allworth Financial LP | 230 | $1.40K | 0.00% | −1,848−88.9% | Reduced |
| Comerica Bank | 247 | $1.51K | 0.00% | +247 | New |
| Ronald Blue Trust, Inc. | 336 | $3.00K | 0.00% | +321+2,140.0% | Added |
| First Manhattan Co | 500 | $3.05K | 0.00% | −26−4.9% | Reduced |
| Investors Research Corp | 575 | $3.51K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 689 | $4.20K | 0.00% | −1,227−64.0% | Reduced |
| Salem Investment Counselors Inc | 825 | $5.03K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,448 | $8.83K | 0.00% | +217+17.6% | Added |
| Nisa Investment Advisors, LLC | 1,510 | $9.21K | 0.00% | −1,930−56.1% | Reduced |
| FMR LLC | 2,281 | $13.9K | 0.00% | −1,021−30.9% | Reduced |
| US Bancorp | 2,635 | $16.1K | 0.00% | −1,711−39.4% | Reduced |
| Advisor Group Holdings, Inc. | 2,934 | $17.9K | 0.00% | −262−8.2% | Reduced |
| Cutler Group LP | 4,039 | $24.0K | 0.00% | +3,155+356.9% | Added |
| STRS Ohio | 5,300 | $32.0K | 0.00% | −3,000−36.1% | Reduced |
| Metropolitan Life Insurance Co | 5,809 | $35.4K | 0.00% | 00.0% | Unchanged |
| Financial Avengers, Inc. | 8,000 | $48.8K | 0.03% | −1,762−18.0% | Reduced |
| Asset Management One Co.,Ltd. | 8,217 | $50.1K | 0.00% | +2,377+40.7% | Added |
| Tower Research Capital LLC (TRC) | 8,600 | $52.5K | 0.00% | −1,561−15.4% | Reduced |
| AE Wealth Management LLC | 10,222 | $62.4K | 0.00% | −25,944−71.7% | Reduced |
| Amalgamated Bank | 10,300 | $63.0K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement Association of Colorado | 10,430 | $64.0K | 0.00% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 10,500 | $64.0K | 0.00% | +10,500 | New |
| Pictet Asset Management Holding SA | 10,553 | $64.4K | 0.00% | +10,553 | New |
| Ameritas Investment Partners, Inc. | 10,579 | $64.5K | 0.00% | +1,787+20.3% | Added |
| Pathstone Family Office, LLC | 10,605 | $64.7K | 0.00% | +10,605 | New |
| Centiva Capital, LP | 11,079 | $67.6K | 0.00% | +11,079 | New |
| CI Private Wealth, LLC | 11,725 | $71.5K | 0.00% | +1,236+11.8% | Added |
| Walleye Trading LLC | 11,776 | $71.8K | 0.00% | +11,776 | New |
| Nebula Research & Development LLC | 13,182 | $80.4K | 0.04% | +13,182 | New |
| ProShare Advisors LLC | 13,831 | $84.4K | 0.00% | −18−0.1% | Reduced |
| Royce & Associates LP | 13,836 | $84.4K | 0.00% | +922+7.1% | Added |
| Quantamental Technologies LLC | 14,481 | $88.3K | 0.08% | −2,296−13.7% | Reduced |
| Wolverine Trading, LLC | 14,597 | $89.0K | 0.00% | +14,597 | New |
| Acadian Asset Management LLC | 15,000 | $91.0K | 0.00% | +15,000 | New |
| CenterBook Partners LP | 15,299 | $93.3K | 0.01% | +15,299 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 15,667 | $95.6K | 0.00% | 00.0% | Unchanged |
| Principal Financial Group Inc | 15,761 | $96.1K | 0.00% | +4,455+39.4% | Added |
| Mackenzie Financial Corp | 17,933 | $102.2K | 0.00% | 00.0% | Unchanged |
| Kendall Capital Management | 17,505 | $107.0K | 0.05% | −5,900−25.2% | Reduced |
| Citigroup Inc | 18,290 | $111.6K | 0.00% | −47,890−72.4% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 18,577 | $113.3K | 0.00% | −2,047−9.9% | Reduced |
| Axq Capital, LP | 18,610 | $113.5K | 0.04% | +584+3.2% | Added |
| Frank, Rimerman Advisors LLC | 19,415 | $118.4K | 0.03% | 00.0% | Unchanged |
