First Trust/Abrdn Emerging Opportunity Fund
FEODelisted Dec 6, 2022- SEC CIK
- 0001363438
First Trust/Abrdn Emerging Opportunity Fund was delisted on Dec 6, 2022; its insiders filed their last Form 4 on Aug 15, 2022; 18 institutions reported holding it in 13F filings for Q3 2022, worth $15.0M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in First Trust/Abrdn Emerging Opportunity Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
FEO is no longer listed, so this page shows Q3 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 18
- −4 vs. Q2 2022
- Shares held
- 1.68M
- +74.5K (+4.6%) vs. Q2 2022
- Total value
- $15.0M
- +$883.0K (+6.2%) vs. Q2 2022
- New holders
- 3
- 5 more added
- Sold out
- 7
- 7 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FEO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 18 | $15.0M |
| Q2 2022 | 22 | $14.1M |
| Q1 2022 | 18 | $14.5M |
| Q4 2021 | 19 | $17.7M |
| Q3 2021 | 19 | $20.5M |
| Q2 2021 | 21 | $21.9M |
| Q1 2021 | 25 | $23.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding First Trust/Abrdn Emerging Opportunity Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 55 | $0 | 0.00% | −1,547−96.6% | Reduced |
| Parallel Advisors, LLC | 203 | $2.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,483 | $13.0K | 0.00% | +40+2.8% | Added |
| Castle Wealth Management LLC | 2,000 | $18.0K | 0.01% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 4,997 | $44.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 5,274 | $48.0K | 0.00% | +4,099+348.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 12,499 | $112.0K | 0.00% | −20,921−62.6% | Reduced |
| Shaker Financial Services, LLC | 13,000 | $116.0K | 0.06% | +13,000 | New |
| Peapack Gladstone Financial Corp | 15,673 | $140.0K | 0.00% | −390−2.4% | Reduced |
| Royal Bank of Canada | 16,518 | $148.0K | 0.00% | +293+1.8% | Added |
| Wells Fargo & Company | 19,736 | $176.0K | 0.00% | −4,338−18.0% | Reduced |
| Morgan Stanley | 42,357 | $378.0K | 0.00% | −132,302−75.7% | Reduced |
| Advisor Group Holdings, Inc. | 44,924 | $401.0K | 0.00% | −4,067−8.3% | Reduced |
| Private Advisor Group, LLC | 54,188 | $484.0K | 0.01% | +4,151+8.3% | Added |
| CSS LLC | 90,912 | $813.0K | 0.05% | +90,912 | New |
| Clough Capital Partners L P | 185,834 | $1.66M | 0.25% | +185,834 | New |
| Saba Capital Management, L.P. | 516,375 | $4.61M | 0.06% | +159,135+44.5% | Added |
| Lazard Asset Management LLC | 656,095 | $5.86M | 0.01% | −17,130−2.5% | Reduced |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −77,415−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −55,700−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −21,070−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −16,464−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −15,641−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,459−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −1,473−100.0% | Sold out |