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Futu Holdings Ltd

FUTU
Exchange
Nasdaq
Industry
Security Brokers, Dealers & Flotation Companies
SEC CIK
0001754581

No open-market purchases or sales by Futu Holdings Ltd insiders were filed in the last 90 days; 321 institutions reported holding it in 13F filings for Q2 2026, worth $4.19B in total; superinvestors HHLR Advisors (Hillhouse) and Greenwoods Asset Management hold it.

Four kinds of short-selling data, each measuring something different:

  • Short interest: shares sold short and not yet bought back, as of a settlement date. FINRA publishes it twice a month, about eight business days after the settlement date.
  • Daily short volume: shares sold short each day in off-exchange trades reported to FINRA. It counts trades, not open positions, and is published the next day.
  • Fails-to-deliver: shares not delivered by the settlement date. The SEC publishes them twice a month, about two weeks late.
  • ATS (dark pool) volume: weekly volume on alternative trading systems and other off-exchange venues. FINRA publishes it two to four weeks after the week.

More in the glossary.

Short interest

Shares sold short and not yet bought back, from FINRA, on every settlement date in the last two years.

Short interest
4.36M
Shares, settlement Oct 30, 2026
Change
−265.8K
−5.8% vs. Oct 15, 2026
Days to cover
4.96
Short interest ÷ average daily volume
Average daily volume
879.0K
Shares, as reported by FINRA
Short interest by settlement date
Oct 31, 2024: 4,982,200 sharesNov 15, 2024: 5,024,236 sharesNov 29, 2024: 4,952,769 sharesDec 13, 2024: 4,461,193 sharesDec 31, 2024: 4,157,918 sharesJan 15, 2025: 4,118,462 sharesJan 31, 2025: 4,350,881 sharesFeb 14, 2025: 4,821,099 sharesFeb 28, 2025: 3,810,854 sharesMar 14, 2025: 3,973,327 sharesMar 31, 2025: 3,796,911 sharesApr 15, 2025: 3,422,061 sharesApr 30, 2025: 2,851,128 sharesMay 15, 2025: 2,669,067 sharesMay 30, 2025: 2,800,858 sharesJun 13, 2025: 3,042,535 sharesJun 30, 2025: 3,437,371 sharesJul 15, 2025: 4,472,513 sharesJul 31, 2025: 5,132,669 sharesAug 15, 2025: 4,760,505 sharesAug 29, 2025: 4,951,052 sharesSep 15, 2025: 5,431,993 sharesSep 30, 2025: 5,084,390 sharesOct 15, 2025: 4,446,571 sharesOct 31, 2025: 5,009,468 sharesNov 14, 2025: 4,834,627 sharesNov 28, 2025: 4,961,061 sharesDec 15, 2025: 4,908,438 sharesDec 31, 2025: 4,719,390 sharesJan 15, 2026: 5,295,636 sharesJan 30, 2026: 3,875,195 sharesFeb 13, 2026: 3,640,877 sharesFeb 27, 2026: 3,084,028 sharesMar 13, 2026: 3,230,444 sharesMar 31, 2026: 3,454,516 sharesApr 15, 2026: 3,290,478 sharesApr 30, 2026: 3,164,870 sharesMay 15, 2026: 4,304,354 sharesMay 29, 2026: 7,117,889 sharesJun 15, 2026: 7,152,506 sharesJun 30, 2026: 6,819,094 sharesJul 15, 2026: 5,539,451 sharesJul 31, 2026: 5,603,582 sharesAug 14, 2026: 5,516,047 sharesAug 31, 2026: 5,084,017 sharesSep 15, 2026: 4,574,882 sharesSep 30, 2026: 5,052,178 sharesOct 15, 2026: 4,625,385 sharesOct 30, 2026: 4,359,576 shares
