Focus Financial Partners Inc.
FOCSDelisted Aug 31, 2023- Industry
- Investment Advice
- SEC CIK
- 0001651052
Focus Financial Partners Inc. was delisted on Aug 31, 2023; its insiders filed their last Form 4 on Sep 1, 2023; 208 institutions reported holding it in 13F filings for Q2 2023, worth $3.88B in total; Soros Fund Management was the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Focus Financial Partners Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 240
- +31 vs. Q3 2021
- Shares held
- 72.1M
- +6.10M (+9.2%) vs. Q3 2021
- Total value
- $4.31B
- +$847.8M (+24.5%) vs. Q3 2021
- New holders
- 44
- 89 more added
- Sold out
- 13
- 72 more reduced
3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FOCS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 208 | $3.88B |
| Q1 2023 | 230 | $3.72B |
| Q4 2022 | 179 | $2.78B |
| Q3 2022 | 198 | $2.32B |
| Q2 2022 | 203 | $2.52B |
| Q1 2022 | 218 | $3.31B |
| Q4 2021 | 240 | $4.31B |
| Q3 2021 | 212 | $3.46B |
| Q2 2021 | 208 | $3.15B |
| Q1 2021 | 199 | $2.70B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Focus Financial Partners Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisor Group Holdings, Inc. | 3,811 | $228.0K | 0.00% | +1,458+62.0% | Added |
| Oberweis Asset Management Inc | 3,800 | $227.0K | 0.04% | +3,800 | New |
| PEAK6 Investments LLC | 3,773 | $225.0K | 0.01% | +3,773 | New |
| Sound View Wealth Advisors Group, LLC | 3,500 | $209.0K | 0.04% | +3,500 | New |
| STRS Ohio | 3,100 | $185.0K | 0.00% | +2,300+287.5% | Added |
| Toth Financial Advisory Corp | 3,000 | $179.0K | 0.02% | 00.0% | Unchanged |
| Globeflex Capital L P | 2,374 | $142.0K | 0.03% | 00.0% | Unchanged |
| Great West Life Assurance Co | 2,298 | $137.0K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 2,113 | $126.0K | 0.01% | +2,113 | New |
| Endurance Wealth Management, Inc. | 1,750 | $105.0K | 0.01% | −1,000−36.4% | Reduced |
| Captrust Financial Advisors | 1,726 | $103.0K | 0.00% | −223−11.4% | Reduced |
| Financial Management Professionals, Inc. | 1,672 | $100.0K | 0.02% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 1,000 | $61.0K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 1,000 | $60.0K | 0.01% | +500+100.0% | Added |
| Tower Research Capital LLC (TRC) | 862 | $52.0K | 0.00% | −706−45.0% | Reduced |
| State of Wyoming | 601 | $36.0K | 0.02% | +601 | New |
| Quantbot Technologies LP | 499 | $29.0K | 0.00% | +499 | New |
| Andrew Hill Investment Advisors, Inc. | 500 | $29.0K | 0.03% | +500 | New |
| Nisa Investment Advisors, LLC | 525 | $26.0K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 250 | $15.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 248 | $14.8K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 200 | $12.0K | 0.00% | 00.0% | Unchanged |
| RWM Asset Management, LLC | 152 | $9.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 158 | $9.00K | 0.00% | +75+90.4% | Added |
| Confluence Wealth Services, Inc. | 153 | $9.00K | 0.00% | +153 | New |
| First Horizon Advisors, Inc. | 134 | $8.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 142 | $8.00K | 0.00% | +77+118.5% | Added |
| HC Financial Advisors Inc | 94 | $6.00K | 0.00% | −6−6.0% | Reduced |
| Spire Wealth Management | 100 | $6.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 112 | $6.00K | 0.00% | +51+83.6% | Added |
| Trust Co of Vermont | 100 | $6.00K | 0.00% | +100 | New |
| SOA Wealth Advisors, LLC. | 100 | $5.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 84 | $5.00K | 0.00% | +13+18.3% | Added |
| Quadrant Capital Group LLC | 30 | $2.00K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 19 | $1.00K | 0.00% | −1−5.0% | Reduced |
| NEXT Financial Group, Inc | 13 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 10 | $1.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 12 | $1.00K | 0.00% | +12 | New |
| Covestor Ltd | 11 | $1.00K | 0.00% | +11 | New |
| Parallel Advisors, LLC | 2 | $0 | 0.00% | +2 | New |
| Interval Partners, LP | 0 | $0 | 0.00% | −44,763−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −32,779−100.0% | Sold out |
| ETF Managers Group, LLC | 0 | $0 | 0.00% | −30,936−100.0% | Sold out |
| Canada Pension Plan Investment Board | 0 | $0 | 0.00% | −19,000−100.0% | Sold out |
| Lake Street Advisors Group, LLC | 0 | $0 | 0.00% | −12,622−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −4,930−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −4,139−100.0% | Sold out |
| Pictet Asset Management SA | 0 | $0 | 0.00% | −4,029−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −1,321−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −1,195−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −512−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −334−100.0% | Sold out |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| B. Metzler seel. Sohn & Co. Holding AG | – | – | – | – | Not filed |
| Sonora Investment Management, LLC | – | – | – | – | Not filed |
| Berman Capital Advisors, LLC | – | – | – | – | Not filed |