Great Elm Capital Corp.
GECC- Exchange
- Nasdaq
- SEC CIK
- 0001675033
No open-market purchases or sales by Great Elm Capital Corp. insiders were filed in the last 90 days; 19 institutions reported holding it in 13F filings for Q2 2026, worth $3.62M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Great Elm Capital Corp. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 22
- +1 vs. Q2 2025
- Shares held
- 1.26M
- +190.1K (+17.8%) vs. Q2 2025
- Total value
- $12.6M
- +$1.22M (+10.7%) vs. Q2 2025
- New holders
- 6
- 5 more added
- Sold out
- 5
- 3 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GECC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 19 | $3.62M |
| Q1 2026 | 23 | $4.41M |
| Q4 2025 | 26 | $10.3M |
| Q3 2025 | 22 | $12.6M |
| Q2 2025 | 21 | $11.4M |
| Q1 2025 | 14 | $10.7M |
| Q4 2024 | 14 | $11.4M |
| Q3 2024 | 14 | $10.3M |
| Q2 2024 | 16 | $14.8M |
| Q1 2024 | 16 | $15.2M |
| Q4 2023 | 18 | $14.6M |
| Q3 2023 | 14 | $13.6M |
| Q2 2023 | 17 | $10.5M |
| Q1 2023 | 10 | $12.6M |
| Q4 2022 | 11 | $9.53M |
| Q3 2022 | 9 | $10.5M |
| Q2 2022 | 12 | $14.6M |
| Q1 2022 | 13 | $6.96M |
| Q4 2021 | 21 | $10.2M |
| Q3 2021 | 14 | $11.3M |
| Q2 2021 | 16 | $13.3M |
| Q1 2021 | 18 | $11.5M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Great Elm Capital Corp.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| SRS Capital Advisors, Inc. | 1 | $11 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 471 | $4.72K | 0.00% | −183−28.0% | Reduced |
| Advisor Group Holdings, Inc. | 760 | $8.22K | 0.00% | +543+250.2% | Added |
| UBS Group AG | 1,180 | $11.8K | 0.00% | −4,357−78.7% | Reduced |
| Allworth Financial LP | 1,400 | $14.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 3,411 | $35.0K | 0.00% | +444+15.0% | Added |
| Trust Co of Toledo NA | 3,874 | $38.8K | 0.00% | 00.0% | Unchanged |
| Cove Street Capital, LLC | 6,100 | $61.1K | 0.08% | 00.0% | Unchanged |
| Northern Trust Corp | 11,910 | $119.3K | 0.00% | −4,164−25.9% | Reduced |
| Kestra Private Wealth Services, LLC | 14,491 | $145.2K | 0.00% | +14,491 | New |
| Morgan Stanley | 14,501 | $145.3K | 0.00% | +11,067+322.3% | Added |
| Virtu Financial LLC | 16,008 | $160.0K | 0.01% | +16,008 | New |
| Schonfeld Strategic Advisors LLC | 16,900 | $169.3K | 0.00% | +16,900 | New |
| Papamarkou Wellner Asset Management inc. | 19,500 | $195.4K | 0.12% | 00.0% | Unchanged |
| HRT Financial LP | 22,604 | $226.0K | 0.00% | +22,604 | New |
| Crestwood Advisors Group LLC | 24,474 | $245.2K | 0.00% | +11,956+95.5% | Added |
| Ethos Financial Group, LLC | 26,309 | $263.6K | 0.02% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 30,491 | $305.5K | 0.00% | +30,491 | New |
| Wells Fargo & Company | 34,026 | $340.9K | 0.00% | +34,025+3,402,500.0% | Added |
| Marshall Wace, LLP | 67,860 | $680.0K | 0.00% | +67,860 | New |
| Cruiser Capital Advisors, LLC | 142,259 | $1.43M | 1.42% | 00.0% | Unchanged |
| Northern Right Capital Management, L.P. | 798,471 | $8.00M | 2.48% | 00.0% | Unchanged |
| Millennium Management LLC | 0 | $0 | 0.00% | −16,148−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −10,907−100.0% | Sold out |
| Farmers & Merchants Investments Inc | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −43−100.0% | Sold out |
| Raymond James Financial Inc | 0 | $0 | 0.00% | −5−100.0% | Sold out |