Happen, Inc.
HAPN- Exchange
- Nasdaq
- Industry
- Personal Credit Institutions
- SEC CIK
- 0001409970
In the last 90 days, Happen, Inc. insiders filed 0 open-market purchases and 12 sales; 245 institutions reported holding it in 13F filings for Q2 2026, worth $2.16B in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Happen, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 212
- +6 vs. Q2 2022
- Shares held
- 85.6M
- +572.6K (+0.7%) vs. Q2 2022
- Total value
- $945.7M
- −$54.0M (−5.4%) vs. Q2 2022
- New holders
- 33
- 71 more added
- Sold out
- 27
- 68 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HAPN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 245 | $2.16B |
| Q1 2026 | 248 | $1.48B |
| Q4 2025 | 256 | $1.80B |
| Q3 2025 | 241 | $1.47B |
| Q2 2025 | 226 | $1.11B |
| Q1 2025 | 235 | $919.6M |
| Q4 2024 | 238 | $1.41B |
| Q3 2024 | 210 | $963.6M |
| Q2 2024 | 198 | $711.5M |
| Q1 2024 | 180 | $743.9M |
| Q4 2023 | 172 | $715.6M |
| Q3 2023 | 185 | $491.9M |
| Q2 2023 | 175 | $802.5M |
| Q1 2023 | 195 | $603.5M |
| Q4 2022 | 209 | $759.7M |
| Q3 2022 | 212 | $945.7M |
| Q2 2022 | 206 | $999.7M |
| Q1 2022 | 214 | $1.36B |
| Q4 2021 | 224 | $1.96B |
| Q3 2021 | 202 | $2.27B |
| Q2 2021 | 161 | $1.46B |
| Q1 2021 | 160 | $1.33B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Happen, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 16 | $0 | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 4 | $0 | 0.00% | −17−81.0% | Reduced |
| Trustcore Financial Services, LLC | 6 | $0 | 0.00% | 00.0% | Unchanged |
| Centerpoint Advisors, LLC | 20 | $0 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 12 | $0 | 0.00% | −9−42.9% | Reduced |
| Quent Capital, LLC | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 21 | $0 | 0.00% | +21 | New |
| The PNC Financial Services Group, Inc. | 75 | $1.00K | 0.00% | −1,000−93.0% | Reduced |
| Quadrant Capital Group LLC | 105 | $1.00K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 108 | $1.00K | 0.00% | 00.0% | Unchanged |
| CarsonAllaria Wealth Management, Ltd. | 80 | $1.00K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 57 | $1.00K | 0.00% | +57 | New |
| Bogart Wealth, LLC | 75 | $1.00K | 0.00% | +75 | New |
| Ronald Blue Trust, Inc. | 44 | $1.00K | 0.00% | +44 | New |
| Blue Bell Private Wealth Management, LLC | 200 | $2.00K | 0.00% | −80−28.6% | Reduced |
| Lindbrook Capital, LLC | 142 | $2.00K | 0.00% | −90−38.8% | Reduced |
| National Bank of Canada | 150 | $2.00K | 0.00% | +150 | New |
| Wipfli Financial Advisors LLC, | 219 | $2.00K | 0.00% | +219 | New |
| TCI Wealth Advisors, Inc. | 258 | $3.00K | 0.00% | +6+2.4% | Added |
| Harvest Fund Management Co., Ltd | 350 | $4.00K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 526 | $5.00K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 575 | $6.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 706 | $7.00K | 0.00% | +228+47.7% | Added |
| Salem Investment Counselors Inc | 825 | $9.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 805 | $9.00K | 0.00% | −121−13.1% | Reduced |
| Lazard Asset Management LLC | 1,913 | $21.0K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 1,950 | $22.0K | 0.00% | +688+54.5% | Added |
| FMR LLC | 2,189 | $24.0K | 0.00% | −78,733−97.3% | Reduced |
| Nisa Investment Advisors, LLC | 2,600 | $28.0K | 0.00% | +80+3.2% | Added |
| Asset Management One Co.,Ltd. | 4,389 | $48.0K | 0.00% | +97+2.3% | Added |
| Parallax Volatility Advisers, L.P. | 4,490 | $50.0K | 0.00% | +806+21.9% | Added |
| Proequities, Inc. | 5,158 | $57.0K | 0.01% | 00.0% | Unchanged |
| Walleye Capital LLC | 5,559 | $61.0K | 0.00% | +5,559 | New |
| Financial Avengers, Inc. | 6,000 | $66.0K | 0.05% | −1,512−20.1% | Reduced |
| Metropolitan Life Insurance Co | 6,278 | $69.4K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 6,795 | $75.0K | 0.00% | −1,705−20.1% | Reduced |
| Ameritas Investment Partners, Inc. | 7,566 | $83.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 7,644 | $84.0K | 0.00% | −12,279−61.6% | Reduced |
| New York State Teachers Retirement System | 8,800 | $97.0K | 0.00% | +8,800 | New |
| Point72 Hong Kong Ltd | 9,038 | $100.0K | 0.01% | +2,740+43.5% | Added |
| Advisor Group Holdings, Inc. | 9,501 | $104.0K | 0.00% | −10,011−51.3% | Reduced |
