Filana Therapeutics, Inc.
FLNA- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001069530
In the last 90 days, Filana Therapeutics, Inc. insiders filed 2 open-market purchases and 0 sales; 85 institutions reported holding it in 13F filings for Q2 2026, worth $15.1M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Filana Therapeutics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 181
- +16 vs. Q2 2021
- Shares held
- 12.2M
- +1.34M (+12.3%) vs. Q2 2021
- Total value
- $757.3M
- −$135.4M (−15.2%) vs. Q2 2021
- New holders
- 54
- 70 more added
- Sold out
- 38
- 41 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FLNA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 85 | $15.1M |
| Q1 2026 | 101 | $23.1M |
| Q4 2025 | 107 | $27.3M |
| Q3 2025 | 103 | $40.1M |
| Q2 2025 | 97 | $22.1M |
| Q1 2025 | 117 | $23.6M |
| Q4 2024 | 137 | $41.1M |
| Q3 2024 | 161 | $412.5M |
| Q2 2024 | 145 | $164.6M |
| Q1 2024 | 142 | $235.3M |
| Q4 2023 | 153 | $313.5M |
| Q3 2023 | 141 | $215.4M |
| Q2 2023 | 152 | $286.8M |
| Q1 2023 | 145 | $287.9M |
| Q4 2022 | 153 | $332.5M |
| Q3 2022 | 174 | $438.9M |
| Q2 2022 | 149 | $279.2M |
| Q1 2022 | 163 | $390.2M |
| Q4 2021 | 171 | $504.1M |
| Q3 2021 | 181 | $757.3M |
| Q2 2021 | 169 | $893.4M |
| Q1 2021 | 128 | $458.2M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Filana Therapeutics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ClariVest Asset Management LLC | 5,203 | $324.0K | 0.01% | +5,203 | New |
| First Heartland Consultants, Inc. | 5,115 | $318.0K | 0.05% | +5,115 | New |
| Investors Financial Group, LLC | 5,100 | $317.0K | 0.17% | −1,000−16.4% | Reduced |
| Clear Creek Financial Management, LLC | 5,105 | $317.0K | 0.05% | +5,105 | New |
| Fermata Advisors, LLC | 5,096 | $316.0K | 0.14% | +1,298+34.2% | Added |
| ProShare Advisors LLC | 4,899 | $304.0K | 0.00% | −5,027−50.6% | Reduced |
| Royal Bank of Canada | 4,684 | $291.0K | 0.00% | −542−10.4% | Reduced |
| Grimes & Company, Inc. | 4,692 | $291.0K | 0.01% | 00.0% | Unchanged |
| BFT Financial Group, LLC | 4,675 | $290.0K | 0.05% | +675+16.9% | Added |
| Jackson Hole Capital Partners, LLC | 4,660 | $289.0K | 0.09% | +4,660 | New |
| The PNC Financial Services Group, Inc. | 4,130 | $256.0K | 0.00% | −253−5.8% | Reduced |
| B. Riley Wealth Management, Inc. | 4,115 | $255.0K | 0.02% | −946−18.7% | Reduced |
| DFPG Investments, LLC | 4,700 | $251.0K | 0.09% | +4,700 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,034 | $250.0K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 4,000 | $248.0K | 0.06% | +4,000 | New |
| Dimensional Fund Advisors LP | 3,856 | $239.0K | 0.00% | −22,504−85.4% | Reduced |
| Man Group plc | 3,742 | $232.0K | 0.00% | −1,480−28.3% | Reduced |
| Castle Rock Wealth Management, LLC | 2,593 | $232.0K | 0.08% | +2,593 | New |
| Algert Global LLC | 3,531 | $219.0K | 0.03% | +3,531 | New |
| Avantax Advisory Services, Inc. | 3,513 | $218.0K | 0.00% | +838+31.3% | Added |
| US Bancorp | 3,416 | $212.0K | 0.00% | +1,925+129.1% | Added |
| Prudential Financial Inc | 3,360 | $209.0K | 0.00% | +365+12.2% | Added |
| Ameritas Investment Partners, Inc. | 3,000 | $186.0K | 0.01% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 2,798 | $174.0K | 0.08% | −153−5.2% | Reduced |
| Macquarie Group Ltd | 2,141 | $133.0K | 0.00% | +2,141 | New |
| Shell Asset Management Co | 2,106 | $131.0K | 0.00% | −80−3.7% | Reduced |
| Great West Life Assurance Co | 2,064 | $129.0K | 0.00% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 2,000 | $124.0K | 0.02% | +2,000 | New |
| Equitec Proprietary Markets, LLC | 1,900 | $118.0K | 0.06% | +1,900 | New |
| Meeder Asset Management Inc | 1,899 | $117.0K | 0.01% | +1,899 | New |
| Tower Research Capital LLC (TRC) | 1,817 | $113.0K | 0.00% | −5,547−75.3% | Reduced |
| Federation des caisses Desjardins du Quebec | 1,650 | $102.4K | 0.00% | +220+15.4% | Added |
| Advisory Services Network, LLC | 1,413 | $88.0K | 0.00% | +1,413 | New |
| Rockefeller Capital Management L.P. | 1,275 | $79.0K | 0.00% | +1,275 | New |
| Nisa Investment Advisors, LLC | 1,106 | $69.0K | 0.00% | +6+0.5% | Added |
| Retirement Group, LLC | 1,050 | $65.0K | 0.03% | +1,050 | New |
| Signaturefd, LLC | 928 | $58.0K | 0.00% | +550+145.5% | Added |
