First Trust/Abrdn Emerging Opportunity Fund
FEODelisted Dec 6, 2022- SEC CIK
- 0001363438
First Trust/Abrdn Emerging Opportunity Fund was delisted on Dec 6, 2022; its insiders filed their last Form 4 on Aug 15, 2022; 18 institutions reported holding it in 13F filings for Q3 2022, worth $15.0M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in First Trust/Abrdn Emerging Opportunity Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 21
- −4 vs. Q1 2021
- Shares held
- 1.45M
- −154.2K (−9.6%) vs. Q1 2021
- Total value
- $21.9M
- −$1.38M (−5.9%) vs. Q1 2021
- New holders
- 2
- 5 more added
- Sold out
- 6
- 10 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FEO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 18 | $15.0M |
| Q2 2022 | 22 | $14.1M |
| Q1 2022 | 18 | $14.5M |
| Q4 2021 | 19 | $17.7M |
| Q3 2021 | 19 | $20.5M |
| Q2 2021 | 21 | $21.9M |
| Q1 2021 | 25 | $23.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding First Trust/Abrdn Emerging Opportunity Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lazard Asset Management LLC | 672,748 | $10.2M | 0.01% | −22,755−3.3% | Reduced |
| Morgan Stanley | 339,993 | $5.13M | 0.00% | +26,494+8.5% | Added |
| Wells Fargo & Company | 110,688 | $1.67M | 0.00% | −40,585−26.8% | Reduced |
| Private Advisor Group, LLC | 51,638 | $780.0K | 0.01% | −12,531−19.5% | Reduced |
| Advisor Group Holdings, Inc. | 44,559 | $673.0K | 0.00% | +13,060+41.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 38,045 | $574.0K | 0.00% | +19,164+101.5% | Added |
| Baird Financial Group, Inc. | 31,199 | $471.0K | 0.00% | +31,199 | New |
| Shaker Financial Services, LLC | 31,087 | $469.0K | 0.17% | −11,540−27.1% | Reduced |
| 1607 Capital Partners, LLC | 28,736 | $434.0K | 0.02% | −112,616−79.7% | Reduced |
| Invesco Ltd. | 20,997 | $317.0K | 0.00% | −155−0.7% | Reduced |
| Peapack Gladstone Financial Corp | 17,768 | $268.0K | 0.01% | −586−3.2% | Reduced |
| Royal Bank of Canada | 15,788 | $238.0K | 0.00% | +263+1.7% | Added |
| Mid Atlantic Financial Management Inc | 13,800 | $208.0K | 0.01% | +13,800 | New |
| Commonwealth Equity Services, LLC | 11,472 | $173.0K | 0.00% | −200−1.7% | Reduced |
| Bank of America Corp | 11,084 | $167.0K | 0.00% | +2,909+35.6% | Added |
| Global Retirement Partners, LLC | 6,737 | $102.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 4,309 | $65.0K | 0.00% | −138−3.1% | Reduced |
| CWM, LLC | 1,784 | $27.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 400 | $6.00K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 250 | $4.00K | 0.00% | −250−50.0% | Reduced |
| Parallel Advisors, LLC | 203 | $3.00K | 0.00% | 00.0% | Unchanged |
| City of London Investment Management Co Ltd | 0 | $0 | 0.00% | −57,220−100.0% | Sold out |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −901−100.0% | Sold out |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −566−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −521−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −516−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −6−100.0% | Sold out |