Short interest in FUTU by settlement date
Settlement dateShort interestChangeChange %Avg. daily volumeDays to cover
Oct 30, 20264.36M−265.8K−5.8%879.0K4.96
Oct 15, 20264.63M−426.8K−8.5%1.31M3.53
Sep 30, 20265.05M+477.3K+10.4%945.9K5.34
Sep 15, 20264.57M−509.1K−10.0%798.6K5.73
Aug 31, 20265.08M−432.0K−7.8%1.91M2.67
Aug 14, 20265.52M−87.5K−1.6%901.7K6.12
Jul 31, 20265.60M+64.1K+1.2%1.43M3.93
Jul 15, 20265.54M−1.28M−18.8%1.56M3.55
Jun 30, 20266.82M−333.4K−4.7%1.64M4.17
Jun 15, 20267.15M+34.6K+0.5%3.03M2.36
May 29, 20267.12M+2.81M+65.4%12.1M1.00
May 15, 20264.30M+1.14M+36.0%2.32M1.86
Apr 30, 20263.16M−125.6K−3.8%929.3K3.41
Apr 15, 20263.29M−164.0K−4.8%1.38M2.38
Mar 31, 20263.45M+224.1K+6.9%1.53M2.25
Mar 13, 20263.23M+146.4K+4.8%1.78M1.82
Feb 27, 20263.08M−556.8K−15.3%1.25M2.46
Feb 13, 20263.64M−234.3K−6.1%1.92M1.89
Jan 30, 20263.88M−1.42M−26.8%1.46M2.65
Jan 15, 20265.30M+576.2K+12.2%1.58M3.35
Dec 31, 20254.72M−189.0K−3.9%808.6K5.84
Dec 15, 20254.91M−52.6K−1.1%1.04M4.72
Nov 28, 20254.96M+126.4K+2.6%1.88M2.64
Nov 14, 20254.83M−174.8K−3.5%1.48M3.26
Oct 31, 20255.01M+562.9K+12.7%2.30M2.18
Oct 15, 20254.45M−637.8K−12.5%2.80M1.59
Sep 30, 20255.08M−347.6K−6.4%2.82M1.80
Sep 15, 20255.43M+480.9K+9.7%1.81M3.00
Aug 29, 20254.95M+190.5K+4.0%2.67M1.85
Aug 15, 20254.76M−372.2K−7.3%2.13M2.23
Jul 31, 20255.13M+660.2K+14.8%2.66M1.93
Jul 15, 20254.47M+1.04M+30.1%2.67M1.68
Jun 30, 20253.44M+394.8K+13.0%2.08M1.65
Jun 13, 20253.04M+241.7K+8.6%1.98M1.54
May 30, 20252.80M+131.8K+4.9%2.44M1.15
May 15, 20252.67M−182.1K−6.4%2.07M1.29
Apr 30, 20252.85M−570.9K−16.7%2.51M1.14
Apr 15, 20253.42M−374.9K−9.9%4.65M1.00
Mar 31, 20253.80M−176.4K−4.4%2.53M1.50
Mar 14, 20253.97M+162.5K+4.3%3.03M1.31
Feb 28, 20253.81M−1.01M−21.0%3.27M1.16
Feb 14, 20254.82M+470.2K+10.8%3.17M1.52
Jan 31, 20254.35M+232.4K+5.6%2.77M1.57
Jan 15, 20254.12M−39.5K−1.0%1.66M2.49
Dec 31, 20244.16M−303.3K−6.8%1.38M3.02
Dec 13, 20244.46M−491.6K−9.9%2.85M1.57
Nov 29, 20244.95M−71.5K−1.4%2.33M2.13
Nov 15, 20245.02M+42.0K+0.8%3.63M1.38
Oct 31, 20244.98M−105.1K−2.1%3.38M1.48

Fails-to-deliver

Shares that weren't delivered by the settlement date, from the SEC, for the last 30 dates with fails. The price is the previous day's closing price published by the SEC.