| Natixis | 19,861 | $121.2K | 0.00% | −6,469−24.6% | Reduced |
| Requisite Capital Management, LLC | 20,000 | $122.0K | 0.03% | 00.0% | Unchanged |
| Royal Bank of Canada | 20,768 | $126.0K | 0.00% | −20,324−49.5% | Reduced |
| Counterpoint Mutual Funds LLC | 21,130 | $128.9K | 0.11% | +21,130 | New |
| Miracle Mile Advisors, LLC | 22,134 | $135.0K | 0.00% | 00.0% | Unchanged |
| Teza Capital Management LLC | 23,013 | $140.4K | 0.02% | +23,013 | New |
| Guggenheim Capital LLC | 23,417 | $142.8K | 0.00% | −98,960−80.9% | Reduced |
| Oak Thistle LLC | 23,497 | $143.3K | 0.04% | +23,497 | New |
| AtonRa Partners | 24,180 | $147.5K | 0.31% | −6,456−21.1% | Reduced |
| Bridgefront Capital, LLC | 24,525 | $149.6K | 0.10% | +13,460+121.6% | Added |
| SG Americas Securities, LLC | 25,725 | $157.0K | 0.00% | +25,725 | New |
| Winton Group Ltd | 26,087 | $159.1K | 0.01% | +9,327+55.7% | Added |
| Commonwealth Equity Services, LLC | 26,751 | $163.0K | 0.00% | +151+0.6% | Added |
| Virtu Financial LLC | 27,560 | $168.0K | 0.02% | +27,560 | New |
| HSBC Holdings PLC | 27,742 | $170.1K | 0.00% | +27,742 | New |
| Wells Fargo & Company | 28,308 | $172.7K | 0.00% | −14,853−34.4% | Reduced |
| Arizona State Retirement System | 30,599 | $186.7K | 0.00% | +665+2.2% | Added |
| Squarepoint Ops LLC | 30,691 | $187.2K | 0.00% | +30,691 | New |
| Aquatic Capital Management LLC | 30,800 | $188.0K | 0.01% | +29,400+2,100.0% | Added |
| Fox Run Management, L.L.C. | 31,486 | $192.1K | 0.06% | +31,486 | New |
| New York State Common Retirement Fund | 33,069 | $201.7K | 0.00% | +46+0.1% | Added |
| Jump Financial, LLC | 33,382 | $203.6K | 0.01% | +17,369+108.5% | Added |
| Aigen Investment Management, LP | 33,400 | $203.7K | 0.04% | +33,400 | New |
| International Assets Investment Management, LLC | 37,012 | $223.2K | 0.03% | +1,831+5.2% | Added |
| Man Group plc | – | $229.4K | 0.00% | – | – |
| Walleye Capital LLC | 38,794 | $236.6K | 0.00% | +38,794 | New |
| Victory Capital Management Inc | 41,307 | $252.0K | 0.00% | +30,221+272.6% | Added |
| Voya Investment Management LLC | 42,398 | $258.6K | 0.00% | +821+2.0% | Added |
| Janus Henderson Group PLC | 42,652 | $260.8K | 0.00% | +170.0% | Added |
| Great West Life Assurance Co | 45,855 | $280.0K | 0.00% | +15,332+50.2% | Added |
| Deutsche Bank AG | 49,671 | $303.0K | 0.00% | +6,478+15.0% | Added |
| Qube Research & Technologies Ltd | 50,531 | $308.2K | 0.00% | +50,531 | New |
| Cubist Systematic Strategies, LLC | 50,536 | $308.3K | 0.00% | +50,536 | New |
| IMC-Chicago, LLC | 50,866 | $310.3K | 0.02% | +50,866 | New |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 50,941 | $310.7K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 53,138 | $324.1K | 0.00% | +1,889+3.7% | Added |
| MetLife Investment Management | 55,080 | $336.0K | 0.00% | 00.0% | Unchanged |
| Caxton Associates LP | 68,566 | $418.3K | 0.06% | +68,566 | New |
| Libra Wealth LLC | 73,133 | $446.1K | 0.25% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 73,254 | $446.8K | 0.01% | +2,863+4.1% | Added |
| Simplex Trading, LLC | 73,748 | $449.0K | 0.02% | +40,022+118.7% | Added |
| Capstone Investment Advisors, LLC | 73,828 | $450.4K | 0.01% | +73,828 | New |