| SkyOak Wealth, LLC | 10,000 | $111.0K | 0.04% | 00.0% | Unchanged |
| Verition Fund Management LLC | 10,166 | $112.0K | 0.00% | +10,166 | New |
| Public Employees Retirement Association of Colorado | 10,430 | $115.0K | 0.00% | 00.0% | Unchanged |
| Veritable, L.P. | 10,400 | $115.0K | 0.00% | −40−0.4% | Reduced |
| Principal Financial Group Inc | 10,813 | $119.0K | 0.00% | +10,813 | New |
| Yorktown Management & Research Co Inc | 11,040 | $122.0K | 0.16% | +11,040 | New |
| Mariner, LLC | 11,082 | $122.0K | 0.00% | +11,082 | New |
| Cruiser Capital Advisors, LLC | 11,000 | $122.0K | 0.11% | +11,000 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 11,115 | $123.0K | 0.00% | −301−2.6% | Reduced |
| ProShare Advisors LLC | 11,317 | $126.0K | 0.00% | −53−0.5% | Reduced |
| State of Wyoming | 11,472 | $127.0K | 0.06% | +4,009+53.7% | Added |
| XTX Topco Ltd | 11,939 | $132.0K | 0.03% | +11,939 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 12,050 | $133.0K | 0.00% | 00.0% | Unchanged |
| PDT Partners, LLC | 12,596 | $139.0K | 0.02% | −55,403−81.5% | Reduced |
| Amalgamated Bank | 13,282 | $147.0K | 0.00% | +253+1.9% | Added |
| Wrapmanager Inc | 13,491 | $149.0K | 0.05% | −971−6.7% | Reduced |
| Tower Research Capital LLC (TRC) | 13,922 | $154.0K | 0.00% | +10,334+288.0% | Added |
| Cutler Group LP | 14,694 | $162.0K | 0.02% | −8,578−36.9% | Reduced |
| Great West Life Assurance Co | 15,060 | $166.0K | 0.00% | +10,224+211.4% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 15,830 | $175.0K | 0.00% | −67,248−80.9% | Reduced |
| AlphaCrest Capital Management LLC | 15,851 | $175.0K | 0.01% | +1,800+12.8% | Added |
| Eaton Vance Management | 15,938 | $176.0K | 0.00% | 00.0% | Unchanged |
| Ergoteles LLC | 16,240 | $179.0K | 0.01% | +16,240 | New |
| Versor Investments LP | 17,300 | $191.0K | 0.01% | +17,300 | New |
| Two Sigma Securities, LLC | 17,807 | $197.0K | 0.03% | +17,807 | New |
| Janus Henderson Group PLC | 17,922 | $198.0K | 0.00% | +30+0.2% | Added |
| AQR Capital Management LLC | 19,085 | $211.0K | 0.00% | −21,994−53.5% | Reduced |
| Bailard, Inc. | 19,700 | $218.0K | 0.01% | +19,700 | New |
| Group One Trading, L.P. | 19,936 | $220.0K | 0.01% | +4,130+26.1% | Added |
| Requisite Capital Management, LLC | 20,000 | $221.0K | 0.07% | +20,000 | New |
| Fox Run Management, L.L.C. | 20,546 | $227.0K | 0.09% | +20,546 | New |
| Ensign Peak Advisors, Inc | 20,620 | $228.0K | 0.00% | 00.0% | Unchanged |
| Karp Capital Management Corp | 22,134 | $245.0K | 0.05% | 00.0% | Unchanged |
| Kendall Capital Management | 22,305 | $246.0K | 0.14% | +150+0.7% | Added |
| Citigroup Inc | 22,342 | $247.0K | 0.00% | −7,819−25.9% | Reduced |
| STRS Ohio | 22,700 | $250.0K | 0.00% | 00.0% | Unchanged |
| Virginia Retirement Systems Et Al | 22,976 | $253.9K | 0.00% | +22,976 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 22,976 | $254.0K | 0.00% | −902,408−97.5% | Reduced |
| Quantamental Technologies LLC | 23,420 | $259.0K | 0.10% | −1,832−7.3% | Reduced |
| Old National Bancorp | 23,416 | $259.0K | 0.01% | +6,159+35.7% | Added |
| Stifel Financial Corp | 24,841 | $274.0K | 0.00% | −6,848−21.6% | Reduced |
| Envestnet Asset Management Inc | 26,298 | $291.0K | 0.00% | +1,709+7.0% | Added |
| Arizona State Retirement System | 27,771 | $307.0K | 0.00% | +388+1.4% | Added |
| NinePointTwo Capital | 28,845 | $318.0K | 0.13% | 00.0% | Unchanged |
| Franklin Resources Inc | 29,361 | $325.0K | 0.00% | −500−1.7% | Reduced |
| Raymond James & Associates | 29,649 | $328.0K | 0.00% | −104−0.3% | Reduced |
| Simplex Trading, LLC | 32,579 | $359.0K | 0.01% | +23,612+263.3% | Added |
| Allen Investment Management LLC | 33,428 | $369.0K | 0.01% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 34,434 | $380.0K | 0.00% | 00.0% | Unchanged |
| PMC FIG Opportunities LLC | 35,000 | $386.8K | 2.15% | +17,500+100.0% | Added |
| Basswood Capital Management, L.L.C. | 37,396 | $413.0K | 0.03% | −619,909−94.3% | Reduced |
| Voya Investment Management LLC | 38,625 | $426.8K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 39,451 | $436.0K | 0.00% | −4,599−10.4% | Reduced |
| Teacher Retirement System of Texas | 40,459 | $447.0K | 0.00% | +24,464+152.9% | Added |
| SG Americas Securities, LLC | 44,073 | $487.0K | 0.01% | −11,915−21.3% | Reduced |