Fails-to-deliver in FUTU by settlement date
Settlement dateSharesPriceValue
Sep 23, 2026214$114.32$24.5K
Sep 18, 2026248$111.36$27.6K
Sep 15, 20264,135$111.11$459.4K
Aug 31, 20262,036$124.26$253.0K
Aug 27, 202619$127.34$2.42K
Aug 26, 202637,594$125.63$4.72M
Aug 10, 2026373$109.02$40.7K
Jul 28, 202616$104.27$1.67K
Jul 24, 202676$98.96$7.52K
Jul 17, 20261$97.52$97.52
Jul 13, 20264$96.33$385.32
Jul 6, 20268,844$95.04$840.5K
Jun 30, 2026543$97.17$52.8K
Jun 24, 20265,954$97.90$582.9K
Jun 17, 20262,628$96.01$252.3K
Jun 15, 20262,756$97.54$268.8K
Jun 12, 20266,600$95.53$630.5K
Jun 1, 20263,400$104.07$353.8K
May 28, 202689,058$110.22$9.82M
May 27, 2026119,485$107.70$12.9M
May 26, 2026112,097$89.76$10.1M
May 19, 202611$131.70$1.45K
May 18, 20264,886$134.64$657.9K
May 15, 20261,844$141.51$260.9K
May 6, 2026296$157.21$46.5K
May 5, 202683$156.04$13.0K
Apr 16, 20265,409$164.72$891.0K
Apr 9, 202670$157.14$11.0K
Apr 6, 2026192$140.16$26.9K
Mar 24, 2026179$140.04$25.1K

Daily short volume

Off-exchange short-sale volume, not short interest: shares sold short each day in trades reported to FINRA, for the last 30 trading days.

The short volume ratio isn't a sentiment gauge: market makers sell short to fill buy orders and to hedge, so short sales are usually about half of off-exchange volume.

Off-exchange short volume in FUTU by trade date
Trade dateShort volumeShort exemptOff-exchange volumeShort volume ratio
Nov 10, 2026134,2981,429283,20847.4%
Nov 9, 2026128,0371264,02448.5%
Nov 6, 2026244,2115,722665,11436.7%
Nov 5, 2026294,7971,8401,164,45625.3%
Nov 4, 2026176,3460522,21033.8%
Nov 3, 2026107,19622246,13243.6%
Nov 2, 2026221,6434513,98843.1%
Oct 30, 2026233,59920560,69941.7%
Oct 29, 202664,6937107,67360.1%
Oct 28, 2026112,1094,259194,85757.5%
Oct 27, 202676,1220147,01851.8%
Oct 26, 2026152,44911457,90533.3%
Oct 23, 2026112,6534416,75627.0%
Oct 22, 2026254,63117512,88049.6%
Oct 21, 2026272,291185380,45571.6%
Oct 20, 2026149,0530349,03942.7%
Oct 19, 202668,9660328,00121.0%
Oct 16, 2026144,1130261,98655.0%
Oct 15, 2026309,38210454,30168.1%
Oct 14, 2026377,89740538,04770.2%
Oct 13, 2026205,06798329,86462.2%
Oct 12, 2026147,69944256,37157.6%
Oct 9, 2026219,7390382,07157.5%
Oct 8, 2026137,5190228,56960.2%
Oct 7, 2026226,9830444,65951.0%
Oct 6, 2026322,7857475,65867.9%
Oct 5, 2026305,105310732,41041.7%
Oct 2, 2026325,83016833,34039.1%
Oct 1, 2026182,547213347,89552.5%
Sep 30, 2026150,917579222,76167.7%

ATS (dark pool) volume

Weekly volume on alternative trading systems (ATS) and other off-exchange (OTC) venues, from FINRA, for the last 12 weeks. ATS share is ATS volume ÷ (ATS + OTC volume), not a share of all trading.

Weekly ATS and OTC volume in FUTU
Week ofTierATS sharesATS tradesOther OTC sharesOther OTC tradesATS share
Oct 5, 2026T21,586,74431,1061,453,47612,93152.2%
Sep 28, 2026T21,336,33625,1312,209,7179,97537.7%
Sep 21, 2026T2868,63320,9581,534,4008,75736.1%
Sep 14, 2026T2823,86621,347656,2898,36555.7%
Sep 7, 2026T2628,84717,597627,6707,43650.0%
Aug 31, 2026T21,248,05326,249849,2719,71559.5%
Aug 24, 2026T21,770,17238,5701,633,70816,60452.0%
Aug 17, 2026T22,771,17547,8752,320,30922,93354.4%
Aug 10, 2026T2855,09324,241545,37510,06661.1%
Aug 3, 2026T21,251,77929,2941,401,37413,36347.2%
Jul 27, 2026T21,237,73727,7031,924,72111,75939.1%
Jul 20, 2026T21,806,33335,4901,523,61015,56554.2%