| Berman Capital Advisors, LLC | 914 | $56.0K | 0.01% | −80−8.0% | Reduced |
| Harbour Investments, Inc. | 750 | $47.0K | 0.00% | −310−29.2% | Reduced |
| Montag A & Associates Inc | 595 | $37.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 558 | $35.0K | 0.00% | +358+179.0% | Added |
| Global Retirement Partners, LLC | 500 | $31.0K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 498 | $31.0K | 0.02% | +186+59.6% | Added |
| O'Shaughnessy Asset Management, LLC | 493 | $31.0K | 0.00% | +493 | New |
| Ancora Advisors, LLC | 500 | $31.0K | 0.00% | +500 | New |
| Sandy Spring Bank | 500 | $31.0K | 0.00% | +500 | New |
| Geneos Wealth Management Inc. | 439 | $26.0K | 0.00% | +195+79.9% | Added |
| Sittner & Nelson, LLC | 400 | $25.0K | 0.02% | +400 | New |
| Smith Group Asset Management, LLC | 280 | $17.0K | 0.00% | +280 | New |
| Benjamin F. Edwards & Company, Inc. | 253 | $16.0K | 0.00% | +253 | New |
| IFP Advisors, Inc | 214 | $14.0K | 0.00% | +13+6.5% | Added |
| SOA Wealth Advisors, LLC. | 203 | $12.0K | 0.00% | −25−11.0% | Reduced |
| BDO Wealth Advisors, LLC | 200 | $12.0K | 0.00% | +200 | New |
| Anchor Investment Management, LLC | 185 | $11.5K | 0.00% | +185 | New |
| Bessemer Group Inc | 150 | $9.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 140 | $9.00K | 0.00% | 00.0% | Unchanged |
| Capital Advisory Group Advisory Services, LLC | 125 | $8.00K | 0.00% | +125 | New |
| Point72 Hong Kong Ltd | 105 | $7.00K | 0.00% | +105 | New |
| Founders Capital Management | 105 | $7.00K | 0.00% | +105 | New |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 95 | $6.00K | 0.00% | 00.0% | Unchanged |
| Resources Management Corp | 100 | $6.00K | 0.00% | +100 | New |
| Vectors Research Management, LLC | 75 | $5.00K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 87 | $5.00K | 0.00% | +87 | New |
| McCarthy Asset Management, Inc. | 60 | $4.00K | 0.00% | −25−29.4% | Reduced |
| TCI Wealth Advisors, Inc. | 68 | $4.00K | 0.00% | +9+15.3% | Added |
| HM Payson & Co | 65 | $4.00K | 0.00% | +20+44.4% | Added |
| Hudock, Inc. | 64 | $3.00K | 0.00% | −154−70.6% | Reduced |
| BerganKDV Wealth Management, LLC | 50 | $3.00K | 0.00% | +50 | New |
| Larson Financial Group LLC | 42 | $3.00K | 0.00% | +42 | New |
| Pacitti Group Inc. | 40 | $2.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 30 | $2.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 20 | $1.00K | 0.00% | 00.0% | Unchanged |
| Howe & Rusling Inc | 10 | $1.00K | 0.00% | +4+66.7% | Added |
| Private Capital Group, LLC | 9 | $1.00K | 0.00% | +9 | New |
| Meridian Wealth Partners, LLC | 13 | $1.00K | 0.00% | +13 | New |
| Heritage Wealth Management, LLC | 10 | $1.00K | 0.00% | +10 | New |
| Financial Avengers, Inc. | 10 | $1.00K | 0.00% | +10 | New |
| Eaton Vance Management | 75 | $0 | 0.00% | −100−57.1% | Reduced |
| Ellevest, Inc. | 7 | $0 | 0.00% | +4+133.3% | Added |
| Graves-Light Private Wealth Management, Inc. | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 6 | $0 | 0.00% | +6 | New |
| Bleichroeder LP | 0 | $0 | 0.00% | −375,000−100.0% | Sold out |
| ACT Capital Management, LLC | 0 | $0 | 0.00% | −45,000−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −45,000−100.0% | Sold out |
| Gotham Asset Management, LLC | 0 | $0 | 0.00% | −39,726−100.0% | Sold out |
| EAM Global Investors LLC | 0 | $0 | 0.00% | −31,644−100.0% | Sold out |
| First Midwest Bank Trust Division | 0 | $0 | 0.00% | −24,547−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −22,447−100.0% | Sold out |
| Premier Asset Management LLC | 0 | $0 | 0.00% | −15,852−100.0% | Sold out |
| Belvedere Trading LLC | 0 | $0 | 0.00% | −13,147−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −11,865−100.0% | Sold out |
| IMC-Chicago, LLC | 0 | $0 | 0.00% | −11,465−100.0% | Sold out |
| Bank Julius Baer & Co. Ltd, Zurich | 0 | $0 | 0.00% | −11,002−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −10,250−100.0% | Sold out |
| Banque Cantonale Vaudoise | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −8,910−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −8,667−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −8,014−100.0% | Sold out |
| L & S Advisors Inc | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −5,601−100.0% | Sold out |