Great Elm Capital Corp.
GECC- Exchange
- Nasdaq
- SEC CIK
- 0001675033
No open-market purchases or sales by Great Elm Capital Corp. insiders were filed in the last 90 days; 19 institutions reported holding it in 13F filings for Q2 2026, worth $3.62M in total; no superinvestor holds it.
Holders of 5% or more of GECC
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Great Elm Capital Corp., largest stake first. The change is against the holder's previous filing.
| Holder | Latest form | Stake | Change | First filed | Latest filing | Filing |
|---|---|---|---|---|---|---|
| Great Elm Strategic Partnership I, LLC | 13G/A | 11.13%1.56M shares | – | Nov 10, 20251 filing | Nov 10, 2025 | SEC |
| Smith Booker | 13G | 9.90%1.29M shares | New | Sep 4, 20251 filing | Sep 4, 2025 | SEC |
| Great Elm Group, Inc. | 13D/A | 9.70%1.36M shares | −1.40 ppfrom 11.10% | Aug 27, 20252 filings | Oct 9, 2025 | SEC |
| Northern Right Capital Management, L.P. | 13G/A | 6.20%874.8K shares | 0.00 ppfrom 6.20% | Jan 21, 20253 filings | Mar 5, 2026 | SEC |
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
7 Schedule 13D and 13G filings on Great Elm Capital Corp., newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Mar 5, 20264:45 PM ET | Northern Right Capital Management, L.P.and 5 others | 13G/A | 6.20%874.8K shares | 0.00 ppfrom 6.20% | Mar 4, 2026 | SEC |
| Nov 10, 20254:34 PM ET | Great Elm Strategic Partnership I, LLC | 13G/A | 11.13%1.56M shares | – | Sep 30, 2025 | SEC |
| Nov 6, 20255:06 PM ET | Northern Right Capital Management, L.P.and 5 others | 13D/A | 6.20%874.8K shares | −1.40 ppfrom 7.60% | Nov 4, 2025 | SEC |
| Oct 9, 20254:31 PM ET | Great Elm Group, Inc. | 13D/A | 9.70%1.36M shares | −1.40 ppfrom 11.10% | Oct 7, 2025 | SEC |
| Sep 4, 20254:15 PM ET | Smith Bookerand 1 other | 13G | 9.90%1.29M shares | New | Aug 27, 2025 | SEC |
| Aug 27, 20256:39 PM ET | Great Elm Group, Inc. | 13D/A | 11.10%1.44M shares | – | Aug 27, 2025 | SEC |
| Jan 21, 20258:12 PM ET | Northern Right Capital Management, L.P.and 5 others | 13D/A | 7.60%874.2K shares | – | Jan 13, 2025 | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell Great Elm Capital Corp. shares.
No Form 144 notices for Great Elm Capital Corp. are on file.